Policy Type: Congressional Testimony
Wall Street Journal Op-Ed: A Question for Congress: Why Didn’t the SEC Stop FTX?
by The Committee on Capital Markets Regulation | Jan 19, 2023 | Capital Markets
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Committee Hosts Virtual Panel on The Financial Policy Response to the Pandemic
by The Committee on Capital Markets Regulation | Jan 17, 2023 | Banking, Capital Markets, Financial Stability
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Statement on SEC Staff Accounting Bulletin No. 121 and Issues in Crypto Asset Custody
by The Committee on Capital Markets Regulation | Dec 6, 2022 | Banking, Capital Markets
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Wall Street Journal Op-Ed: An SEC Rule May Cost FTX Crypto Customers Billions
by The Committee on Capital Markets Regulation | Nov 17, 2022 | Capital Markets, Financial Stability
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Comment Letter on the SEC’s Proposal to Redefine “Dealer” and “Government Securities Dealer”
by The Committee on Capital Markets Regulation | Oct 19, 2022 | Capital Markets
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Report: Financial Regulatory Agencies and the Rule of Law
by The Committee on Capital Markets Regulation | Oct 18, 2022 | Banking, Capital Markets
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Legal Memorandum to Chair Gensler on the SEC’s Private Funds Proposal
by The Committee on Capital Markets Regulation | Oct 18, 2022 | Capital Markets
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Report: Enforcement Data for Calendar 2021
by The Committee on Capital Markets Regulation | Aug 20, 2022 | Capital Markets
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Response to SEC’s Request for Comment on Index Providers
by The Committee on Capital Markets Regulation | Aug 16, 2022 | Capital Markets
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Comment Letter on the SEC’s ESG Fund Disclosure Proposal
by The Committee on Capital Markets Regulation | Aug 16, 2022 | Capital Markets
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