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Comment Letter to AMAC on Retail Investor Access to Registered Funds of Private Equity Funds
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Comment Letter on SEC’s Market Data Infrastructure Proposal
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Comment Letter on IEX Proposal to Add a New Discretionary Limit Order Type
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Comment Letter on Volcker Covered Funds Proposal
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Comment Letter on SEC’s Proposed Order Directing Self-Regulatory Organizations to Submit a New National Market System Plan for Equity Market Data
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Comment Letter to SEC Regarding the Proposed Rule Amending the “Accredited Investor” Definition
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Second Comment Letter to SEC Regarding FINRA’s Amended Proposal to Establish a Corporate Bond Data Service
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