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Letter
Comment Letter to the SEC on Shortening the Trade Settlement Period
August 2016 | Capital Markets
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Comment Letter to SEC Regarding Automated Quotations Under Regulation NMS
April 2016 | Capital Markets
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Comment Letter on CFTC’s Regulation Automated Trading Proposed Rule
March 2016 | Capital Markets
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Comment Letter on Fed’s Total Loss-Absorbing Capacity Proposed Rule
February 2016 | Banking, Financial Stability
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Letter to Congress on the FORM Act
November 2015 | Financial Stability
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Comment Letter on the DOL’s Fiduciary Duty Proposed Rule
September 2015 | Capital Markets
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Comment Letter to SEC on Revisions to Audit Committee Disclosures
September 2015 | Capital Markets
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