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Comment Letter on SEC’s Proposed Order Directing Self-Regulatory Organizations to Submit a New National Market System Plan for Equity Market Data

Comment Letter on SEC’s Proposed Order Directing Self-Regulatory Organizations to Submit a New National Market System Plan for Equity Market Data

February 2020 | Capital Markets

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Comment Letter to SEC Regarding the Proposed Rule Amending the “Accredited Investor” Definition

Comment Letter to SEC Regarding the Proposed Rule Amending the “Accredited Investor” Definition

January 2020 | Capital Markets

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Second Comment Letter to SEC Regarding FINRA’s Amended Proposal to Establish a Corporate Bond Data Service

Second Comment Letter to SEC Regarding FINRA’s Amended Proposal to Establish a Corporate Bond Data Service

October 2019 | Capital Markets

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Comment Letter to SEC Regarding the Concept Release on Harmonization of Securities Offering Exemptions

Comment Letter to SEC Regarding the Concept Release on Harmonization of Securities Offering Exemptions

September 2019 | Capital Markets

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Comment Letter to IOSCO and the FSB Regarding IOSCO’s Leverage Report

Comment Letter to IOSCO and the FSB Regarding IOSCO’s Leverage Report

August 2019 | Capital Markets

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Comment Letter to SEC Regarding the Proposed Rule Change to Establish a Corporate Bond New Issue Reference Data Service

Comment Letter to SEC Regarding the Proposed Rule Change to Establish a Corporate Bond New Issue Reference Data Service

July 2019 | Capital Markets

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Comment Letter to SEC Regarding the Proposed Rule Change to Introduce a Liquidity Provider Protection Feature on Cboe EDGA Equities Exchange

Comment Letter to SEC Regarding the Proposed Rule Change to Introduce a Liquidity Provider Protection Feature on Cboe EDGA Equities Exchange

July 2019 | Capital Markets

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Comment Letter to U.S. Banking Regulators Pertaining to Proposals for U.S. Operations of Foreign Banking Organizations

Comment Letter to U.S. Banking Regulators Pertaining to Proposals for U.S. Operations of Foreign Banking Organizations

June 2019 | Banking

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