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Capital Markets
Response to the Federal Insurance Office Request for Comment on the Report to Congress on How to Modernize and Improve the System of Insurance Regulation in the United States
December 2011 | Capital Markets, Financial Stability
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Comment Letter to the PCAOB Regarding Auditor Independence and Audit Firm Rotation
December 2011 | Capital Markets
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Comment Letter to the SEC Regarding Their Retrospective Review of Existing Regulations
October 2011 | Capital Markets
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Comment Letter to SEC Regarding Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants
August 2011 | Capital Markets
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Statement About a Decision by the U.S. Court of Appeals on Proxy Access That Puts Dodd-Frank Implementation in Jeopardy Due to Inadequate Cost-benefit Analysis
July 2011 | Banking, Capital Markets, Financial Stability
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Comment Letter to Six Agencies Regarding Risk Retention in Securitizations
July 2011 | Banking, Capital Markets, Financial Stability
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Hal S. Scott Testifies Before Senate Banking Committee on Implementation of the Dodd-Frank Act
July 2011 | Banking, Capital Markets, Financial Stability
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