American Banker 5/2/2013
Regulators Struggle for Way Forward on Basel III Leverage Ratio
Network World 4/3/2013
For Microsoft, going private may not be such a bad idea
U.S. Securities and Exchange Commission 3/21/2013
Key Note Speech by Commissioner Daniel M. Gallagher
National Law Review 3/18/2013
Financial Services Legislative and Regulatory Update – March 18, 2013
Risk.net 3/13/2013
Extraterritorial Clash Continues For Clearing Houses
(click here to read the article through a free trial membership)
Bloomberg 3/7/2013
Fed Tests Show 17 of 18 Banks Weathering Severe Slump
The Trade News 1/31/2013
Research Body Seeks EU-US Swaps Clearing Accord
NPR All Things Considered 12/13/2012
HSBC Critic: Too Big To Indict May Mean Too Big To Exist
New York Times DealBook 10/16/2012
Fed Governor’s Plan to Limit Bank Size Fuels Debate
Washington Post 3/17/2012
The argument that could upend Wall Street reform
Bloomberg 2/3/2012
Carlyle Drops Class-Action Lawsuit Ban as Opposition Mounts
Bloomberg 1/26/2012
Carlyle Lawsuit Ban Deplored by Lawmakers May Entice Followers
(must search for article from homepage)
BusinessWeek 1/18/2012
Carlyle Seeks to Ban Shareholder Lawsuits Before Public Offering
(must search for article from homepage)
New York Times DealBook 8/18/2011
Court Ruling Offers Path to Challenge Dodd-Frank
Bloomberg 7/23/2011
Dodd-Frank Rules May Be at Legal Risk After SEC Loses U.S. Court Appeal
Politico 7/10/2011
The gift that people keep refusing
Bloomberg 6/16/2011
U.S. Lawmakers Press Regulators on Bank Capital, Derivatives
The Deal 1/26/2011
Hal Scott on Dodd-Frank
Wall Street Journal 1/26/2011
Harvard Professor Warns of Cutting Regulators’ Budgets
(must search for article online)
Bloomberg 12/16/2010
Market Group Challenges ‘Flawed’ Dodd-Frank Rulemaking Process
Bloomberg 11/29/2010
Wall Street Shrinks From Credit Default Swaps Before Rules Hit
Bloomberg 4/13/2010
Derivative Trades Don’t All Belong on Exchanges: Judd Gregg
Wall Street Journal 7/20/2009
“Report Recommends Tweaking Mutual Fund Taxes”
(must search for article online)
USA Today 6/17/2009
Obama Aims to Give Regulators Chance to Rein in Future Crises
Forbes 6/17/2009
Bank Regulation Blowout
Harvard Law School News 6/16/2009
Scott and Committee on Capital Markets Regulation Issue Major Report Urging Financial Regulatory Reform
Financial Times 6/11/2009
Turf Warriors Head for Washington
BusinessWeek 6/4/2009
Private Equity Moves In on Banks
(must search for article from homepage)
Bloomberg 6/1/2009
Citigroup Stuck With Bernanke Offer Rival Banks Plan to Refuse
Financial Times 5/29/2009
Congress Joins Turf War on Regulation
Financial Times 5/28/2009
Proposal for US Bank Regulation Draws Flak
Bloomberg 5/28/2009
Frank Rules Out Creating Single U.S. Bank Regulator
Wall Street Journal 5/28/2009
“Reshaping Financial Oversight ”
The Wall Street Journal reported on the Committee’s proposal for the Fed to be the sole financial stability regulator.
(must search for article online)
Bloomberg TV 5/26/2009
Scott Says ‘More Unified’ Financial Regulation Needed
(to watch, click on Video tab)
Bloomberg 5/26/2009
U.S. Financial Regulations Need Overhaul, Panel Says
Bloomberg 7/10/2008
Ross, Blackrock’s Fisher Seek to Restore Asset-Backed Market
The New York Sun 5/23/2008
Treasury’s Plan Gone Awry
(must search for article on the home page)
NY Times 4/1/2008
On Paper, Wall Street Gets Its Way
Bloomberg 3/29/2008
Paulson to Propose New U.S. Financial Regulators
Bloomberg 3/27/2008
Wall Street Might Make Hot Air Look Like Change: Susan Antilla
American Banker 12/31/2007
Letter to the Editor: We Didn’t Blame Regulator
By Hal S. Scott
American Banker Review 2007
Crisis Alters Reg Revamp’s Context, Odds
Financial Times 12/13/2007
US looks to London for Regulatory Model
Wall Street Journal 12/6/2007
“More Non-U.S. Companies Ditch Their New York Listings ”
The Wall Street Journal reported on the Committee’s latest report– “The Competitive Position of the U.S. Public Equity Market.”
(must search for article online)
Bloomberg 11/19/2007
SEC Penalties Fall Amid ‘New Ethos’ on Company Fines
NY Times Magazine 10/14/2007
The Capital of Capital No More?
Newsweek 8/13/2007
Lessons From Motown
Financial Times 6/5/2007
Call to Delay Sarbox for Small Companies
Bloomberg 5/29/2007
IPO Fees in Europe Catch Wall Street for First Time
BusinessWeek 4/23/2007
The Growing Revolt Against The SEC
(must search for article on the home page)
The New York Sun 4/19/2007
Blocking Markets
(must search for article on the home page)
Wall Street Journal 4/16/2007
An article appeared in the Wall Street Journal that reported that the SEC was considering the Committee’s recommendation on arbitration, which would give shareholder’s a choice in how they resolve disputes with their company.
(must search for article online)
The New York Sun 4/5/2007
Cox, Not Sarbox To Blame
(must search for article on the home page)
Bloomberg 3/30/2007
Cox Says SEC Will Ease Sarbanes-Oxley Burden, Rebuffing Critics
Financial Times 3/26/2007
For Good or Ill, Class Action is on the Rise
Harvard Law Bulletin Spring 2007
Endgame?
The New York Sun 3/13/2007
Schumer Can Save New York
(must search for article on the home page)
U.S. News & World Report 3/4/2007
Is Wall Street Losing Its Luster?
NY Times 3/3/2007
Gold Is Awaiting Its Day
Bloomberg 2/20/2007
IPOs Shun U.S. Exchanges While Wall Street Collects Record Fees
NY Times 2/13/2007
S.E.C. Seeks to Curtail Investor Suits
Forbes 2/8/2007
Unraveling Wall Street Reforms
The New York Sun 2/5/2007
To Alter U.S. Regulatory Climate, Mayor Eyes Overseas Methods
(must search for article on the home page)
NY Times 1/26/2007
About Those Fears of Wall Street’s Decline
Bloomberg 1/24/2007
McDonough, Russo Say Lawsuits Hurting U.S. Markets (Update1)
The New York Sun 1/23/2007
It’s the Litigation, Stupid
(must search for article on the home page)
NY Times 1/22/2007
U.S. Financial Sector Is Losing Its Edge, Report Says
Financial Times 1/20/2007
City is Fast Catching up with Wall Street
The New York Sun 1/18/07
Take Back the Market
(must search for article on the home page)
Bloomberg 1/11/2007
SEC’s Chief Accountant Backs Shielding Auditors From Lawsuits
Financial News 1/11/2007
US Exchanges Move Into Beijing to Avoid Losing Listings
NY Times 1/8/2007
Private Firms Lure Chief Executives With Top Pay
Financial Times 1/7/2007
Shareholder-friendly US, Governance-shy Europe
NY Times 1/7/2007
So Many Millions, So Little Body Armor
Financial Times 1/4/2007
The Cost to Europe of America’s Class Action Addiction
Forbes 12/25/2006
Lightening Sarbox
Fortune 12/20/2006
Keep America’s edge
NY Times 12/15/2006
HIGH & LOW FINANCE; S.E.C. to Firms: Keep Money, Forget Rules
NY Times 12/13/2006
U.S. Moves to Restrain Prosecutors
The New York Sun 12/11/2006
Remember The Shareholder
(must search for article on the home page)
Bloomberg 12/4/2006
Sarbanes-Oxley, Costly Cure for What Ails Market: Kevin Hassett
Bloomberg 12/1/2006
Nice Deal for Wall Street, Bummer on Main Street: Susan Antilla
NY Times 11/30/2006
Panel to Urge Rewriting Rules to Aid Companies
Bloomberg 11/30/2006
Sarbanes-Oxley Changes Sought by Paulson-backed Group
Bloomberg 11/30/2006
Senate’s Dodd Cautions Against Sarbanes-Oxley Changes
Bloomberg 11/29/2006
Paulson-Backed Group Seeks Reduced Business Penalties
Bloomberg 10/30/2006
Sarbanes-Oxley Brings American Firms Record IPO Earnings Abroad
NY Times 10/28/2006
Businesses Seek Protection on Legal Front
Financial Week 9/25/2006
Thinking Outside the SarbOx
NY Times 9/13/2006
Panel of Executives and Academics to Consider Regulation and Competitiveness
International Herald Tribune 9/13/2006
Group Seeks Changes to U.S. Securities Markets
Times Online 9/13/2006
Paulson Supports Cause to Reform Law
(must search for article on the home page)
Financial Times 9/12/2006
Paulson Backs Sarbox Study