Committee Releases New Comment Letter

Resolving Issues of Legal Uncertainty Relating to the Recognition and Supervision of Central Counterparties

Read the Comment Letter

Committee Releases Quarterly Financial Penalties Data

2016 Q1 Financial Penalties

Read the Report

Committee on Capital Markets Regulation
is dedicated to enhancing the competitiveness of U.S. capital markets and ensuring the stability of the U.S. financial system.

Our reports and releases provide lawmakers and regulators with concrete policy recommendations based on rigorous empirical research. We support the use of robust cost-benefit analysis as a critical component of financial regulatory reform.

Latest News

  • Committee responds to Kashkari’s “Nothing But the Facts: Too Big to Fail”

    This Nothing but the Facts statement by the Committee on Capital Markets Regulation[1] is in response a request for public comment by Neel Kashkari, President of the Federal Reserve Bank of Minneapolis. In his recent speech, “Lessons From the Crisis: Ending Too Big to Fail,”[2] President Kashkari contends that the largest U.S. banks are “too […]


    CONTINUING COMPETITIVE WEAKNESS IN U.S. PUBLIC CAPITAL MARKETS Committee Study Shows Weak Start to 2016 in U.S. Public Markets CAMBRIDGE, Mass., April [XX], 2016—U.S. capital market competitiveness showed startling signs of weakness in the first quarter of 2016. “The competitive landscape of U.S. equity capital markets is off to a very disappointing start in 2016,” […]

  • Committee Releases Q1 2016 Financial Penalties Data

    CAMBRIDGE, Mass., April 15, 2016—The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States for Q1 2016. Public financial penalties include public class action settlements that arise from class action lawsuits brought by the government (e.g., state attorneys general) and regulatory penalties […]

View All News

Latest in Education & Research

View All Reports