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Comment Letter to OCC on Proposed Rule Regarding Annual Stress Tests

Comment Letter to OCC on Proposed Rule Regarding Annual Stress Tests

Apr 30, 2012 | Banking, Financial Stability, Letter

A PDF of this comment letter is available here. Re: Annual Stress Test, 77 Fed. Reg. 3408 (Docket ID OCC – 2011 – 0029, RIN 1557 – AD58). Dear Comptroller Walsh: The Committee on Capital Markets Regulation (Committee) appreciates the opportunity to comment on the...
Comment Letter to Fed on Proposed Rule Regarding Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies

Comment Letter to Fed on Proposed Rule Regarding Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies

Apr 30, 2012 | Banking, Financial Stability, Letter

A PDF of this comment letter is available here. Re: Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies, 77 Fed. Reg. 594 (Docket No. 1438, RIN 7100 – A86). Dear Ms. Johnson: The Committee on Capital Markets Regulation (Committee)...
Jacqueline McCabe Testifies Before House Oversight and Government Reform Committee in Hearing Entitled “The SEC’s Aversion to Cost-Benefit Analysis”

Jacqueline McCabe Testifies Before House Oversight and Government Reform Committee in Hearing Entitled “The SEC’s Aversion to Cost-Benefit Analysis”

Apr 17, 2012 | Capital Markets, Congressional Testimony

***Media Advisory*** COMMITTEE ON CAPITAL MARKETS REGULATION’S EXECUTIVE DIRECTOR FOR RESEARCH TESTIFIES THAT SOUND COST-BENEFIT ANALYSIS “MUST BE A PART” OF RULEMAKING WASHINGTON, April 17 2012 Jacqueline C. McCabe, Executive Director for Research of the Committee on...
Financial Stability Board Roundtable Speech by Hal Scott: A Medium Term (5-10 Year) Vision for the Financial Stability Board

Financial Stability Board Roundtable Speech by Hal Scott: A Medium Term (5-10 Year) Vision for the Financial Stability Board

Apr 13, 2012 | Financial Stability, Report

Wall Street Journal Op-ed: The Alternative to Shareholder Class Actions

Wall Street Journal Op-ed: The Alternative to Shareholder Class Actions

Apr 1, 2012 | Capital Markets, Op-Ed

By HAL SCOTT and LESLIE N. SILVERMAN Originally published by Wall Street Journal on April 1, 2012 Last month, the Securities and Exchange Commission rejected attempts by the Carlyle Group, and proposals by stockholders of Pfizer and Gannett, to mandate arbitration...
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