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Comment Letter to AMAC on Retail Investor Access to Registered Funds of Private Equity Funds

Comment Letter to AMAC on Retail Investor Access to Registered Funds of Private Equity Funds

January 2021 | Capital Markets

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Comment Letter on SEC’s Market Data Infrastructure Proposal

Comment Letter on SEC’s Market Data Infrastructure Proposal

April 2020 | Capital Markets

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Comment Letter on IEX Proposal to Add a New Discretionary Limit Order Type

Comment Letter on IEX Proposal to Add a New Discretionary Limit Order Type

April 2020 | Capital Markets

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Comment Letter on Volcker Covered Funds Proposal

Comment Letter on Volcker Covered Funds Proposal

March 2020 | Banking

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Comment Letter on SEC’s Proposed Order Directing Self-Regulatory Organizations to Submit a New National Market System Plan for Equity Market Data

Comment Letter on SEC’s Proposed Order Directing Self-Regulatory Organizations to Submit a New National Market System Plan for Equity Market Data

February 2020 | Capital Markets

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Comment Letter to SEC Regarding the Proposed Rule Amending the “Accredited Investor” Definition

Comment Letter to SEC Regarding the Proposed Rule Amending the “Accredited Investor” Definition

January 2020 | Capital Markets

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Second Comment Letter to SEC Regarding FINRA’s Amended Proposal to Establish a Corporate Bond Data Service

Second Comment Letter to SEC Regarding FINRA’s Amended Proposal to Establish a Corporate Bond Data Service

October 2019 | Capital Markets

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Comment Letter to SEC Regarding the Concept Release on Harmonization of Securities Offering Exemptions

Comment Letter to SEC Regarding the Concept Release on Harmonization of Securities Offering Exemptions

September 2019 | Capital Markets

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