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Comment Letter on the SEC’s Equity Market Structure Proposals

Comment Letter on the SEC’s Equity Market Structure Proposals

April 2023 | Capital Markets

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Comment Letter on the SEC’s Open-End Fund Liquidity and Swing Pricing Proposal

Comment Letter on the SEC’s Open-End Fund Liquidity and Swing Pricing Proposal

February 2023 | Capital Markets, Financial Stability

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Comment Letter on the SEC’s Proposal to Redefine “Dealer” and “Government Securities Dealer”

Comment Letter on the SEC’s Proposal to Redefine “Dealer” and “Government Securities Dealer”

October 2022 | Capital Markets

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Legal Memorandum to Chair Gensler on the SEC’s Private Funds Proposal

Legal Memorandum to Chair Gensler on the SEC’s Private Funds Proposal

October 2022 | Capital Markets

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Response to SEC’s Request for Comment on Index Providers

Response to SEC’s Request for Comment on Index Providers

August 2022 | Capital Markets

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Comment Letter on the SEC’s ESG Fund Disclosure Proposal

Comment Letter on the SEC’s ESG Fund Disclosure Proposal

August 2022 | Capital Markets

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Comment Letter on the SEC’s Proposal on Climate Disclosure

Comment Letter on the SEC’s Proposal on Climate Disclosure

June 2022 | Capital Markets

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Comment Letter on the SEC’s Proposal on SPACs

Comment Letter on the SEC’s Proposal on SPACs

June 2022 | Capital Markets

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© Committee on Capital Markets Regulation 2023