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# Committee on Capital Markets Regulation

## Sitemaps

- [XML Sitemap](https://capmktsreg.org/sitemap.xml): Contains all public & indexable URLs for this website.

## Posts

- [Comment Letter on the Federal Banking Agencies’ Basel Finalization Proposals](https://capmktsreg.org/comment-letter-on-the-federal-banking-agencies-basel-finalizations-proposals/) - Read the Letter
- [Comment Letter in Response to the SEC’s Consolidated Audit Trail Concept Release](https://capmktsreg.org/comment-letter-in-response-to-the-secs-consolidated-audit-trail-concept-release/) - Read the Letter
- [Wall Street Journal Op-Ed: SpaceX IPO May Defeat the Plaintiff Lawyers](https://capmktsreg.org/wall-street-journal-op-ed-spacex-ipo-may-defeat-the-plaintiff-lawyers/) - Read the Op-Ed
- [Letter to DOL on 401(k) Alternative Assets Safe Harbor](https://capmktsreg.org/letter-to-dol-on-401k-alternative-assets-safe-harbor/) - Read the Letter
- [Letter to FSOC on Nonbank SIFI Designation](https://capmktsreg.org/letter-to-fsoc-on-nonbank-sifi-designation/) - Read the Letter
- [Report on Optimizing Regulation S-K](https://capmktsreg.org/report-on-optimizing-regulation-s-k/) - Read the Report
- [Committee Hosts Roundtable on the Future of Public and Private Markets](https://capmktsreg.org/committee-hosts-roundtable-on-the-future-of-public-and-private-markets/) - Read the Agenda
- [Letter to CFTC on Allowing Money Market Fund Shares as Uncleared Swap Collateral](https://capmktsreg.org/letter-to-cftc-on-allowing-money-market-fund-shares-as-uncleared-swap-collateral/) - Read the Letter
- [Rationalizing Enforcement in the U.S. Financial System – 2026 Update](https://capmktsreg.org/rationalizing-enforcement-in-the-u-s-financial-system-2026-update/) - Read the Report
- [Committee Hosts Roundtable on Liquidity and Lender of Last Resort](https://capmktsreg.org/committee-hosts-roundtable-on-liquidity-and-lender-of-last-resort/) - Read the Agenda
- [Letter on PCAOB Reforms](https://capmktsreg.org/letter-on-pcaob-reforms/) - Read the Letter
- [Comment Letter on the Fed’s Stress Test Proposal](https://capmktsreg.org/comment-letter-on-the-feds-stress-test-proposal/) - Read the Letter
- [Letter to the CFTC on 24/7 Trading in Traditional Futures Markets ](https://capmktsreg.org/letter-to-the-cftc-on-24-7-trading-in-traditional-futures-markets/) - Read the Letter
- [Comment Letter on the FDIC and OCC’s Bank Supervision and Enforcement Proposals](https://capmktsreg.org/comment-letter-on-the-fdic-and-occs-bank-supervision-and-enforcement-proposals/) - Read the Letter
- [CCMR Staff Report: The Benefits to the United States of the Dollar as the Dominant International Currency](https://capmktsreg.org/ccmr-staff-report-the-benefits-to-the-united-states-of-the-dollar-as-the-dominant-international-currency/) - Read the Report
- [CCMR Staff Report: Reforming the Section 31 Fee Framework](https://capmktsreg.org/ccmr-staff-report-reforming-the-section-31-fee-framework/) - Read the Report
- [Report: Roadmap for Regulatory Reform](https://capmktsreg.org/roadmap-for-regulatory-reform/) - Read the Report
- [Report: Reforming U.S. Capital Markets to Promote Economic Growth](https://capmktsreg.org/reforming-u-s-capital-markets-to-promote-economic-growth/) - Read the Report
- [Washington Post Op-ed: The White House and Lawmakers Want to Reinstate a 1930s Law They Don’t Understand](https://capmktsreg.org/washington-post-op-ed-the-white-house-and-lawmakers-want-to-reinstate-a-1930s-law-they-dont-understand/) - Read the Op-Ed
- [Report: Stress Testing During a Pandemic: Enhancing Transparency & Financial Stability](https://capmktsreg.org/stress-testing-during-a-pandemic-enhancing-transparency-financial-stability/) - Read the Report
- [Letter to the SEC on E-Delivery](https://capmktsreg.org/letter-to-the-sec-on-e-delivery/) - Read the Letter
- [CCMR Statement on Mandatory Individual Arbitration](https://capmktsreg.org/ccmr-statement-on-mandatory-individual-arbitration/) - Read the Statement
- [Letter to the CFTC on Ending Dual Registration for Private Fund Advisers](https://capmktsreg.org/letter-to-the-cftc-on-ending-dual-registration-for-private-fund-advisers/) - Read the Letter
- [Report: Making Main Street Work](https://capmktsreg.org/making-main-street-work/) - Read the Report
- [Report: Money Market Funds and 2020 COVID Crisis](https://capmktsreg.org/report-on-money-market-funds-and-the-2020-covid-crisis/) - Read the Report
- [Capital Study](https://capmktsreg.org/capital-study/) - The Committee on Capital Markets has engaged several academics to produce papers in connection with a year-long study on the use of periodic, government conducted, and publicly disclosed stress tests to determine adequate capital levels for banks.
- [The Future of U.S. Capital Markets Seminar for Congressional Staff](https://capmktsreg.org/the-future-of-u-s-capital-markets-seminar-for-congressional-staff/) - Read the Agenda
- [Report: Examining the Relationship Between Bank Lending and Private Credit](https://capmktsreg.org/report-examining-the-relationship-between-bank-lending-and-private-credit/) - Read the Report
- [Committee Comment Letter on Banking Agencies’ Proposal to Modify the eSLR](https://capmktsreg.org/committee-comment-letter-on-banking-agencies-proposal-to-modify-the-eslr/) - Read the Letter
- [Wall Street Journal Op-Ed: Trump Plans to Give Your 401(k) a Boost](https://capmktsreg.org/wall-street-journal-op-ed-trump-plans-to-give-your-401k-a-boost/) - Read the Op-Ed
- [Report: Expanding Opportunities for U.S. Investors and Retirees: Private Markets](https://capmktsreg.org/report-expanding-opportunities-for-u-s-investors-and-retirees-private-markets/) - Read the Report
- [Comment Letter in Support of the TXSE’s Application for Registration as a National Securities Exchange](https://capmktsreg.org/comment-letter-in-support-of-the-txses-application-for-registration-as-a-national-securities-exchange/) - Read the Letter
- [Report: Enforcement Data for Calendar 2024](https://capmktsreg.org/enforcement-data-for-calendar-2024/) - Read the Report
- [Comment Letter on the IEX Proposal for an Asymmetric Speed Bump in Options Markets](https://capmktsreg.org/comment-letter-on-the-iex-proposal-for-an-asymmetric-speed-bump-in-options-markets/) - Read the Letter
- [Report: An Analysis of Investment Stewardship: Mutual Funds and ETFs](https://capmktsreg.org/an-analysis-of-investment-stewardship-mutual-funds-and-etfs/) - Read the Report
- [Report: Credit Rating Agencies during COVID-19](https://capmktsreg.org/report-on-credit-rating-agencies-during-covid-19/) - Read the Report
- [Report: Pandemic Business Interruption Insurance](https://capmktsreg.org/report-on-pandemic-business-interruption-insurance/) - Read the Report
- [National Law Journal Op-ed: SEC's Silent Opposition to Arbitration Bylaws is Speaking Volumes](https://capmktsreg.org/secs-silent-opposition-to-arbitration-bylaws-is-speaking-volumes/) - Read the Op-Ed
- [CCMR Staff Report: Empirical Research on U.S. Retail Options Markets](https://capmktsreg.org/ccmr-staff-report-empirical-research-on-u-s-retail-options-markets/) - Read the Report
- [Statement: New Committee Study Finds No Relationship Between Common Ownership and Prices](https://capmktsreg.org/statement-new-committee-study-finds-no-relationship-between-common-ownership-and-prices/) - Read the Statement
- [Report: Common Ownership and Prices: A Comprehensive Generalized Study](https://capmktsreg.org/report-common-ownership-and-prices-a-comprehensive-generalized-study/) - Read the Report
- [Report: Designing a U.S. Digital Asset Regulatory Framework](https://capmktsreg.org/report-designing-a-u-s-digital-asset-regulatory-framework/) - Read the Report
- [Report: Revisiting FSOC’s Power to Designate Nonbank SIFIs](https://capmktsreg.org/report-revisiting-fsocs-power-to-designate-nonbank-sifis/) - Read the Report
- [Statement on Potential Delisting of Chinese Companies](https://capmktsreg.org/statement-on-potential-delisting-of-chinese-companies/) - Read the Statement
- [Wall Street Journal Op-Ed: The Right Way to Close the CFPB](https://capmktsreg.org/wall-street-journal-op-ed-the-right-way-to-close-the-cfpb/) - Read the Op-Ed
- [CCMR Staff Report: Insurance Companies and Asset Managers](https://capmktsreg.org/ccmr-staff-report-insurance-companies-and-asset-managers/) - Read the Statement
- [Wall Street Journal Op-ed: Geithner's Hollow 'Speed' Pledge to Business](https://capmktsreg.org/geithners-hollow-speed-pledge-to-business-2/) - Read the Brief
- [Report: The Role of Hedge Funds in Financial Markets](https://capmktsreg.org/the-role-of-hedge-funds-in-financial-markets/) - Read the Report
- [Comment Letter to Financial Stability Board on NBFI Leverage Consultation](https://capmktsreg.org/comment-letter-to-financial-stability-board-on-nbfi-leverage-consultation/) - Read the Letter
- [Hal Scott – Understanding the CFPB’s Funding Problem](https://capmktsreg.org/understanding-the-cfpbs-funding-problem/) - Read the Statement
- [Report: CCMR Priorities for Financial Regulatory Policy](https://capmktsreg.org/ccmr-priorities/) - Read the Report
- [Wall Street Journal Op-Ed: Rohit Chopra is Out. Now Shutter the CFPB](https://capmktsreg.org/wall-street-journal-op-ed-rohit-chopra-is-out/) - Read the Op-Ed
- [Letter to the CFTC In Support of Customer Access to Cleared Swaps](https://capmktsreg.org/letter-to-the-cftc-in-support-of-customer-access-to-cleared-swaps/) - Read the Letter
- [Report: Enforcement Data for Calendar 2023](https://capmktsreg.org/enforcement-data-for-calendar-2023/) - Read the Report
- [SEC Rulemaking Pace: Methodology Comparison](https://capmktsreg.org/sec-rulemaking-pace-methodology-comparison/) - Read the Statement
- [Comment Letter on the FDIC’s Brokered Deposits Proposal](https://capmktsreg.org/committee-submits-comment-letter-on-the-fdics-brokered-deposits-proposal/) - Read the Letter
- [Historic Pace of SEC Rulemaking & Litigation](https://capmktsreg.org/historic-pace-of-sec-rulemaking-and-litigation/) - Read the Statement
- [Comment Letter on the FDIC’s Proposal to Amend Regulations Under the Change in Bank Control Act](https://capmktsreg.org/committee-submits-comment-letter-on-fdcis-proposal-to-amend-regulations-under-the-change-in-bank-control-act/) - Read the Letter
- [Report: An Analysis of the Constitutionality of State ESG Laws](https://capmktsreg.org/an-analysis-of-the-constitutionality-of-state-esg-laws/) - Read the Report
- [Wall Street Journal Op-Ed: You Would Pay Harris's Wealth Tax](https://capmktsreg.org/wall-street-journal-op-ed-you-would-pay-harriss-wealth-tax/) - Read the Op-Ed
- [Hal Scott and John Gulliver Author Article on SPACs](https://capmktsreg.org/article-spacs-authored-by-hal-scott-and-john-gulliver/) - Read the Report
- [Report: Comparative Analysis of Mandatory Scope 3 Emissions Disclosures](https://capmktsreg.org/comparative-analysis-of-mandatory-scope-3-emissions-disclosures/) - Read the Report
- [Report: Enhancing the Regulatory Process for International Standard-Setting Bodies](https://capmktsreg.org/6601/) - Read the Report
- [Hal Scott Co-Authors Article on Lender of Last Resort](https://capmktsreg.org/article-on-lender-of-last-resort/) - Read the Report
- [Wall Street Journal Op-Ed: The CFPB’s Pyrrhic Supreme Court Victory](https://capmktsreg.org/wall-street-journal-op-ed-the-cfpbs-pyrrhic-supreme-court-victory/) - Read the Op-Ed
- [Comment Letter on the Fed’s Interchange Fee Proposal](https://capmktsreg.org/committee-submits-comment-letter-on-the-feds-interchange-fee-proposal/) - Read the Letter
- [Committee Files Amicus Brief Challenging the SEC’s Dealer Rule](https://capmktsreg.org/committee-files-amicus-brief-challenging-the-sec-dealer-rule/) - Read the Brief
- [Committee Hosts Roundtable on Lender of Last Resort: The 2023 Banking Crisis and COVID](https://capmktsreg.org/committee-roundtable-on-lender-of-last-resort/) - Read the Agenda
- [Committee Hosts Virtual Roundtable on IPOs and the Rise of SPACs](https://capmktsreg.org/committee-hosts-virtual-roundtable-on-ipos-and-the-rise-of-spacs/) - Read the Agenda
- [Committee Hosts Virtual Panel on The Financial Policy Response to the Pandemic](https://capmktsreg.org/committee-hosts-virtual-panel-on-the-financial-policy-response-to-the-pandemic/) - Read the Agenda
- [John Gulliver Testifies Before Subcommittee on Capital Markets At Hearing on “SEC Overreach: Examining the Need for Regulatory Reform"](https://capmktsreg.org/john-gulliver-testifies-before-subcommittee-on-capital-markets-at-hearing-on-sec-overreach/) - Read the Testimony
- [Committee Files Amicus Brief Challenging the SEC’s Securities Lending Rule](https://capmktsreg.org/committee-files-amicus-brief-challenging-the-sec-securities-lending-rule/) - Read the Brief
- [Hal Scott Testifies on Lender of Last Resort Before the Subcommittee on Financial Institutions and Monetary Policy](https://capmktsreg.org/hal-s-scott-testifies-on-lender-of-last-resort/) - Read the Testimony
- [Comment Letter on the SEC’s Reg SCI Proposal](https://capmktsreg.org/committee-submits-letter-on-the-secs-reg-sci-proposal/) - Read the Letter
- [The Financial Times Op-ed: Investors at Risk in Absence of Adequate US Crypto Regulatory Regime](https://capmktsreg.org/the-financial-times-op-ed-investors-at-risk-in-absence-of-adequate-us-crypto-regulatory-regime/) - Read the Op-Ed
- [Comment Letter on FSOC’s Nonbank Financial Company Designation Proposal](https://capmktsreg.org/committee-submits-letter-on-fscos-nonbank-financial-company-designation-proposal/) - Read the Letter
- [Comment Letter on PCAOB’s Proposed Amendments to Public Company Auditing Standards](https://capmktsreg.org/committee-submits-letter-on-pcaobs-proposed-amendments-to-public-company-auditing-standards/) - Read the Letter
- [Comment Letter on Proposed DOJ-FTC Merger Guidelines](https://capmktsreg.org/committee-submits-comment-letter-on-proposed-doj-ftc-merger-guidelines/) - Read the Letter
- [Updated Comment Letter on SEC’s Security-Based Swap Proposal](https://capmktsreg.org/committee-submits-updated-comment-letter-on-secs-security-based-swap-proposal/) - Read the Letter
- [Updated Diagram and Analysis of Recent SEC Rulemaking Activity](https://capmktsreg.org/updated-diagram-and-analysis-of-recent-sec-rulemaking-activity/) - Read the Statement
- [Wall Street Journal Op-Ed: The SEC Targets Private Capital](https://capmktsreg.org/wall-street-journal-op-ed-the-sec-targets-private-capital/) - Read the Op-Ed
- [Hal S. Scott Testifies Before the Subcommittee on Financial Institutions and Monetary Policy](https://capmktsreg.org/hal-s-scott-testifies-before-the-subcommittee-on-financial-institutions-and-monetary-policy/) - Read the Testimony
- [Comment Letter on SEC's Predictive Data Analytics Proposal](https://capmktsreg.org/committee-submits-comment-letter-on-secs-predictive-data-analytics-proposal/) - Read the Letter
- [Committee Files Amicus Brief Challenging the SEC's Private Funds Rule](https://capmktsreg.org/committee-files-amicus-brief-challenging-the-sec-private-funds-rule/) - Read the Brief
- [Report: Enforcement Data for Calendar 2022](https://capmktsreg.org/enforcement-data-for-calendar-2022/) - Read the Report
- [Statement on Basel III Economic Analysis and Public Comment Period](https://capmktsreg.org/statement-on-basel-iii-economic-analysis-and-public-comment-period/) - Read the Statement
- [An Overview of the Treasury Basis Trade](https://capmktsreg.org/an-overview-of-the-treasury-basis-trade/) - Read the Statement
- [Wall Street Journal Op-Ed: The SEC Contradicts Itself](https://capmktsreg.org/wall-street-journal-op-ed-the-sec-contradicts-itself/) - Read the Op-Ed
- [Comment Letter on Basel Finalization](https://capmktsreg.org/committee-submits-comment-letter-on-basel-finalization/) - Read the Letter
- [Study: The 2018 & 2020 Capital and Liquidity Reforms and Bank Lending](https://capmktsreg.org/study-capital-and-liquidity-reforms-and-bank-lending/) - Read the Report
- [Committee Joins Amicus Brief Challenging Consolidated Audit Trail Funding Model](https://capmktsreg.org/committee-joins-amicus-brief-challenging-consolidated-audit-trail-funding-model/) - Read the Brief
- [Wall Street Journal Op-Ed: A Question for Congress: Why Didn’t the SEC Stop FTX?](https://capmktsreg.org/wall-street-journal-op-ed-a-question-for-congress-why-didnt-the-sec-stop-ftx/) - Read the Op-Ed
- [Cryptoasset Trading Platforms Cannot Register as Securities Exchanges](https://capmktsreg.org/statement-on-cryptoasset-trading-platforms-cannot-register-as-securities-exchanges/) - Read the Statement
- [The Wall Street Journal Op-Ed: Dodd-Frank Worsens Covid’s Risk](https://capmktsreg.org/dodd-frank-worsens-covids-risk-the-fed-fdic-and-treasury-need-the-same-powers-they-wielded-against-the-2008-crisis/) - Read the Op-Ed
- [The Wall Street Journal Op-Ed: Do More to Avert a Liquidity Crisis](https://capmktsreg.org/do-more-to-avert-a-liquidity-crisis-next-steps-for-congress-the-fed-the-treasury-and-the-fdic/) - Read the Op-Ed
- [The Wall Street Journal Op-Ed: The Fed Needs to Move Faster](https://capmktsreg.org/the-wall-street-journal-op-ed-the-fed-needs-to-move-faster-the-central-banks-announcements-have-stabilized-markets-for-now-but-its-main-street-lending-facility-has-too-many/) - Read the Op-Ed
- [The Wall Street Journal Op-Ed: Main Street Needs More Fed Help](https://capmktsreg.org/op-ed-in-the-wall-street-journal-main-street-needs-more-fed-help-right-now-getting-aid-to-small-businesses-is-more-important-than-protecting-the-treasurys-investment/) - Read the Op-Ed
- [Wall Street Journal Op-Ed: Who’s Looking Out for Main Street?](https://capmktsreg.org/wall-street-journal-op-ed-whos-looking-out-for-main-street-treasury-and-the-fed-seem-more-concerned-about-not-losing-money-than-getting-relief-to-small-businesses/) - Read the Op-Ed
- [CNBC Op-ed: This Should be Trump's Top Priority on Financial Reform](https://capmktsreg.org/op-ed-this-should-be-trumps-top-priority-on-financial-reform/) - Read the Op-Ed
- [San Francisco Chronicle Op-ed: Fix the Stock Market — Here's How](https://capmktsreg.org/op-ed-fix-the-stock-market-heres-how/) - Read the Op-Ed
- [Comment Letter to the SEC on Shortening the Trade Settlement Period](https://capmktsreg.org/committee-submits-letter-to-the-sec-on-shortening-the-trade-settlement-period/) - Read the Letter
- [Hal S. Scott Submits Follow-up Letter to Senate Hearing on High-Frequency Trading](https://capmktsreg.org/hal-s-scott-submits-follow-up-letters-to-senate-hearing-on-high-frequency-trading/) - Read the Letter
- [Committee Releases Q2 2014 Competitiveness Report](https://capmktsreg.org/second-quarter-of-2014-shows-continuing-competitive-weakness-in-u-s-capital-markets/) - Committee Study Shows Weakness in the Competitiveness of US Primary Markets U.S. capital market competitiveness showed continued historical weakness through the second quarter of 2014, although some limited signs of improvement over the previous year did develop. “While we have seen a modest improvement in U.S. capital market competitiveness this year as compared to 2013,
- [A Competitive Analysis of the U.S. Hedge Fund Market](https://capmktsreg.org/competitive-analysis-of-the-us-hedge-fund-market/) - Read the Report
- [Comment Letter on the SEC’s Custody Proposal](https://capmktsreg.org/committee-submits-letter-on-the-secs-custody-proposal/) - Read the Letter
- [Statement on Basel Finalization and U.S. Bank Capital Requirements](https://capmktsreg.org/statement-on-basel-finalization-and-us-bank-capital/) - Read the Statement
- [A Competitive Analysis of the U.S. Private Equity Fund Market](https://capmktsreg.org/competitive-analysis-of-the-us-private-equity-fund-market/) - Read the Report
- [Comment Letter on the SEC’s Equity Market Structure Proposals](https://capmktsreg.org/comment-letter-on-the-secs-equity-market-structure-proposals/) - Read the Letter
- [Wall Street Journal Op-Ed: Fed Action Could Have Prevented SVB's Collapse](https://capmktsreg.org/wall-street-journal-op-ed-fed-action-could-have-prevented-svbs-collapse/) - Read the Op-Ed
- [Washington Post Op-ed: Could Financial Reform Worsen the Next Crisis?](https://capmktsreg.org/op-ed-could-financial-reform-worsen-the-next-crisis/) - Read the Op-Ed
- [The Financial Times Op-ed: Should the US Ease Regulation on its Big Banks?](https://capmktsreg.org/the-financial-times-op-ed-is-it-time-to-roll-back-us-bank-regulation/) - Read the Op-Ed
- [Committee Lauds Introduction of Banking Reform Bill](https://capmktsreg.org/committee-releases-statement-on-the-economic-growth-regulatory-relief-and-consumer-protection-act/) - Read the Statement
- [Report: US Public Equity Markets are Stagnating](https://capmktsreg.org/committee-releases-report-on-u-s-ipo-market-and-need-for-sec-action/) - Read the Report
- [Comment Letter to SEC Regarding the Proposed Rule Amending the “Accredited Investor” Definition](https://capmktsreg.org/committee-submits-letter-to-sec-regarding-the-proposed-rule-amending-the-accredited-investor-definition/) - Read the Letter
- [Letter Regarding Lack of Cost-Benefit Analysis in Dodd-Frank Rule-making](https://capmktsreg.org/lack-of-cost-benefit-analysis-in-dodd-frank-rulemaking/) - Read the Letter
- [Comment Letter Regarding the Jumpstart Our Business Startups Act (JOBS Act)](https://capmktsreg.org/jumpstart-our-business-startups-act-jobs-act/) - Read the Letter
- [Financial Stability Board Roundtable Speech by Hal Scott: A Medium Term (5-10 Year) Vision for the Financial Stability Board](https://capmktsreg.org/financial-stability-board-roundtable-speech-by-hal-scott/) - Read the Speech
- [Comment Letter to the Federal Reserve, FDIC, & OCC on Proposed Rule Regarding the Supplementary Leverage Ratio](https://capmktsreg.org/committee-submits-letter-on-supplemental-leverage-to-fed-fdic-occ/) - Read the Statement
- [Comment Letter to SEC Regarding Automated Quotations Under Regulation NMS](https://capmktsreg.org/committee-submits-letter-to-sec-regarding-automated-quotations-under-regulation-nms/) - Read the Letter
- [Comment Letter on CFTC's Regulation Automated Trading Proposed Rule](https://capmktsreg.org/committee-submits-letter-on-cftcs-regulation-automated-trading-proposed-rule/) - Read the Letter
- [Report: Short Selling’s Positive Impact on Markets and the Consequences of Short-Sale Restrictions](https://capmktsreg.org/committee-releases-on-short-sellings-positive-impact-on-markets-and-the-consequences-of-short-sale-restrictions/) - Read the Report
- [Comment Letter on the SEC’s Security-based Swap Proposal](https://capmktsreg.org/committee-submits-letter-on-the-secs-security-based-swap-proposal/) - Read the Letter
- [Comment Letter on the SEC’s Money Market Fund Proposal](https://capmktsreg.org/committee-submits-letter-on-the-secs-money-market-fund-proposal/) - Read the Letter
- [Comment Letter on the SEC’s Open-End Fund Liquidity and Swing Pricing Proposal](https://capmktsreg.org/comment-letter-on-the-secs-open-end-fund-liquidity-and-swing-pricing-proposal/) - Read the Letter
- [Comment Letter to the FSB regarding asset management activities](https://capmktsreg.org/committee-submits-letter-to-the-fsb-regarding-asset-management-activities/) - Read the Letter
- [Committee Releases Q1 2014 Competitiveness Report](https://capmktsreg.org/continuing-competitive-weakness-in-u-s-capital-markets-4/) - U.S. capital market competitiveness showed even greater signs of weakness in the first quarter of 2014, when measures of aversion to U.S. public equity markets remained at levels not seen since the 2007-2008 financial crisis. “The competitive landscape of U.S. equity capital markets has started 2014 with a thud,” said Prof. Hal S. Scott, Director
- [Committee Releases Q1 2014 Financial Penalties Data](https://capmktsreg.org/committee-releases-quarterly-financial-penalties-data-5/) - The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States in the first quarter of 2014. Public financial penalties include public class action settlements that arise from class action lawsuits brought by the government (e.g., state attorneys general) and regulatory penalties that
- [Committee Releases Q4 2013 Financial Penalties Data](https://capmktsreg.org/committee-releases-quarterly-financial-penalties-data-4/) - The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States in 2013. Public financial penalties include public class action settlements that arise from class action lawsuits brought by the government (e.g., state attorneys-general) and regulatory penalties that follow enforcement actions by regulatory
- [Committee Releases Q4 2013 Competitiveness Report](https://capmktsreg.org/continuing-competitive-weakness-in-u-s-capital-markets-3/) - Committee Study Shows Deepening Aversion to U.S. Capital Markets Through 2013 CAMBRIDGE, Mass., January 31, 2014—U.S. capital market competitiveness remained weak through the fourth quarter of 2013, when measures of aversion to U.S. public equity markets remained at levels not seen since the 2007-08 financial crisis. “I remain very concerned about the path U.S. capital
- [Committee Releases Q3 2013 Financial Penalties Data](https://capmktsreg.org/committee-releases-quarterly-financial-penalties-data-3/) - The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the U.S. through the third quarter of 2013. Public financial penalties include public class action settlements that arise from class action lawsuits brought by the government (e.g., state attorneys general) and regulatory penalties that follow
- [Committee Releases Q3 2013 Competitiveness Report](https://capmktsreg.org/continuing-competitive-weakness-in-u-s-capital-markets-2/) - CAMBRIDGE, Mass., November 21, 2013—U.S. capital market competitiveness remained weak through the third quarter of 2013, when measures of aversion to U.S. public equity markets reached levels not seen since the 2007-2008 financial crisis. “The global competitiveness of U.S. capital markets continues to disappoint in 2013,” said Prof. Hal S. Scott, Director of the Committee
- [Report: “A Balanced Approach to Cost-Benefit Analysis Reform”](https://capmktsreg.org/balanced-approach-to-cost-benefit-analysis-reform/) - Read the Report
- [Committee Releases Q2 2013 Financial Penalties Data](https://capmktsreg.org/committee-releases-quarterly-financial-penalties-data-2/) - The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the U.S. for the first half of 2013. Public financial penalties include public class action settlements that arise from class action lawsuits brought by the government (e.g., state attorneys general) and regulatory penalties that follow
- [Committee Releases Q2 2013 Competitiveness Report](https://capmktsreg.org/continuing-competitive-weakness-in-u-s-capital-markets/) - U.S. capital market competitiveness remained weak through the first half of 2013, when some key measures of use of U.S. public equity markets fell to levels not seen since the 2008 financial crisis. “The competitive landscape of U.S. capital markets has continued to decline through the first half of 2013,” said Professor Hal S. Scott,
- [Comment Letter to the SEC and CFTC on Their Proposed Rule and Final Guidance on Cross-Border Swaps](https://capmktsreg.org/committee-submits-letter-to-sec-and-cftc-on-cross-border-swaps/) - Read the Letter
- [Committee Releases Q1 2013 Competitiveness Report](https://capmktsreg.org/alarming-competitive-weakness-in-u-s-capital-markets-committee-study-shows-problems-may-be-spreading-to-secondary-markets/) - U.S. capital market competitiveness weakened in the first quarter of 2013, when all 20 of the largest IPOs conducted worldwide occurred outside of the U.S., extending a declining trend in market competitiveness from 2012 “The competitive landscape of U.S. capital markets is off to a very poor start in 2013,” said Prof. Hal S. Scott,
- [Committee Releases Q1 2013 Financial Penalties Data](https://capmktsreg.org/committee-releases-quarterly-financial-penalties-data/) - Financial penalties imposed on financial institutions by government agencies totaled $21.8 billion in the first quarter of 2013, an amount representing more than two-thirds of the total financial penalties imposed in all of 2012, according to data released today by the Committee on Capital Markets Regulation. The first quarter data shows a continuing, rising trend
- [Comment Letters to FSOC on the Designation of “Non-Bank Systemically Important Financial Institutions” and FSOC’s Recommendation that the SEC Adopt a Floating Net Asset Value](https://capmktsreg.org/committee-submits-letters-to-financial-stability-oversight-council-on-the-designation-of-non-bank-systemically-important-financial-institutions-and-fsocs-recommendation-that/) - Read the Letter
- [Committee Releases Q4 2012 Competitiveness Report](https://capmktsreg.org/continued-competitive-weakness-us-capital-markets/) - The Committee on Capital Markets Regulation today released U.S. competitiveness data for 2012. U.S. capital market competitiveness remained weak in 2012 with many competitiveness measures suffering declines from the previous year. Hal S. Scott, Director of the Committee, said, “The data indicate that, when raising capital outside their home jurisdictions, foreign companies increasingly prefer to
- [Comment Letter to E.U. and U.S. Regulators on Differences Between Clearinghouse Requirements in the Two Jurisdictions](https://capmktsreg.org/ccmr-releases-letter-on-resolution-of-differences-between-e-u-and-u-s-clearinghouse-requirements/) - Read the Letter
- [Committee Releases Q3 2012 Competitiveness Report](https://capmktsreg.org/latest-ccmr-study-shows-some-improvement-in-u-s-public-equity-capital-market-competitiveness/) - The Committee on Capital Markets Regulation (CCMR), an independent and nonpartisan research organization dedicated to improving regulation and enhancing the competitiveness of U.S. public equity capital markets, today released data from the third quarter of 2012. U.S. capital markets showed slightly improved competitiveness this past quarter, though most measures of competitiveness still fall short of
- [Hal S. Scott Releases Discussion Paper Examining Interconnectedness and Contagion in the Financial System](https://capmktsreg.org/discussion-paper-examining-interconnectedness-and-contagion-in-the-financial-system/) - Read the Report
- [Comment Letter to CFTC on its Proposed Interpretative Guidance Regarding Cross-Border Application of Certain Swaps Provisions of the Commodity Exchange Act](https://capmktsreg.org/cross-border-application-of-certain-swaps-provisions-of-the-commodity-exchange-act/) - Read the Letter
- [Committee Releases Q1 2012 Competitiveness Report](https://capmktsreg.org/latest-ccmr-study-shows-decline-in-u-s-share-of-global-markets-in-2011/) - CAMBRIDGE, Mass., June 4, 2012—The Committee on Capital Markets Regulation (CCMR), an independent and nonpartisan research organization dedicated to improving the regulation and enhancing the competitiveness of U.S. capital markets, today released data from the fourth quarter of 2011 and the first quarter of 2012. The value of foreign issuer-raised equity in the U.S. private
- [Comment Letter to OCC on Proposed Rule Regarding Annual Stress Tests](https://capmktsreg.org/annual-stress-test-occ/) - Read the Letter
- [Report: Enhancing U.S. Equity Market Structure for Retail Investors](https://capmktsreg.org/committee-report-on-enhancing-u-s-equity-market-structure-for-retail-investors/) - Read the Report
- [Report: Bank Stress Testing & Underserved Borrowers](https://capmktsreg.org/staff-report-on-bank-stress-testing-underserved-borrowers/) - Read the Report
- [Comment Letter to the PCAOB Regarding Auditor Independence and Audit Firm Rotation](https://capmktsreg.org/the-committee-releases-a-letter-to-the-pcaob-regarding-auditor-independence-and-audit-firm-rotation/) - Read the Letter
- [Comment Letter to the CFTC Regarding Customer Clearing Documentation and Timing of Acceptance for Clearing](https://capmktsreg.org/the-committee-releases-a-letter-to-the-cftc-regarding-customer-clearing-documentation-and-timing-of-acceptance-for-clearing/) - Read the Letter
- [Hal S. Scott Testifies Before the Senate Committee on Banking, Housing and Urban Affairs on Regulatory Modernization as it Relates to Insurance Industry](https://capmktsreg.org/hal-s-scott-testifies-on-regulatory-modernization-as-it-relates-to-the-insurance-industry/) - Read the Testimony
- [Nothing But the Facts Statement: Too Big to Fail](https://capmktsreg.org/committee-responds-to-kashkaris-nothing-but-the-facts-too-big-to-fail/) - Read the Statement
- [Comment Letter on the SEC’s Proposal to Redefine “Dealer” and “Government Securities Dealer”](https://capmktsreg.org/committee-submits-letter-on-the-secs-proposal-to-redefine-dealer-and-government-securities-dealer/) - Read the Letter
- [Response to SEC’s Request for Comment on Index Providers](https://capmktsreg.org/committee-submits-response-to-secs-request-for-comment-on-index-providers/) - Read the Letter
- [The Unprecedented Incidence of Recent Rulemakings by the SEC](https://capmktsreg.org/the-unprecedented-incidence-of-recent-rulemakings-by-the-sec/) - Read the Statement
- [Comment Letter on the SEC’s ESG Fund Disclosure Proposal](https://capmktsreg.org/committee-submits-letter-on-the-secs-esg-fund-disclosure-proposal/) - Read the Letter
- [Comment Letter on the SEC’s Proposal on Climate Disclosure](https://capmktsreg.org/committee-submits-letter-on-the-secs-proposal-on-climate-disclosure/) - Read the Letter
- [Comment Letter to AMAC on Retail Investor Access to Registered Funds of Private Equity Funds](https://capmktsreg.org/committee-submits-letter-to-amac-on-retail-investor-access-to-registered-funds-of-private-equity-funds/) - Read the Letter
- [Hal S. Scott Testifies Before the Senate Banking Committee on the Treasury/Federal Reserve Main Street Lending Program](https://capmktsreg.org/hal-s-scott-testifies-before-the-senate-banking-committee-on-the-treasury-federal-reserve-main-street-lending-program-mslp/) - Read the Testimony
- [Comment Letter on IEX Proposal to Add a New Discretionary Limit Order Type](https://capmktsreg.org/committee-submits-letter-on-iex-proposal-to-add-a-new-discretionary-limit-order-type/) - Read the Letter
- [The Financial Times Op-ed: There is no need to curb common shareholding](https://capmktsreg.org/the-financial-times-op-ed-there-is-no-need-to-curb-common-shareholding/) - Read the Op-Ed
- [Comment Letter on SEC’s Proposed Order Directing Self-Regulatory Organizations to Submit a New National Market System Plan for Equity Market Data](https://capmktsreg.org/committee-submits-letter-on-secs-proposed-order-directing-self-regulatory-organizations-to-submit-a-new-national-market-system-plan-for-equity-market-data/) - Read the Letter
- [Report: Update on Monetary Sanctions Imposed by U.S. Enforcement Agencies (for Calendar Year 2019)](https://capmktsreg.org/committee-staff-releases-update-on-monetary-sanctions-imposed-by-u-s-enforcement-agencies-2/) - Read the Report
- [The Hill Op-ed: How Dodd-Frank Will Change Under Trump and the Next Congress](https://capmktsreg.org/op-ed-how-dodd-frank-will-change-under-trump-and-the-next-congress/) - Read the Op-Ed
- [Hal S. Scott and Leslie N. Silverman Publish an Article on Arbitration of Stockholder Disputes](https://capmktsreg.org/hal-s-scott-and-leslie-n-silverman-publish-an-article-on-arbitration-of-stockholder-disputes/) - Read the Article
- [Hal S. Scott Testifies Before Senate Banking Committee on Implementation of the Dodd-Frank Act](https://capmktsreg.org/hal-s-scott-testifies-before-the-senate-banking-committee-on-implementation-of-the-dodd-frank-act/) - Read the Testimony
- [Report: Use of Market Discipline](https://capmktsreg.org/committee-releases-study-on-capital-regulation/) - Read the Report
- [Report: Interim Report of the Committee on Capital Markets Regulation](https://capmktsreg.org/interim-report-of-the-committee-on-capital-markets-regulation/) - Read the Report
- [Hal S. Scott Testifies Before House Financial Services Sub-Committee on Oversight and Investigations Regarding the Financial Stability Oversight Council](https://capmktsreg.org/hal-s-scott-testifies-before-the-house-financial-services-sub-committee-on-oversight-and-investigations-regarding-the-financial-stability-oversight-council/) - Read the Testimony
- [Report: Recommendations for Reorganizing the U.S. Financial Regulatory Structure](https://capmktsreg.org/recommendations-for-reorganizing-the-u-s-financial-regulatory-structure-2/) - Read the Report
- [Hal Scott Testifies Before Senate Banking Committee on Bank Capital and Liquidity Regulation](https://capmktsreg.org/hal-scott-testifies-before-the-senate-banking-committee-on-bank-capital-and-liquidity-regulation/) - Read the Testimony
- [Committee Releases Q4 2015 Financial Penalties Data](https://capmktsreg.org/committee-releases-q4-2015-financial-penalties-data/) - The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States for Q4 2015. Public financial penalties include public class action settlements that arise from class action lawsuits brought by the government (e.g., state attorneys general) and regulatory penalties that follow enforcement actions
- [Committee Releases Q4 2015 Competitiveness Report](https://capmktsreg.org/committee-releases-q4-2015-competitiveness-report/) - U.S. capital market competitiveness remained weak through the fourth quarter of 2015, as certain measures of aversion to U.S. public equity markets reached levels not seen since the 2007-08 financial crisis. “2015 was another disappointing year for the global competitiveness of U.S. capital markets,” said Prof. Hal S. Scott, Director of the Committee on
- [Nothing But the Facts Statement: Community Banking](https://capmktsreg.org/committee-releases-nothing-but-the-facts-statement-on-community-banking/) - Read the Statement
- [Committee Releases Q3 2015 Competitiveness Report](https://capmktsreg.org/continuing-competitive-weakness-in-u-s-capital-markets-5/) - Committee Study Shows Continuing Weakness in 2015 in U.S. Primary Markets U.S. capital market competitiveness showed historic and alarming signs of weakness in the third quarter of 2015. “The overall competitive landscape of the U.S. capital markets continues to disappoint,” said Professor Hal S. Scott, Director of the Committee on Capital Markets Regulation. “The U.S.
- [Committee Releases Q4 2014 Financial Penalties Data](https://capmktsreg.org/committee-releases-q4-2014-financial-penalties-data/) - The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States for 2014. Public financial penalties include public class action settlements that arise from class action lawsuits brought by the government (e.g., state attorneys general) and regulatory penalties that follow enforcement actions by
- [Committee Releases Q3 2015 Financial Penalties Data](https://capmktsreg.org/committee-releases-q3-2015-financial-penalties-data/) - The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States for Q3 2015. Public financial penalties include public class action settlements that arise from class action lawsuits brought by the government (e.g., state attorneys general) and regulatory penalties that follow enforcement actions
- [Committee Releases Q3 2014 Financial Penalties Data](https://capmktsreg.org/committee-releases-q3-2014-financial-penalties-data/) - The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States through the third quarter of 2014. Public financial penalties include public class action settlements that arise from class action lawsuits brought by the government (e.g., state attorneys general) and regulatory penalties that
- [Committee Releases Q2 2015 Financial Penalties Data](https://capmktsreg.org/committee-releases-2015-q2-quarterly-financial-penalties-data/) - The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States for Q2 2015. Public financial penalties include public class action settlements that arise from class action lawsuits brought by the government (e.g., state attorneys general) and regulatory penalties that follow enforcement actions
- [Committee Releases Q2 2015 Competitiveness Report](https://capmktsreg.org/continuing-competitive-weakness-in-u-s-capital-markets-through-q2-2015/) - U.S. capital market competitiveness showed historic signs of weakness in the second quarter of 2015. “The global competitiveness of U.S. capital markets remains disappointing,” said Prof. Hal S. Scott, Director of the Committee on Capital Markets Regulation. “Objective measures of capital markets competitiveness continue to reflect the relative international unattractiveness of the U.S. public
- [Committee Releases Q1 2015 Financial Penalties Data](https://capmktsreg.org/committee-releases-q1-2015-financial-penalties-data/) - The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States for Q1 2015. Public financial penalties include public class action settlements that arise from class action lawsuits brought by the government (e.g., state attorneys general) and regulatory penalties that follow enforcement actions
- [Committee Releases Q1 2015 Competitiveness Report](https://capmktsreg.org/continuing-competitive-weakness-in-u-s-capital-markets-through-q1-2015/) - U.S. capital market competitiveness showed historic signs of weakness in the first quarter of 2015. “The competitive landscape of U.S. equity capital markets has started 2015 with a whimper,” said Prof. Hal S. Scott, Director of the Committee on Capital Markets Regulation. “Foreign companies are choosing to raise capital outside U.S. public markets at
- [Committee Releases Q4 2014 Competitiveness Report](https://capmktsreg.org/continuing-competitive-weakness-u-s-capital-markets/) - Committee Study Shows Weakness in the Competitiveness of US Primary Markets U.S. capital market competitiveness showed continued historical weakness through the fourth quarter of 2014, despite the positive effect of the record-breaking initial public offering of the Alibaba Group. “While the U.S. capital markets have strengthened in terms of domestic IPOs, the overall competitive landscape
- [Comment Letter to FDIC on Resolution of Insurance Companies](https://capmktsreg.org/committee-write-fdic-resolution-insurance-companies/) - Read the Letter
- [Committee Releases Q3 2014 Competitiveness Report](https://capmktsreg.org/third-quarter-2014-shows-continuing-competitive-weakness-u-s-capital-markets/) - Committee Study Shows Weakness in the Competitiveness of US Primary Markets U.S. capital market competitiveness showed continued historical weakness through the third quarter of 2014, despite the positive effect of the record-breaking initial public offering of the Alibaba Group. “While the U.S. capital markets have strengthened in terms of domestic IPOs, the overall
- [Nothing But the Facts Statement: High Frequency Trading](https://capmktsreg.org/committee-releases-fact-statement-high-frequency-trading/) - Read the Statement
- [Committee Releases Q2 2014 Financial Penalties Data](https://capmktsreg.org/committee-releases-q2-2014-financial-penalties-data/) - The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States through the second quarter of 2014. Public financial penalties include public class action settlements that arise from class action lawsuits brought by the government (e.g., state attorneys-general) and regulatory penalties that follow
- [Hal S. Scott Testifies Before U.S. Senate Subcommittee on Securities, Insurance, and Investment at Hearing on "High Frequency Trading's Impact on The Economy"](https://capmktsreg.org/hal-s-scott-testifies-before-u-s-senate-subcommittee-on-securities-insurance-and-investment-at-hearing-on-high-frequency-tradings-impact-on-the-economy/) - Read the Testimony
- [Committee Releases Q4 2016 Financial Penalties Data](https://capmktsreg.org/committee-releases-q4-2016-financial-penalties-data/) - CAMBRIDGE, Mass., The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States for Q4 2016. Public financial penalties include public class action settlements that arise from class action lawsuits brought by the government (e.g., state attorneys general) and regulatory penalties that follow
- [Committee Releases Q2 2016 Competitiveness Report](https://capmktsreg.org/committee-releases-q2-2016-competitiveness-report/) - CAMBRIDGE, MA, August 1, 2016 U.S. capital market competitiveness remained weak through the second quarter of 2016. “The global competitiveness of U.S. capital markets has continued to decline in the first half of 2016,” said Harvard Law Professor Hal S. Scott, Director of the Committee on Capital Markets Regulation. “Objective measures continue to indicate that
- [Committee Releases Q3 2016 Competitiveness Report](https://capmktsreg.org/committee-releases-q3-2016-competitiveness-report/) - CAMBRIDGE, Mass., October 28, 2016—U.S. capital market competitiveness exhibited continuing weakness through the third quarter of 2016. “The competitive landscape of U.S. capital markets continues to disappoint,” said Harvard Law Professor Hal S. Scott, Director of the Committee on Capital Markets Regulation. “The data indicate that foreign companies are looking away from U.S. public markets
- [Committee Releases Q2 2016 Financial Penalties Data](https://capmktsreg.org/committee-releases-q2-2016-quarterly-financial-penalties-data-2/) - CAMBRIDGE, MA, July 12, 2016 The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States for Q2 2016. Public financial penalties include public class action settlements that arise from class action lawsuits brought by the government (e.g., state attorneys general) and regulatory
- [Committee Releases Q1 2016 Competitiveness Report](https://capmktsreg.org/5037/) - CAMBRIDGE, MA, May 3, 2016 CONTINUING COMPETITIVE WEAKNESS IN U.S. PUBLIC CAPITAL MARKETS Committee Study Shows Weak Start to 2016 in U.S. Public Markets CAMBRIDGE, Mass., May 3, 2016—U.S. capital market competitiveness showed startling signs of weakness in the first quarter of 2016. “The competitive landscape of U.S. equity capital markets is off to a
- [Committee Releases Q2 2012 Competitiveness Report](https://capmktsreg.org/competitiveness_update_q2_2012/) - CAMBRIDGE, Mass., August 27, 2012—The Committee on Capital Markets Regulation (CCMR), an independent and nonpartisan research organization dedicated to improving regulation and enhancing the competitiveness of U.S. capital markets, today released data from the second quarter of 2012. U.S. capital markets suffered a setback this past quarter as improvement seen in the first quarter of
- [Committee Releases Q1 2016 Financial Penalties Data](https://capmktsreg.org/committee-releases-q1-2016-financial-penalties-data/) - CAMBRIDGE, MA, April 15, 2016 CAMBRIDGE, Mass., April 15, 2016—The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States for Q1 2016. Public financial penalties include public class action settlements that arise from class action lawsuits brought by the government (e.g., state
- [Committee Releases Q2 2011 Competitiveness Report](https://capmktsreg.org/q2_2011/) - Download CAMBRIDGE, Mass., August 18, 2011—The Committee on Capital Markets Regulation (CCMR), an independent and nonpartisan research organization dedicated to improving the regulation and enhancing the competitiveness of U.S. capital markets, today released data confirming some improvement in Q2 2011 in the relative competiveness of U.S. capital markets within global markets. Much of the improvement
- [Committee Releases Q3 2011 Competitiveness Report](https://capmktsreg.org/latest-ccmr-study-shows-decline-in-u-s-share-of-global-ipo-market/) - Download CAMBRIDGE, Mass., January 25, 2012—The Committee on Capital Markets Regulation (CCMR), an independent and nonpartisan research organization dedicated to improving the regulation and enhancing the competitiveness of U.S. capital markets, today released data confirming a decline in the third quarter of 2011 in the relative competitiveness of U.S. capital markets. In particular, the U.S.
- [Report: An analysis of Proposals to Restrict Institutional Ownership](https://capmktsreg.org/an-analysis-of-proposals-to-restrict-institutional-ownership/) - Read the Report
- [Comment Letter to FDIC on Proposed Rule Regarding Annual Stress Tests](https://capmktsreg.org/annual-stress-test-fdic/) - Read the Letter
- [Comment Letter to Fed on Proposed Rule Regarding Enhanced Prudential Standards and Early Remediation Requirements for Covered Companies](https://capmktsreg.org/enhanced-prudential-standards-and-early-remediation-requirements-for-covered-companies/) - Read the Letter
- [Jacqueline McCabe Testifies Before House Oversight and Government Reform Committee in Hearing Entitled "The SEC’s Aversion to Cost-Benefit Analysis"](https://capmktsreg.org/jacqueline-mccabe-testifies-on-cost-benefit-analysis/) - Read the Testimony
- [Comment Letter to the OCC, FDIC, Federal Reserve, SEC, and CFTC Regarding Prohibitions and Restrictions on Proprietary Trading](https://capmktsreg.org/prohibitions-and-restrictions-on-proprietary-trading/) - Read the Letter
- [Comment Letter to OCC, FDIC and Fed Regarding Their Proposed Rule on Alternatives to Credit Ratings for Debt and Securitization Positions](https://capmktsreg.org/comment-letter-regarding-risk-based-capital-guidelines/) - Read the Letter
- [Comment Letter to SEC Regarding Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants](https://capmktsreg.org/business-conduct-standards-for-security-based-swap-dealers-and-major-security-based-swap-participants/) - Read the Letter
- [Comment Letter to the SEC Regarding Their Retrospective Review of Existing Regulations](https://capmktsreg.org/comment-letter-to-the-sec-regarding-their-retrospective-review-of-existing-regulations/) - Read the Letter
- [Response to the Federal Insurance Office Request for Comment on the Report to Congress on How to Modernize and Improve the System of Insurance Regulation in the United States](https://capmktsreg.org/how-to-modernize-and-improve-the-system-of-insurance-regulation/) - Read the Letter
- [Comment Letter to the FSOC Regarding its Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies](https://capmktsreg.org/fsoc-comment-regarding-its-authority-to-require-supervision-and-regulation-of-certain-nonbank-financial-companies/) - Read the Letter
- [Comment Letter on Pending Consumer Protection Bill](https://capmktsreg.org/the-committee-comments-on-pending-consumer-protection-bill/) - Read the Letter
- [Director Hal Scott Issues a Memo to Senators Dodd and Shelby Regarding Systemically Important Institutions](https://capmktsreg.org/memo-to-senators-dodd-and-shelby-regarding-systemically-important-institutions/) - Read the Letter
- [Comment Letter Regarding the Pace of Rule-making Under the Dodd-Frank Act](https://capmktsreg.org/pace-of-rulemaking-under-the-dodd-frank-act/) - Read the Letter
- [Comment Letter Regarding Form PF](https://capmktsreg.org/form-pf-which-requires-reporting-by-private-funds/) - Read the Letter
- [Comment Letter Regarding Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing with Counterparties](https://capmktsreg.org/business-conduct-standards-for-swap-dealers-and-major-swap-participants-dealing-with-counterparties/) - Read the Letter
- [Comment Letter to SEC on DeregistrationRead Letter](https://capmktsreg.org/sec-filing-on-deregistration/) - Read the Letter
- [Comment Letter to SEC on Sarbanes-Oxley Section 404](https://capmktsreg.org/sec-filing-on-sarbanes-oxley-section-404/) - Read the Letter
- [Comment Letter on the Review by the Treasury Department of the Regulatory Structure Associated with Financial Institutions](https://capmktsreg.org/review-by-the-treasury-department-of-the-regulatory-structure-associated-with-financial-institutions/) - Read the Letter
- [FDIC Comment Letter Regarding Proposed Statement of Policy on Qualifications for Failed Bank Acquisitions](https://capmktsreg.org/fdic-comment-letter-regarding-proposed-statement-of-policy-on-qualifications-for-failed-bank-acquisitions/) - Read the Letter
- [Comment Letter to the FSOC regarding the Volcker Rule](https://capmktsreg.org/the-committee-releases-a-comment-letters-to-the-financial-stability-oversight-council-regarding-the-the-volcker-rule/) - Read the Letter
- [Comment Letter to the FSOC Regarding the Designation of Financial Companies as Systemically Important](https://capmktsreg.org/letter-to-the-financial-stability-oversight-council-regarding-the-designation-of-financial-companies-as-systemically-important/) - Read the Letter
- [Comment Letter to Six Agencies Regarding Margin and Capital Requirements for Covered Swap Entities](https://capmktsreg.org/margin-and-capital-requirements-for-covered-swap-entities/) - Read the Letter
- [Comment Letter to the CFTC Regarding the Implementation of Title VII of the Dodd-Frank Act](https://capmktsreg.org/mplementation-of-title-vii-of-the-dodd-frank-act/) - Read the Letter
- [Joint Letter to the CFTC and SEC Regarding Form PF, which requires reporting by private funds](https://capmktsreg.org/form-pf/) - Read the Letter
- [Comment Letter to the FSB regarding definitions related to “significant” nonbank financial companies](https://capmktsreg.org/definitions-related-to-significant-nonbank-financial-companies/) - Read the Letter
- [Comment Letter to the CFTC regarding risk management requirements for derivatives clearing organizations](https://capmktsreg.org/risk-management-requirements-for-derivatives-clearing-organizations/) - Read the Letter
- [Comment Letter to the FSOC regarding its authority to require supervision and regulation of certain nonbank financial companies](https://capmktsreg.org/fsoc-authority-to-require-supervision-and-regulation-of-certain-nonbank-financial-companies/) - Read the Letter
- [Joint Letter to the CFTC and SEC regarding the reporting of swaps transactions](https://capmktsreg.org/reporting-of-swaps-transactions/) - Read the Letter
- [Comment Letter to the FDIC regarding its orderly liquidation authority under the Dodd-Frank Act](https://capmktsreg.org/orderly-liquidation-authority-under-the-dodd-frank-act/) - Read the Letter
- [Joint Comment Letter to the CFTC and the SEC regarding conflicts of interest in certain derivatives organizations](https://capmktsreg.org/conflicts-of-interest-in-certain-derivatives-organizations/) - Read the Letter
- [Statement About a Decision by the U.S. Court of Appeals on Proxy Access That Puts Dodd-Frank Implementation in Jeopardy Due to Inadequate Cost-benefit Analysis](https://capmktsreg.org/statement-about-a-decision-by-the-us-court-of-appeals-on-proxy-access/) - Read the Statement
- [Report: Coates’ Recommendations on Mutual Funds and Other Collective Investments](https://capmktsreg.org/recommendations-on-mutual-funds-and-other-collective-investments/) - Read the Report
- [Statement on the Obama Adminstration’s “White Paper”](https://capmktsreg.org/statement-on-the-obama-adminstrations-white-paper/) - Read the Statement
- [Report: A Blueprint for Compromise on Financial Reform](https://capmktsreg.org/a-blueprint-for-compromise-on-financial-reform/) - Read the Report
- [Letter On Six “Critical Points” in Reconciling Financial Reform Bills](https://capmktsreg.org/six-critical-points-in-reconciling-financial-reform-bills/) - Read the Letter
- [Hal S. Scott Releases Comment Letter to CFTC Chairman Gensler Urging Major Federal Reserve Input to CFTC Rules on Conflicts of Interest in Derivatives Clearinghouses](https://capmktsreg.org/gensler-letter-on-conficts-of-interest-in-derivatives-clearinghouses/) - Read the Letter
- [Report: The Competitive Position of the U.S Public Equity Market](https://capmktsreg.org/the-competitiveness-position-of-the-u-s-public-equity-market/) - Read the Report
- [Report: The Federal Reserve as Lender of Last Resort during the Panic of 2008](https://capmktsreg.org/the-federal-reserve-as-lender-of-last-resort-during-the-panic-of-2008/) - Read the Report
- [Comment Letter to Six Agencies Regarding Risk Retention in Securitizations](https://capmktsreg.org/letter-regarding-risk-retention-in-securitizations/) - Read the Letter
- [Hal S. Scott Testifies Before House Subcommittee on General Farm Commodities and Risk Management in Hearing Entitled “Implementing Dodd-Frank: A Review of the CFTC’s Rulemaking Process”](https://capmktsreg.org/hal-s-scott-testifies-in-a-hearing-entitled-implementing-dodd-frank-a-review-of-the-cftcs-rulemaking-process/) - Read the Testimony
- [Hal S. Scott Testifies at Senate Committee on Banking, Housing and Urban Affairs Hearing on the “Implications of the ‘Volcker Rules’ for Financial Stability"](https://capmktsreg.org/hal-s-scott-testifies-on-volcker-rules/) - Read the Testimony
- [Comment Letter to the CFTC Regarding Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing with Counterparties](https://capmktsreg.org/the-committee-releases-a-comment-letter-to-the-cftc-regarding-business-conduct-standards-for-swap-dealers-and-major-swap-participants-dealing-with-counterparties/) - Read the Letter
- [Comment Letter to the FSOC Regarding its Authority to Designate Financial Market Utilities as Systemically Important](https://capmktsreg.org/comment-letter-regarding-authority-to-designate-financial-market-utilities-as-systemically-important/) - Read the Letter
- [Hal S. Scott Testifies Before House Committee on Financial Services in Hearing Entitled "Financial Regulatory Reform: The International Context"](https://capmktsreg.org/hal-s-scott-testifies-at-a-hearing-on-financial-regulatory-reform/) - Read the Testimony
- [Report: The Global Financial Crisis: A Plan for Regulatory Reform](https://capmktsreg.org/the-global-financial-crisis-a-plan-for-regulatory-reform/) - Read the Report
- [Statement on Implementation of the Volcker Rule](https://capmktsreg.org/statement-on-implementation-of-the-volcker-rule/) - Read the Statement
- [Comment Letter to the CFTC and SEC regarding definitions related to swap markets](https://capmktsreg.org/comment-letter-to-the-cftc-and-sec-regarding-definitions-related-to-swap-markets/) - Read the Letter
- [Report: Enforcement Data for Calendar 2021](https://capmktsreg.org/enforcement-data-for-calendar-2021/) - Read the Report
- [Report on U.S. Listings by Chinese Companies](https://capmktsreg.org/29915-2/) - Read the Report
- [SEC Rulemaking Diagram](https://capmktsreg.org/sec-rulemaking-diagram/) - sec-rulemaking-diagram-1Download
- [Report: UST Market During Covid Crisis](https://capmktsreg.org/report-ust-market-during-covid-crisis/) - Read the Report
- [Statement on SEC Staff Accounting Bulletin No. 121 and Issues in Crypto Asset Custody](https://capmktsreg.org/statement-on-sec-staff-accounting-bulletin-no-121-and-issues-in-crypto-asset-custody/) - Read the Statement
- [Report: Assessing The Future of U.S. Listings By Chinese Companies: A Call For Structured Dialogue](https://capmktsreg.org/assessing-the-future-of-u-s-listings-by-chinese-companies-a-call-for-structured-dialogue/) - Read the Report
- [Report: Revising the Framework for Non-Bank Emergency Lending](https://capmktsreg.org/staff-report-on-revising-the-framework-for-non-bank-emergency-lending/) - Read the Report
- [U.S. Treasury Report: Banks and Credit Unions – Two Year Progress](https://capmktsreg.org/u-s-treasury-report-banks-and-credit-unions-two-year-progress-report/) - Read the Report
- [Statement on the Final Version of the Volcker Rule](https://capmktsreg.org/committee-issues-statement-on-applying-the-volcker-rule/) - Read the Statement
- [Data on Why SIFI Designation Is Not the Answer to Possible Herding Behavior By Asset Managers](https://capmktsreg.org/why-sifi-designation-is-not-the-answer-to-possible-herding-behavior-by-asset-managers/) - Read the Statement
- [New York Times Op-ed: The Global (Not Euro-Zone) Crisis](https://capmktsreg.org/the-global-not-euro-zone-crisis/) - Read the Op-Ed
- [Comment Letter to SEC Regarding Shelf Eligibility Conditions for Asset-backed Securities](https://capmktsreg.org/comment-letter-to-the-sec-regarding-shelf-eligibility-conditions-for-asset-backed-securities/) - Read the Letter
- [Wall Street Journal Op-Ed: Is the U.S. Losing Ground?](https://capmktsreg.org/is-the-u-s-losing-ground/) - Read the Op-Ed
- [Wall Street Journal Op-Ed: Action Plan for Capital Markets](https://capmktsreg.org/action-plan-for-capital-markets/) - Read the Op-Ed
- [Financial Times Op-Ed: America Must Act to Renew the Primacy of Its Markets](https://capmktsreg.org/america-must-act-to-renew-the-primacy-of-its-markets/) - Read the Op-Ed
- [Financial Times Op-Ed: Let Shareholders Decide How to Resolve Disputes](https://capmktsreg.org/let-shareholders-decide-how-to-resolve-disputes/) - Read the Op-Ed
- [Wall Street Journal Op-Ed: Do We Really Need a Systemic Regulator?](https://capmktsreg.org/do-we-really-need-a-systemic-regulator/) - Read the Op-Ed
- [Latest CCMR study shows slight improvement in competitiveness of U.S. Public equity markets compared to 2009](https://capmktsreg.org/q3_2010_press_release/) - CAMBRIDGE, Mass., December 9, 2010—The Committee on Capital Markets Regulation (CCMR), an independent and nonpartisan research organization dedicated to improving the regulation and enhancing the competitiveness of U.S. capital markets, today released data confirming that during the first three quarters of 2010 the competitiveness of U.S. public equity markets in global markets improved slightly over
- [Report: Financial Transaction Taxes](https://capmktsreg.org/ccmr-statement-on-financial-transaction-taxes/) - Read the Report
- [Report: A Pragmatic Approach to the Phased Consolidation of Financial Regulation in the United States](https://capmktsreg.org/a-pragmatic-approach-to-the-phased-consolidation-of-financial-regulation-in-the-united-states/) - Read the Report
- [Report: Commission Study Finds Net Benefit to Management Forecasts of Earnings](https://capmktsreg.org/study-finds-net-benefits-of-properly-done-management-forecasts-of-earnings/) - Read the Report
- [Report: The Reduction of Systemic Risk in the United States Financial System](https://capmktsreg.org/the-reduction-of-systemic-risk-in-the-united-states-financial-system/) - Read the Report
- [Report: Amicus Brief with Supreme Court on Costs of Securities Class Actions Lawsuits](https://capmktsreg.org/committee-files-amicus-brief-with-supreme-court-on-securities-class-actions/) - Read the Report
- [Report: Hal S. Scott Releases Paper on Bank Capital for Operational Risk](https://capmktsreg.org/hal-scott-releases-paper-on-bank-capital-for-operational-risk/) - Read the Report
- [Report: What To Do About Contagion?](https://capmktsreg.org/what-to-do-about-contagion/) - Read the Report
- [Report: Updated Data and Recommendations on Unelected Directors](https://capmktsreg.org/committee-releases-updated-data-recommendations-unelected-directors/) - Read the Report
- [Joint Report: Committee & FMLC on EU-US CCP Recognition](https://capmktsreg.org/committee-fmlc-issue-joint-report-on-eu-us-ccp-recognition/) - Read the Report
- [Report: U.S. Equity Market Structure](https://capmktsreg.org/committee-releases-u-s-equity-market-structure-report/) - Read the Report
- [Report: Legal Analysis of the Federal Reserve Stress Test Process](https://capmktsreg.org/committee-releases-legal-analysis-of-the-federal-reserve-stress-test-process/) - Read the Report
- [Report: Hal S. Scott Delivers Speech to International Monetary Fund on Connectedness and Contagion](https://capmktsreg.org/hal-s-scott-delivers-speech-on-connectedness-and-contagion-at-international-monetary-fund/) - Read the Speech
- [Nothing But the Facts Report: The Glass-Steagall Act](https://capmktsreg.org/nothing-but-the-facts-report-the-glass-steagall-act/) - Read the Report
- [Report: Proposed Reforms to Establish Framework to Guide Emergency Lending](https://capmktsreg.org/committee-of-experts-proposes-reforms-to-establish-framework-to-guide-emergency-lending-by-the-federal-reserve-and-by-fiscal-authorities-during-a-future-financial-crisis/) - Read the Report
- [Report: Updated Summary Statistics for U.S. Equity Markets](https://capmktsreg.org/committee-updates-summary-statistics-for-u-s-equity-markets/) - Read the Report
- [Report: Common Ownership and Antitrust Concerns](https://capmktsreg.org/common-ownership-and-antitrust-concerns/) - Read the Report
- [Report: The U.S. Public Enforcement System](https://capmktsreg.org/committee-staff-releases-report-on-the-u-s-public-enforcement-system/) - Read the Report
- [Report: Update on Financial Penalties by U.S. Enforcement Agencies](https://capmktsreg.org/committee-staff-releases-update-on-financial-penalties-by-u-s-enforcement-agencies/) - Read the Report
- [Report: Expanding Opportunities for U.S. Investors and Retirees: Private Equity](https://capmktsreg.org/expanding-opportunities-for-u-s-investors-and-retirees-private-equity/) - Read the Report
- [Report: Blockchain and Securities Clearing and Settlement](https://capmktsreg.org/committee-statement-on-blockchain-and-securities-clearing-and-settlement/) - Read the Report
- [Report: Update on Monetary Sanctions Imposed by U.S. Enforcement Agencies (for Calendar Year 2018)](https://capmktsreg.org/committee-staff-releases-update-on-monetary-sanctions-imposed-by-u-s-enforcement-agencies/) - Read the Report
- [Report: Progress Update on Rationalizing Enforcement in the U.S. Financial System](https://capmktsreg.org/progress-update-on-rationalizing-enforcement-in-the-u-s-financial-system/) - Read the Report
- [Report: The Rise of Dual Class Shares: Regulation and Implications](https://capmktsreg.org/the-rise-of-dual-class-shares-regulation-and-implications/) - Read the Report
- [Report: Short-Termism, Shareholder Activism and Stock Buybacks](https://capmktsreg.org/short-termism-shareholder-activism-and-stock-buybacks/) - Read the Report
- [Report: The Rise of Index Investing: Price Efficiency and Financial Stability](https://capmktsreg.org/the-rise-of-index-investing-price-efficiency-and-financial-stability/) - Read the Report
- [Report: The Rising Cost of Exchange Market Data Services](https://capmktsreg.org/the-rising-cost-of-exchange-market-data-services/) - Read the Report
- [Report: The Impact of Private Equity Buyouts on Productivity and Jobs](https://capmktsreg.org/the-impact-of-private-equity-buyouts-on-productivity-and-jobs/) - Read the Report
- [Report: Treasury and Fed Lending Programs: An Assessment and Call for Continued Support for SMEs](https://capmktsreg.org/treasury-and-fed-lending-programs-an-assessment-and-call-for-continued-support-for-smes/) - Read the Report
- [Report: Assessment of Empirical Research on FTTs](https://capmktsreg.org/assessment-of-empirical-research-on-ftts/) - Read the Report
- [Report: Update on Monetary Sanctions Imposed by U.S. Enforcement Agencies (for Calendar Year 2020)](https://capmktsreg.org/committee-staff-releases-update-on-monetary-sanctions-imposed-by-u-s-enforcement-agencies-3/) - Read the Report
- [Report: Financial Regulatory Agencies and the Rule of Law](https://capmktsreg.org/financial-regulatory-agencies-and-the-rule-of-law/) - Read the Report
- [Director Hal S. Scott testifies on Sarbanes-Oxley 404](https://capmktsreg.org/hal-scott-testifies-on-sarbanes-oxley-404/) - Read the Testimony
- [Hal S. Scott Testifies Before House Committee on Financial Services in Hearing Entitled “Promoting Economic Recovery and Job Creation: The Road Forward”](https://capmktsreg.org/hal-s-scott-testifies-at-a-hearing-on-promoting-economic-recovery-and-job-creation/) - Read the Testimony
- [New Independent Non-Partisan Committee to Study Capital Markets Regulation and Make Recommendations to Key Policy Makers](https://capmktsreg.org/non-partisan-committee-to-study-capital-markets-regulation/) - Read the Statement
- [Statement by Prof. Hal S. Scott in Response to the Treasury Department’s “Blueprint for A Modernized Financial Regulatory Structure”](https://capmktsreg.org/response-to-the-treasury-departments-blueprint-for-a-modernized-financial-regulatory-structure/) - Read the Statement
- [Report on Competitiveness of the U.S. Derivatives Market](https://capmktsreg.org/competitiveness-of-the-us-derivatives-market/) - Read the Statement
- [Statement on Hedging under the Volcker Rule](https://capmktsreg.org/hedging-under-the-volcker-rule/) - Read the Statement
- [Statistical Release: Public Settlements and Regulatory Penalties Increase Significantly in 2012 and 2013](https://capmktsreg.org/ccmr-statistical-release-public-settlements-and-regulatory-penalties-increase-significantly-in-2012-and-2013-2/) - Read the Statement
- [Committee Urges CFTC To Extend Temporary Exemption](https://capmktsreg.org/ccmr-urges-cftf-to-extend-temporary-exemption/) - Read the Statement
- [Statement on Unelected Directors](https://capmktsreg.org/committee-issues-statement-on-unelected-directors/) - Read the Statement
- [Statement on Bills Related to U.S. v. Newman](https://capmktsreg.org/committee-issues-statement-bills-related-pending-insider-trading-law-case/) - Read the Statement
- [Nothing But the Facts Statement: Swaps Push-out Rule](https://capmktsreg.org/committee-issues-fact-statement-swaps-pushout-rule/) - Read the Statement
- [Nothing But the Facts Statement: FSB Designation of U.S. Asset Managers as G-SIFIs](https://capmktsreg.org/committee-issues-statement-fsb-designation-solely-us-asset-managers-g-sifis/) - Read the Statement
- [Nothing But the Facts Statement: U.S. Bond Market Liquidity](https://capmktsreg.org/committee-releases-nothing-but-the-facts-u-s-bond-market-liquidity-statement/) - Read the Statement
- [Committee Hosts Lender of Last Resort Conference](https://capmktsreg.org/committee-hosts-lender-of-last-resort-conference/) - Read the Statement
- [Committee Hosts Conference on Liquidity Problem Post-Crisis](https://capmktsreg.org/committee-hosts-conference-on-liquidity-problem-post-crisis/) - Read the Statement
- [Nothing But The Facts Statement: The Regulatory Reform Process](https://capmktsreg.org/nbtf-statement-how-to-revise-agency-regulations-and-adjudications/) - Read the Statement
- [Statement on Stock Market Data: A Call for Transparency to Assess Impact on U.S. Investors](https://capmktsreg.org/committee-releases-statement-on-stock-market-data-a-call-for-transparency-to-assess-impact-on-u-s-investors/) - Read the Statement
- [Hal S. Scott, President of the Committee on Capital Markets Regulation, Participates on SEC Roundtable Panel on Market Data and Market Access](https://capmktsreg.org/hal-s-scott-president-of-the-committee-on-capital-markets-regulation-participates-on-sec-roundtable-panel-on-market-data-and-market-access/) - Read the Statement
- [Nothing But the Facts Statement: Common Ownership – Theory Meets Reality](https://capmktsreg.org/nothing-but-the-facts-statement-common-ownership-theory-meets-reality/) - Read the Statement
- [Nothing But the Facts Statement: Restricting Stock Buybacks Would Harm Capital Markets](https://capmktsreg.org/restricting-stock-buybacks-would-harm-capital-markets/) - Read the Statement
- [Nothing But The Facts: Asymmetric Speed Bumps in U.S. Equity Markets](https://capmktsreg.org/nothing-but-the-facts-asymmetric-speed-bumps-in-u-s-equity-markets/) - Read the Statement
- [Response to Covid-19 Crisis](https://capmktsreg.org/response-to-covid-19-crisis/) - Read the Statement
- [SEC Staff Non-Enforcement of Proxy Advisor Regulations](https://capmktsreg.org/sec-staff-non-enforcement-of-proxy-advisor-regulations/) - Read the Statement
- [Statement on the Administrative Procedure Act and Banking Supervision](https://capmktsreg.org/committee-statement-on-the-administrative-procedure-act-and-banking-supervision/) - Read the Statement
- [Retail Investors and SPACs](https://capmktsreg.org/nothing-but-the-facts-retail-investors-and-special-purpose-acquisition-companies/) - Read the Statement
- [Report: Fed-regulated Clearinghouses to Reduce Systemic Risk](https://capmktsreg.org/fed-regulated-clearinghouses-to-reduce-systemic-risk/) - Read the Report
- [Wall Street Journal Op-ed: Let's Get the Bank Rescue Right](https://capmktsreg.org/op-ed-lets-get-the-bank-rescue-right/) - Read the Op-Ed
- [Wall Street Journal Op-ed: From Awful to Merely Bad: Reviewing the Bank Rescue Options](https://capmktsreg.org/op-ed-from-awful-to-merely-bad-reviewing-the-bank-rescue-options/) - Read the Op-Ed
- [Financial Times Op-ed: The US Treasury is a Public, Not a Private, Investor](https://capmktsreg.org/op-ed-the-us-treasury-is-a-public-not-a-private-investor/) - Read the Op-Ed
- [Wall Street Journal Op-ed: Banks Need Fewer Carrots and More Sticks](https://capmktsreg.org/op-ed-banks-need-fewer-carrots-and-more-sticks/) - Read the Op-Ed
- [Wall Street Journal Op-ed: The Fed Can Lead on Financial Supervision](https://capmktsreg.org/op-ed-the-fed-can-lead-on-financial-supervision/) - Read the Op-Ed
- [Financial Times Op-ed: The Fed’s Independence is at Risk](https://capmktsreg.org/op-ed-the-feds-independence-is-at-risk/) - Read the Op-Ed
- [Financial Times Op-ed: Markets are the Best Judge of Bank Capital](https://capmktsreg.org/op-ed-markets-are-the-best-judge-of-bank-capital/) - Read the Op-Ed
- [Bloomberg Op-Ed: Hal Scott Says Bank Regulators Should Be Consolidated](https://capmktsreg.org/hal-scott-says-bank-regulators-should-be-consolidated/) - Read the Op-Ed
- [Bloomberg Op-Ed: Scott Says Consumer Protection Needs to Be Outside Fed](https://capmktsreg.org/bloomberg-scott-says-consumer-protection-needs-to-be-outside-fed/) - Read the Op-Ed
- [Bloomberg Op-Ed: Scott Says Fed Should Have Jurisdiction Over Derivatives](https://capmktsreg.org/bloomberg-scott-says-fed-should-have-jurisdiction-over-derivatives/) - Read the Op-Ed
- [Wall Street Journal Op-ed: Geithner's Hollow 'Speed' Pledge to Business](https://capmktsreg.org/geithners-hollow-speed-pledge-to-business-2-2/) - Read the Op-Ed
- [Wall Street Journal Op-ed: Capital Market Regulation Needs an Overhaul](https://capmktsreg.org/op-ed-capital-market-regulation-needs-an-overhaul/) - Read the Op-Ed
- [Financial Times Op-Ed: Little to Celebrate on Dodd-Frank’s Birthday](https://capmktsreg.org/little-to-celebrate-on-dodd-franks-birthday/) - Read the Op-Ed
- [Wall Street Journal Op-ed: The Alternative to Shareholder Class Actions](https://capmktsreg.org/5778/) - Read the Op-Ed
- [Quartz Op-ed: Goldman Sachs Did Not Violate the Volcker Rule (and $1 Billion is a Drop in the Bucket Anyway)](https://capmktsreg.org/goldman-sachs-did-not-violate-the-volcker-rule-and-1-billion-is-a-drop-in-the-bucket-anyway/) - Read the Op-Ed
- [Bloomberg View Op-ed: A Financial-Reform Agenda for Obama’s Second Term](https://capmktsreg.org/a-financial-reform-agenda-for-obamas-second-term/) - Read the Op-Ed
- [American Banker Op-ed: Stamping Nonbanks 'SIFI' Is Harmful and Needless](https://capmktsreg.org/stamping-nonbanks-sifi-is-harmful-and-needless/) - Read the Op-Ed
- [Wall Street Journal Op-ed: Land Mines in the Derivatives 'Path Forward'](https://capmktsreg.org/land-mines-in-the-derivatives-path-forward/) - Read the Op-Ed
- [Financial Times Op-ed: Days’ Difference in Margins is Highly Important](https://capmktsreg.org/days-difference-in-margins-is-highly-important/) - Read the Op-Ed
- [Politico Op-ed: Dodd-Frank Makes Contagion More Likely](https://capmktsreg.org/dodd-frank-makes-contagion-more-likely/) - Read the Op-Ed
- [Wall Street Journal Op-ed: The Mystery of 'Living Will' Rules for Banks](https://capmktsreg.org/mystery-living-will-rules-banks/) - Read the Op-Ed
- [Wall Street Journal Op-ed: A Financial System Still Dangerously Vulnerable to a Panic](https://capmktsreg.org/financial-system-still-dangerously-vulnerable-panic/) - Read the Op-Ed
- [CNBC Op-Ed: Why Elizabeth Warren is Wrong About the SEC](https://capmktsreg.org/op-ed-why-elizabeth-warren-is-wrong-about-the-sec/) - Read the Op-Ed
- [Wall Street Journal Op-ed: The Next Stock Market Shutdown Could Be Much Worse](https://capmktsreg.org/op-ed-the-next-stock-market-shutdown-could-be-much-worse/) - Read the Op-Ed
- [Washington Times Op-ed: Why U.S. Investors are Better Off Today](https://capmktsreg.org/op-ed-why-u-s-investors-are-better-off-today/) - Read the Op-Ed
- [CNBC Op-ed: New E.U. Rate-Swap Rule Will Deal a Big Blow to U.S.](https://capmktsreg.org/new-eu-rate-swap-rule-will-deal-a-big-blow-to-us/) - Read the Op-Ed
- [Washington Times Op-ed: When Treasury intrudes](https://capmktsreg.org/op-ed-when-treasury-intrudes/) - Read the Op-Ed
- [Wall Street Journal Op-ed: Publish the Secret Rules for Banks’ Living Wills](https://capmktsreg.org/op-ed-publish-the-secret-rules-for-banks-living-wills/) - Read the Op-Ed
- [The Financial Times Op-ed: We are Still Groping for Truth About the Financial Crisis](https://capmktsreg.org/op-ed-we-are-still-groping-for-truth-about-the-financial-crisis/) - Read the Op-Ed
- [Wall Street Journal Op-ed: The Fed’s Stress Tests Need to Be Transparent](https://capmktsreg.org/op-ed-fed-stress-tests-and-the-administrative-procedure-act/) - Read the Op-Ed
- [Wall Street Journal Op-ed: Deutsche Bank and the Unintended Consequence](https://capmktsreg.org/op-ed-deutsche-bank-and-the-unintended-consequence/) - Read the Op-Ed
- [Wall Street Journal Op-ed: More Systemic Government Risk](https://capmktsreg.org/op-ed-more-systemic-government-risk/) - Read the Op-Ed
- [New York Times Op-ed: Deutsche Bank as Next Lehman Brothers: Far-Fetched but Not Unthinkable](https://capmktsreg.org/op-ed-deutsche-bank-as-next-lehman-brothers-far-fetched-but-not-unthinkable/) - Read the Op-Ed
- [CNBC Op-ed: This proposed investing rule would be a ‘dangerous mistake’](https://capmktsreg.org/op-ed-this-proposed-investing-rule-would-be-a-dangerous-mistake/) - Read the Op-Ed
- [Forbes Op-ed: Public Companies' Unelected Directors](https://capmktsreg.org/op-ed-public-companies-unelected-directors/) - Read the Op-Ed
- [Financial Times Op-Ed: Relax the Rules to Kickstart the Stalled IPO Market](https://capmktsreg.org/op-ed-relax-the-rules-to-kickstart-the-stalled-ipo-market/) - Read the Op-Ed
- [New York Times Op-Ed: To Spur Small Business, First Free the Banks](https://capmktsreg.org/op-ed-to-spur-small-business-first-free-the-banks/) - Read the Op-Ed
- [CNBC Op-ed: The Trump Administration—Not the Fed—Has It Right on Bank Regulation](https://capmktsreg.org/cnbc-op-ed-the-trump-administration-not-the-fed-has-it-right-on-bank-regulation/) - Read the Op-Ed
- [Op-ed: Shareholders Deserve Right to Choose Mandatory Arbitration](https://capmktsreg.org/op-ed-shareholders-deserve-right-to-choose-mandatory-arbitration/) - Read the Op-Ed
- [Wall Street Journal Op-ed: The SEC Plans to Collect Too Much Information](https://capmktsreg.org/wsj-oped-the-sec-plans-to-collect-too-much-information/) - Read the Op-Ed
- [Wall Street Journal Op-ed: The SEC’s Misguided Attack on Shareholder Arbitration](https://capmktsreg.org/wall-street-journal-op-ed-the-secs-misguided-attack-on-shareholder-arbitration/) - Read the Op-Ed
- [The Financial Times Op-ed: Ordinary Savers Should Be Allowed to Invest in Private Equity](https://capmktsreg.org/the-financial-times-op-ed-ordinary-savers-should-be-allowed-to-invest-in-private-equity/) - Read the Op-Ed
- [Wall Street Journal Op-Ed: Ron Wyden’s Plan to Gut Capital Markets](https://capmktsreg.org/wall-street-journal-op-ed-ron-wydens-plan-to-gut-capital-markets/) - Read the Op-Ed
- [Wall Street Journal Op-Ed: Gary Gensler’s Assault on U.S. Capital Markets](https://capmktsreg.org/wall-street-journal-op-ed-gary-genslers-assault-on-u-s-capital-markets/) - Read the Op-Ed
- [Wall Street Journal Op-Ed: An SEC Rule May Cost FTX Crypto Customers Billions](https://capmktsreg.org/wall-street-journal-op-ed-an-sec-rule-may-cost-ftx-crypto-customers-billions/) - Read the Op-Ed
- [Comment Letter to Chairman Frank regarding the use of non-GAAP methodology](https://capmktsreg.org/letter-to-chairman-frank-regarding-the-use-of-non-gaap-methodology/) - Read the Letter
- [Comment Letter to IAIS Regarding Their Public Consultation Document, "Global Systemically Important Insurers: Proposed Assessment Methodology"](https://capmktsreg.org/global-systemically-important-insurers/) - Read the Letter
- [Comment Letter to the Federal Reserve on Proposed Rule to Implement Enhanced Prudential Standards for Foreign Banking Organizations](https://capmktsreg.org/committee-submits-letter-to-board-of-governors-of-the-federal-reserve-system/) - Read the Letter
- [Comment Letter to the FASB on its Loan Loss Reserves Proposal](https://capmktsreg.org/committee-submits-letter-to-fasb-on-loan-loss-reserves-proposal/) - Read the Letter
- [Comment Letter to the SEC on its Proposed Rule on Money Market Mutual Fund Reform](https://capmktsreg.org/committee-submits-letter-to-sec-on-money-market-mutual-fund-reform/) - Read the Letter
- [Comment Letter to the FDIC & OCC on Proposed Rule to Increase the Supplementary Leverage Ratio for Large U.S. Bank Holding Companies](https://capmktsreg.org/committee-submits-letter-on-supplemental-leverage-ratio/) - Read the Letter
- [Comment Letter to SEC on OFR Asset Management Report](https://capmktsreg.org/committee-submits-comment-letter-to-sec-on-ofr-asset-management-report/) - Read the Letter
- [Comment Letter to the PCAOB on Proposed Changes to the Form of Auditors’ Reports](https://capmktsreg.org/committee-submits-letter-to-pcaob-on-proposed-auditing-standards/) - Read the Letter
- [Comment Letter to the OCC, Federal Reserve, & FDIC Regarding Their Proposed Rule on Liquidity Coverage Ratio](https://capmktsreg.org/committee-submits-letter-on-liquidity-coverage-ratio-to-occ-fed-fdic/) - Read the Letter
- [Comment Letter to CFTC on its Proposed Rule Regarding Position Limits for Derivatives](https://capmktsreg.org/committee-submits-letter-on-position-limits-for-derivatives-to-cftc/) - Read the Letter
- [Comment Letter to IRS on Proposed Rule’s Negative Effects on the Attractiveness of Convertible Debt to Foreign Investors](https://capmktsreg.org/committee-submits-letter-on-convertible-debt-withholding-tax-to-irs/) - Read the Letter
- [Comment Letter to Federal Reserve on Emergency Lending Proposal](https://capmktsreg.org/comment-letter-to-federal-reserve-on-emergency-lending-proposal/) - Read the Letter
- [Comment Letter on Non-Bank Non-Insurer G-SIFI Methodologies to FSB/IOSCO](https://capmktsreg.org/committee-submits-letter-on-non-bank-non-isurer-g-sifi-methodologies-to-fsbiosco/) - Read the Letter
- [Comment Letter to the European Commission and Commodities Futures Trading Commission Regarding Cross-Border Recognition of Derivatives Clearinghouses](https://capmktsreg.org/ccmr-letter-recommends-steps-avoid-disrupting-eu-us-derivatives-markets/) - Read the Letter
- [Comment Letter on Margin Requirements for Non-cleared Swaps Proposed Rule](https://capmktsreg.org/ccmr-submits-letter-margin-requirements-non-cleared-swaps/) - Read the Letter
- [Comment Letter to SEC on Tick Size Pilot Program](https://capmktsreg.org/committee-submits-letter-tick-size-pilot-program/) - Read the Letter
- [Comment Letter to FSB on TLAC Consultation](https://capmktsreg.org/committee-submits-statement-fsb-loss-absorbing-instruments/) - Read the Letter
- [Comment Letter to FSOC on Asset Management Products/Activities](https://capmktsreg.org/committee-submits-letter-fsoc-asset-management-productsactivities/) - Read the Letter
- [Comment Letter to Fed on G-SIB Capital Requirement Proposed Rule](https://capmktsreg.org/committee-submits-letter-fed-g-sib-capital-requirements/) - Read the Letter
- [Comment Letter to FSB/IOSCO on Non-bank Non-Insurer G-SIFIs](https://capmktsreg.org/committee-submits-letter-to-fsbiosco-on-non-bank-non-insurer-g-sifis/) - Read the Letter
- [Comment Letter to SEC on Revisions to Audit Committee Disclosures](https://capmktsreg.org/committee-submits-letter-to-sec-on-revisions-to-audit-committee-disclosures/) - Read the Letter
- [Comment Letter on the DOL's Fiduciary Duty Proposed Rule](https://capmktsreg.org/committee-submits-letter-to-the-dol-regarding-its-fiduciary-duty-rule-proposal/) - Read the Letter
- [Letter to Congress on the FORM Act](https://capmktsreg.org/committee-sends-letter-to-congress-on-the-form-act/) - Read the Letter
- [Second Comment Letter to SEC Regarding FINRA’s Amended Proposal to Establish a Corporate Bond Data Service](https://capmktsreg.org/committee-submits-second-letter-to-sec-regarding-finras-amended-proposal-to-establish-a-corporate-bond-data-service/) - Read the Letter
- [Comment Letter on Volcker Covered Funds Proposal](https://capmktsreg.org/ccmr-letter-on-volcker-covered-funds-proposal/) - Read the Letter
- [Comment Letter on SEC’s Market Data Infrastructure Proposal](https://capmktsreg.org/committee-submits-letter-on-secs-market-data-infrastructure-proposal/) - Read the Letter
- [Comment Letter on FTC’s Premerger Notification Proposal](https://capmktsreg.org/committee-submits-letter-on-ftcs-premerger-notification-proposal/) - Read the Letter
- [Letter to AMAC on Retail Access to PE: Warehousing](https://capmktsreg.org/committee-submits-second-letter-to-amac-on-retail-investor-access-to-registered-funds-of-private-equity-funds/) - Read the Letter
- [Comment Letter on the SEC’s Securities Lending Proposal](https://capmktsreg.org/committee-submits-letter-on-the-secs-securities-lending-proposal/) - Read the Letter
- [Comment Letter on the SEC’s Private Funds Proposal](https://capmktsreg.org/committee-submits-letter-on-the-secs-private-funds-proposal/) - Read the Letter
- [Comment Letter on the Fed’s CBDC Consultation Paper](https://capmktsreg.org/committee-submits-letter-on-the-feds-cbdc-consultation-paper/) - Read the Letter
- [Comment Letter on the SEC’s Proposal on SPACs](https://capmktsreg.org/committee-submits-letter-on-the-secs-proposal-on-spacs/) - Read the Letter
- [Legal Memorandum to Chair Gensler on the SEC’s Private Funds Proposal](https://capmktsreg.org/committee-submits-legal-memorandum-to-sec-chair-gensler-on-the-secs-private-funds-proposal/) - Read the Letter
- [Comment Letter to SEC Regarding the Concept Release on Harmonization of Securities Offering Exemptions](https://capmktsreg.org/committee-submits-letter-to-sec-regarding-the-concept-release-on-harmonization-of-securities-offering-exemptions/) - Read the Letter
- [Comment Letter to IOSCO and the FSB Regarding IOSCO’s Leverage Report](https://capmktsreg.org/committee-submits-letter-to-iosco-and-the-fsb-regarding-ioscos-leverage-report/) - Read the Letter
- [Comment Letter to SEC Regarding the Proposed Rule Change to Establish a Corporate Bond New Issue Reference Data Service](https://capmktsreg.org/committee-submits-letter-to-sec-regarding-the-proposed-rule-change-to-establish-a-corporate-bond-new-issue-reference-data-service/) - Read the Letter
- [Comment Letter to SEC Regarding the Proposed Rule Change to Introduce a Liquidity Provider Protection Feature on Cboe EDGA Equities Exchange](https://capmktsreg.org/committee-submits-letter-to-sec-regarding-the-proposed-rule-change-to-introduce-a-liquidity-provider-protection-feature-on-cboe-edga-equities-exchange/) - Read the Letter
- [Comment Letter to U.S. Banking Regulators Pertaining to Proposals for U.S. Operations of Foreign Banking Organizations](https://capmktsreg.org/committee-submits-letter-to-the-office-of-the-comptroller-of-the-currency-board-of-governors-of-the-federal-reserve-system-and-federal-deposit-insurance-corporation-on-two-proposals-pertainin/) - Read the Letter
- [Comment Letter to the FSOC on Proposed Interpretative Guidance on the Designation Process for Nonbank Financial Companies as Systemically Important](https://capmktsreg.org/committee-submits-letter-to-the-financial-stability-oversight-council-on-proposed-interpretative-guidance-on-the-designation-process-for-nonbank-financial-companies-as-systemically-important/) - Read the Letter
- [Comment Letter to the CFTC on ICE Futures U.S., Inc.’s Proposed Amendment to its Order Execution Rule](https://capmktsreg.org/committee-submits-letter-to-the-commodity-futures-trading-commission-on-ice-futures-u-s-inc-s-proposed-amendment-to-its-order-execution-rule/) - Read the Letter
- [Comment Letter on Proposed Amendments to the Regulations Implementing the Volcker Rule](https://capmktsreg.org/committee-submits-letter-on-proposed-amendments-to-the-regulations-implementing-the-volcker-rule/) - Read the Letter
- [Comment Letter to the SEC on Best Interest Proposal](https://capmktsreg.org/committee-submits-letter-to-the-securities-and-exchange-commission-on-the-regulation-best-interest-and-form-crs-relationship-summary-proposals/) - Read the Letter
- [Comment Letter to the Fed on Capital Proposal](https://capmktsreg.org/committee-submits-letter-to-the-federal-reserve-on-amendments-to-the-regulatory-capital-capital-plan-and-stress-test-rules/) - Read the Letter
- [Comment Letter to the Federal Reserve on Proposals to Increase Stress Test Transparency](https://capmktsreg.org/committee-submits-letter-to-the-federal-reserve-on-proposals-to-increase-stress-test-transparency/) - Read the Letter
- [Comment Letter to Federal Reserve on Proposed Guidance on Supervisory Expectations for Boards of Directors](https://capmktsreg.org/committee-submits-letter-to-federal-reserve-on-proposed-guidance-on-supervisory-expectations-for-board-of-directors/) - Read the Letter
- [Comment Letter to the European Commission on IHC mandate](https://capmktsreg.org/committee-submits-letter-to-the-european-commission-on-ihc-mandate/) - Read the Letter
- [Comment Letter to the CFTC on Transparency of Margin Models](https://capmktsreg.org/committee-submits-letter-to-cftc-on-transparency-of-margin-models/) - Read the Letter
- [Comment Letter to the SEC Regarding the Chicago Stock Exchange's Proposed Access Delay](https://capmktsreg.org/committee-submits-letter-to-the-sec-regarding-the-chicago-stock-exchanges-proposed-access-delay/) - Read the Letter
- [Comment Letter on Fed's Total Loss-Absorbing Capacity Proposed Rule](https://capmktsreg.org/committee-submits-letter-on-feds-total-loss-absorbing-capacity-proposed-rule/) - Read the Letter
- [Committee Releases Q3 2016 Financial Penalties Data](https://capmktsreg.org/committee-releases-q3-2016-financial-penalties-data/) - CAMBRIDGE, Mass., November 8, 2016—The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States for Q3 2016. Public financial penalties include public class action settlements that arise from class action lawsuits brought by the government (e.g., state attorneys general) and regulatory penalties
- [Survey Regarding the Use by Foreign Issuers of the Private Rule 144a Equity Market](https://capmktsreg.org/committee-on-capital-markets-regulation-completes-survey-regarding-the-use-by-foreign-issuers-of-the-private-rule-144a-equity-market/) - The Committee has completed a survey regarding the explosive growth in the use by foreign issuers of the private Rule 144A equity market in the Unites States.
- [Latest CCMR study shows continued erosion of U.S. share of global IPO market](https://capmktsreg.org/q1_2011/) - “This has been a good quarter for IPO activity for U.S. companies in the United States but foreign companies continue to shun our public markets and U.S. companies increasingly make offerings only abroad.”
- [Latest CCMR study shows deterioration in competitiveness of U.S. public equity markets in 2010 compared to 2009](https://capmktsreg.org/q4_2010/) - “The size and value of U.S. capital markets declined in 2010. Many improvements that we saw in 2009 appear to have been a result of a flight to quality. We now seem to have reverted to the long-term trend of continued loss of competitiveness.”
- [Latest CCMR study confirms resumed deterioration in competitiveness of U.S. public equity markets](https://capmktsreg.org/q2_2010/) - “Consistent with its findings for this year’s first quarter, the second quarter data have confirmed a reversal of a two year trend toward mild improvement in our markets competitiveness. The prior long-term deterioration clearly has resumed.”
- [Q1 2010 sees fresh deterioration in competitiveness of U.S. public equity markets, reversing mild improvements](https://capmktsreg.org/q1_2010/) - CAMBRIDGE, Mass., June 2, 2010—The Committee on Capital Markets Regulation, an independent and nonpartisan research organization dedicated to improving the regulation and enhancing the competitiveness of U.S. capital markets, reported today that Q1 2010 data demonstrate deterioration in the competitiveness of U.S. public equity markets. Hal S. Scott, President and Director of the Committee said,
- [2009 demonstrates signs of mild improvement in competitiveness of U.S. public equity markets](https://capmktsreg.org/q4_2009/) - CAMBRIDGE, Mass., August 23, 2011—The Committee on Capital Markets Regulation, an independent and nonpartisan research organization dedicated to improving the regulation and enhancing the competitiveness of U.S. capital markets, said today that year-end 2009 data presents evidence of mild improvement in the competitiveness of U.S. public equity markets. Hal S. Scott, President and Director of
- [Third quarter 2009 demonstrates first signs of mild improvement in competitiveness of U.S. public equity markets](https://capmktsreg.org/q3_2009/) - CAMBRIDGE, Mass., December 1, 2009—The Committee on Capital Markets Regulation, an independent and nonpartisan research organization dedicated to improving the regulation and enhancing the competitiveness of U.S. capital markets, said today that its Q3 2009 update presents evidence of mild improvement in the competitiveness of U.S. public equity markets. If the trends exhibited by the
- [First half of 2009 demonstrates continued erosion in competitiveness of U.S. public equity markets](https://capmktsreg.org/q2_2009/) - CAMBRIDGE, Mass., September 22, 2009—The Committee on Capital Markets Regulation, an independent and nonpartisan research organization dedicated to improving the regulation and enhancing the competitiveness of U.S. capital markets, said today that its Q2 2009 update presents evidence of continued decline in the competitiveness of U.S. public equity markets. The Committee’s analysis of competitiveness continues
- [First quarter measures reveal continued decline In competitiveness of U.S. public equity markets](https://capmktsreg.org/q1_2009/) - CAMBRIDGE, Mass., July 22, 2009—The Committee on Capital Markets Regulation, an independent and nonpartisan research organization dedicated to improving the regulation and enhancing the competitiveness of U.S. capital markets, said today that its Q1 2009 update presents evidence of continued decline in the competitiveness of U.S. public equity markets. The Committee’s analysis of competitiveness continues
- [Continued erosion in competitiveness of U.S. public equity market was among the few clear trends during 2008 market chaos](https://capmktsreg.org/q4_2008/) - “Although the current financial crisis has distorted some traditional measures, there is little question that the competitive position of U.S. capital markets continues to deteriorate.”
- [Continued erosion in U.S. public equity market competitiveness  was among the few clear trends during Q3 markets chaos](https://capmktsreg.org/q3_2008/) - “Notwithstanding the extraordinary market conditions that skewed some usually reliable measures of competitiveness, significant further deterioration in U.S. public equity market competitiveness clearly stands out.”
- [Amid plunging IPO activity in 2008, CCMR finds that U.S. public equity market competitiveness continues its decline](https://capmktsreg.org/q2_2008/) - The Committee released its findings documenting the huge second quarter decline in IPO activity in the United States and foreign markets, a continuing reduction in the ability of U.S. markets to capture IPOs, and a failure by U.S. markets to list any of the largest IPOs in 2008.
- [Continued erosion in U.S. public equity market competitiveness  was among the few clear trends during Q3 markets chaos](https://capmktsreg.org/q1_2008/) - NEW YORK, May 28, 2008 - The Committee on Capital Markets Regulation (“Committee”), has released its competitiveness update for the first quarter of 2008 showing that the U.S. retains a shrinking share of a shrinking market. The Committee, an independent and nonpartisan research organization dedicated to improving the regulation of U.S. capital markets, said that
- [Non-U.S. company delistings from NYSE soared in 2007](https://capmktsreg.org/q4_2007/) - The New York Stock Exchange’s (NYSE) foreign company delisting rate skyrocketed to 15.1% in 2007 from 6.6% in 2006, according to a new study by the Committee on Capital Markets Regulation (CCMR).

## Pages

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- [John L. Thornton](https://capmktsreg.org/john-l-thornton-2/) - [et_pb_section fb_built=”1″ _builder_version=”4.17.6″ _module_preset=”default” global_colors_info=”{}”][et_pb_row _builder_version=”4.17.6″ _module_preset=”default” global_colors_info=”{}”][et_pb_column type=”4_4″ _builder_version=”4.17.6″ _module_preset=”default” global_colors_info=”{}”][et_pb_team_member name=” John L. Thornton” position=”CO-CHAIR” image_url=”https://capmktsreg.org/wp-content/uploads/2026/02/headshot-john-thornton.svg” _builder_version=”4.27.4″ _module_preset=”default” header_level=”h1″ position_font=”|700||on|||||” position_text_color=”#7daf5a” position_font_size=”18px” position_line_height=”1.9em” hover_enabled=”0″ border_radii_image=”on|200px|200px|200px|200px” global_colors_info=”{}” title_text=”headshot-john-thornton” sticky_enabled=”0″]John L. Thornton currently serves as Chairman of Barrick Gold Corporation, the largest gold mining corporation in the world. He is also the former Chairman of
- [Becca Gencarelli](https://capmktsreg.org/becca-gencarelli/) - [et_pb_section fb_built=”1″ admin_label=”About” _builder_version=”4.17.6″ _module_preset=”default” background_color=”#FFFFFF” global_colors_info=”{}”][et_pb_row column_structure=”1_3,2_3″ _builder_version=”4.16″ _module_preset=”default” global_colors_info=”{}”][et_pb_column type=”1_3″ _builder_version=”4.16″ _module_preset=”default” global_colors_info=”{}”][et_pb_image src=”https://capmktsreg.org/wp-content/uploads/2023/03/Becca-HEadshot.svg” title_text=”Becca HEadshot” align=”center” _builder_version=”4.19.5″ _module_preset=”default” max_width_tablet=”400px” max_width_phone=”400px” max_width_last_edited=”on|tablet” max_height_tablet=”” max_height_phone=”” max_height_last_edited=”on|phone” border_radii=”on|200px|200px|200px|200px” border_width_all=”8px” border_color_all=”#FFFFFF” box_shadow_style=”preset2″ box_shadow_horizontal=”10px” box_shadow_vertical=”20px” box_shadow_blur=”50px” box_shadow_color=”rgba(0,0,0,0.2)” locked=”off” global_colors_info=”{}” width__hover_enabled=”on|desktop”][/et_pb_image][et_pb_blurb title=”Education” use_icon=”on” font_icon=”||fa||900″ icon_placement=”left” disabled_on=”on|on|off” _builder_version=”4.19.5″ _module_preset=”default” custom_padding=”|10px|||false|false” global_colors_info=”{}”]M. Ed. Lesley UniversityBA High Point University[/et_pb_blurb][/et_pb_column][et_pb_column type=”2_3″ _builder_version=”4.16″
- [Team](https://capmktsreg.org/management/) - [et_pb_section fb_built=”1″ _builder_version=”4.17.6″ _module_preset=”default” custom_padding=”||0px||false|false” global_colors_info=”{}”][et_pb_row _builder_version=”4.17.6″ _module_preset=”default” global_colors_info=”{}”][et_pb_column type=”4_4″ _builder_version=”4.17.6″ _module_preset=”default” global_colors_info=”{}”][et_pb_text _builder_version=”4.19.5″ _module_preset=”default” header_font_size=”47px” header_font_size_tablet=”47px” header_font_size_phone=”36px” header_font_size_last_edited=”on|phone” text_orientation_tablet=”center” text_orientation_phone=”center” text_orientation_last_edited=”on|phone” border_color_bottom=”#7daf5a” border_width_bottom_tablet=”” border_width_bottom_phone=”” border_width_bottom_last_edited=”on|desktop” global_colors_info=”{}”]Our Team[/et_pb_text][et_pb_divider divider_weight=”4px” disabled_on=”off|off|off” _builder_version=”4.22.0″ _module_preset=”default” width=”20%” width_tablet=”56%” width_phone=”60%” width_last_edited=”on|phone” module_alignment_tablet=”center” module_alignment_phone=”center” module_alignment_last_edited=”on|phone” global_colors_info=”{}”][/et_pb_divider][/et_pb_column][/et_pb_row][/et_pb_section][et_pb_section fb_built=”1″ admin_label=”Team” _builder_version=”4.17.6″ background_color=”#FFFFFF” background_enable_image=”off” custom_padding=”0px||90px||false|false” bottom_divider_style=”arrow2″ bottom_divider_color=”rgba(232,232,232,0.46)” bottom_divider_height=”10%” global_colors_info=”{}”][et_pb_row column_structure=”1_3,1_3,1_3″ _builder_version=”4.17.6″ positioning=”none” custom_margin=”9px||||false|false” custom_padding=”|||”
- [Jon Ondrejko](https://capmktsreg.org/jon-ondrejko/) - [et_pb_section fb_built=”1″ admin_label=”About” _builder_version=”4.17.6″ _module_preset=”default” background_color=”#FFFFFF” global_colors_info=”{}”][et_pb_row column_structure=”1_3,2_3″ _builder_version=”4.16″ _module_preset=”default” global_colors_info=”{}”][et_pb_column type=”1_3″ _builder_version=”4.16″ _module_preset=”default” global_colors_info=”{}”][et_pb_image src=”https://capmktsreg.org/wp-content/uploads/2025/07/Untitled-design-47.png” title_text=”Untitled design (47)” align=”center” _builder_version=”4.27.4″ _module_preset=”default” max_width_tablet=”400px” max_width_phone=”400px” max_width_last_edited=”on|tablet” max_height_tablet=”” max_height_phone=”” max_height_last_edited=”on|phone” hover_enabled=”0″ border_radii=”on|200px|200px|200px|200px” border_width_all=”8px” border_color_all=”#FFFFFF” box_shadow_style=”preset2″ box_shadow_horizontal=”10px” box_shadow_vertical=”20px” box_shadow_blur=”50px” box_shadow_color=”rgba(0,0,0,0.2)” locked=”off” global_colors_info=”{}” width__hover_enabled=”on|desktop” sticky_enabled=”0″][/et_pb_image][et_pb_blurb title=”Education” use_icon=”on” font_icon=”||fa||900″ icon_placement=”left” disabled_on=”on|on|off” _builder_version=”4.19.0″ _module_preset=”default” custom_padding=”|10px|||false|false” global_colors_info=”{}”]Boston University School of Law, summa cum
- [Jacqueline McCabe](https://capmktsreg.org/jacqueline-mccabe/) - [et_pb_section fb_built=”1″ admin_label=”About” _builder_version=”4.17.6″ _module_preset=”default” background_color=”#FFFFFF” global_colors_info=”{}”][et_pb_row column_structure=”1_3,2_3″ _builder_version=”4.16″ _module_preset=”default” global_colors_info=”{}”][et_pb_column type=”1_3″ _builder_version=”4.16″ _module_preset=”default” global_colors_info=”{}”][et_pb_image src=”https://capmktsreg.org/wp-content/uploads/2025/07/mccabe-new-2025.png” title_text=”mccabe-new-2025″ align=”center” _builder_version=”4.27.4″ _module_preset=”default” max_width_tablet=”400px” max_width_phone=”400px” max_width_last_edited=”on|tablet” max_height_tablet=”” max_height_phone=”” max_height_last_edited=”on|phone” hover_enabled=”0″ border_radii=”on|200px|200px|200px|200px” border_width_all=”8px” border_color_all=”#FFFFFF” box_shadow_style=”preset2″ box_shadow_horizontal=”10px” box_shadow_vertical=”20px” box_shadow_blur=”50px” box_shadow_color=”rgba(0,0,0,0.2)” locked=”off” global_colors_info=”{}” width__hover_enabled=”on|desktop” sticky_enabled=”0″][/et_pb_image][et_pb_blurb title=”Education” use_icon=”on” font_icon=”||fa||900″ icon_placement=”left” disabled_on=”on|on|off” _builder_version=”4.19.2″ _module_preset=”default” global_colors_info=”{}”]Harvard Law School Princeton University, A.B. in History[/et_pb_blurb][/et_pb_column][et_pb_column type=”2_3″
- [Connor Kortje](https://capmktsreg.org/connor-kortje/) - [et_pb_section fb_built=”1″ admin_label=”About” _builder_version=”4.17.6″ _module_preset=”default” background_color=”#FFFFFF” global_colors_info=”{}”][et_pb_row column_structure=”1_3,2_3″ _builder_version=”4.16″ _module_preset=”default” global_colors_info=”{}”][et_pb_column type=”1_3″ _builder_version=”4.16″ _module_preset=”default” global_colors_info=”{}”][et_pb_image src=”https://capmktsreg.org/wp-content/uploads/2022/11/Connor-PIFS-Aug22-1024×1022-1.png” title_text=”Connor-PIFS-Aug22-1024×1022″ align=”center” _builder_version=”4.19.0″ _module_preset=”default” max_width_tablet=”400px” max_width_phone=”400px” max_width_last_edited=”on|tablet” max_height_tablet=”” max_height_phone=”” max_height_last_edited=”on|phone” border_radii=”on|200px|200px|200px|200px” border_width_all=”8px” border_color_all=”#FFFFFF” box_shadow_style=”preset2″ box_shadow_horizontal=”10px” box_shadow_vertical=”20px” box_shadow_blur=”50px” box_shadow_color=”rgba(0,0,0,0.2)” locked=”off” global_colors_info=”{}” width__hover_enabled=”on|desktop”][/et_pb_image][et_pb_blurb title=”Education” use_icon=”on” font_icon=”||fa||900″ icon_placement=”left” disabled_on=”on|on|off” _builder_version=”4.19.0″ _module_preset=”default” custom_padding=”|10px|||false|false” global_colors_info=”{}”]Harvard Law School, JD, cum laude University of Toronto, B.A. with
- [Hal S. Scott](https://capmktsreg.org/hal-s-scott/) - [et_pb_section fb_built=”1″ _builder_version=”4.17.6″ _module_preset=”default” global_colors_info=”{}”][et_pb_row _builder_version=”4.17.6″ _module_preset=”default” global_colors_info=”{}”][et_pb_column type=”4_4″ _builder_version=”4.17.6″ _module_preset=”default” global_colors_info=”{}”][et_pb_team_member name=”Hal S. Scott” position=”PRESIDENT” image_url=”https://capmktsreg.org/wp-content/uploads/2022/10/PIFS-Hal-Scott.svg” _builder_version=”4.22.0″ _module_preset=”default” header_level=”h1″ position_font=”|700||on|||||” position_text_color=”#7daf5a” position_font_size=”18px” position_line_height=”1.9em” border_radii_image=”on|200px|200px|200px|200px” global_colors_info=”{}”]Hal S. Scott is the President and Director of the Committee on Capital Markets Regulation. Professor Scott is also the Emeritus Nomura Professor of International Financial Systems at Harvard Law
- [Brian Johnson](https://capmktsreg.org/brian-johnson/) - [et_pb_section fb_built=”1″ admin_label=”About” _builder_version=”4.17.6″ _module_preset=”default” background_color=”#FFFFFF” global_colors_info=”{}”][et_pb_row column_structure=”1_3,2_3″ _builder_version=”4.16″ _module_preset=”default” global_colors_info=”{}”][et_pb_column type=”1_3″ _builder_version=”4.16″ _module_preset=”default” global_colors_info=”{}”][et_pb_image src=”https://capmktsreg.org/wp-content/uploads/2025/03/new-brian-johnson.svg” title_text=”new-brian-johnson” align=”center” _builder_version=”4.25.0″ _module_preset=”default” max_width_tablet=”400px” max_width_phone=”400px” max_width_last_edited=”on|tablet” max_height_tablet=”” max_height_phone=”” max_height_last_edited=”on|phone” hover_enabled=”0″ border_radii=”on|200px|200px|200px|200px” border_width_all=”8px” border_color_all=”#FFFFFF” box_shadow_style=”preset2″ box_shadow_horizontal=”10px” box_shadow_vertical=”20px” box_shadow_blur=”50px” box_shadow_color=”rgba(0,0,0,0.2)” locked=”off” global_colors_info=”{}” width__hover_enabled=”on|desktop” sticky_enabled=”0″][/et_pb_image][et_pb_blurb title=”Education” use_icon=”on” font_icon=”||fa||900″ icon_placement=”left” disabled_on=”on|on|off” _builder_version=”4.25.0″ _module_preset=”default” global_colors_info=”{}”]Yale University, B.A. Harvard Law School, J.D. U.C. Berkeley, (Haas School of
- [Andrew Kuritzkes](https://capmktsreg.org/andrew-kuritzkes/) - [et_pb_section fb_built=”1″ _builder_version=”4.17.6″ _module_preset=”default” global_colors_info=”{}”][et_pb_row _builder_version=”4.17.6″ _module_preset=”default” global_colors_info=”{}”][et_pb_column type=”4_4″ _builder_version=”4.17.6″ _module_preset=”default” global_colors_info=”{}”][et_pb_team_member name=”Andrew Kuritzkes” position=”BOARD MEMBER” image_url=”https://capmktsreg.org/wp-content/uploads/2024/12/CCMR-Andrew-Kuritzkes-Headshot.png” _builder_version=”4.25.0″ _module_preset=”default” header_level=”h1″ position_font=”|700||on|||||” position_text_color=”#7daf5a” position_font_size=”18px” position_line_height=”1.9em” hover_enabled=”0″ border_radii_image=”on|200px|200px|200px|200px” global_colors_info=”{}” title_text=”CCMR-Andrew-Kuritzkes-Headshot” sticky_enabled=”0″]Andrew rejoins Oliver Wyman as a partner and vice chair in our Financial Services Practice. He has more than 30 years of professional experience providing strategic advice
- [Herald Kosta](https://capmktsreg.org/herald-kosta/) - [et_pb_section fb_built=”1″ admin_label=”About” _builder_version=”4.17.6″ _module_preset=”default” background_color=”#FFFFFF” global_colors_info=”{}”][et_pb_row column_structure=”1_3,2_3″ _builder_version=”4.16″ _module_preset=”default” global_colors_info=”{}”][et_pb_column type=”1_3″ _builder_version=”4.16″ _module_preset=”default” global_colors_info=”{}”][et_pb_image src=”https://capmktsreg.org/wp-content/uploads/2024/07/CCMR-Herald-Kosta.png” title_text=”CCMR-Herald-Kosta” align=”center” _builder_version=”4.25.0″ _module_preset=”default” max_width=”300px” max_width_tablet=”400px” max_width_phone=”400px” max_width_last_edited=”on|tablet” max_height=”300px” max_height_tablet=”” max_height_phone=”” max_height_last_edited=”on|phone” border_radii=”on|200px|200px|200px|200px” border_width_all=”8px” border_color_all=”#FFFFFF” box_shadow_style=”preset2″ box_shadow_horizontal=”10px” box_shadow_vertical=”20px” box_shadow_blur=”50px” box_shadow_color=”rgba(0,0,0,0.2)” locked=”off” global_colors_info=”{}” width__hover_enabled=”on|desktop”][/et_pb_image][et_pb_blurb title=”Education” use_icon=”on” font_icon=”||fa||900″ icon_placement=”left” disabled_on=”on|on|off” _builder_version=”4.25.0″ _module_preset=”default” custom_padding=”|10px|||false|false” global_colors_info=”{}”]Harvard Law School, J.D. Central European University, M.A., Outstanding
- [Sheryl McGowan](https://capmktsreg.org/sheryl-mcgowan/) - [et_pb_section fb_built=”1″ admin_label=”About” _builder_version=”4.17.6″ _module_preset=”default” background_color=”#FFFFFF” global_colors_info=”{}”][et_pb_row column_structure=”1_3,2_3″ _builder_version=”4.16″ _module_preset=”default” global_colors_info=”{}”][et_pb_column type=”1_3″ _builder_version=”4.16″ _module_preset=”default” global_colors_info=”{}”][et_pb_image src=”https://capmktsreg.org/wp-content/uploads/2024/06/sheryl-headshot.png” title_text=”sheryl-headshot” align=”center” _builder_version=”4.25.0″ _module_preset=”default” max_width_tablet=”400px” max_width_phone=”400px” max_width_last_edited=”on|tablet” max_height_tablet=”” max_height_phone=”” max_height_last_edited=”on|phone” hover_enabled=”0″ border_radii=”on|200px|200px|200px|200px” border_width_all=”8px” border_color_all=”#FFFFFF” box_shadow_style=”preset2″ box_shadow_horizontal=”10px” box_shadow_vertical=”20px” box_shadow_blur=”50px” box_shadow_color=”rgba(0,0,0,0.2)” locked=”off” global_colors_info=”{}” width__hover_enabled=”on|desktop” sticky_enabled=”0″][/et_pb_image][/et_pb_column][et_pb_column type=”2_3″ _builder_version=”4.16″ _module_preset=”default” custom_padding_tablet=”40px||||false|false” custom_padding_phone=”20px||||false|false” custom_padding_last_edited=”on|tablet” global_colors_info=”{}”][et_pb_text _builder_version=”4.19.5″ _module_preset=”b53a70bb-9f62-4ee5-b34f-c7a321ddbf6c” header_text_color=”#000000″ header_font_size=”78px” header_line_height=”1.1em” header_font_size_tablet=”44px” header_font_size_phone=”28px” header_font_size_last_edited=”on|phone” global_colors_info=”{}”]Sheryl
- [Jessie Stefanik](https://capmktsreg.org/jessie-stefanik/) - [et_pb_section fb_built=”1″ admin_label=”About” _builder_version=”4.17.6″ _module_preset=”default” background_color=”#FFFFFF” global_colors_info=”{}”][et_pb_row column_structure=”1_3,2_3″ _builder_version=”4.16″ _module_preset=”default” global_colors_info=”{}”][et_pb_column type=”1_3″ _builder_version=”4.16″ _module_preset=”default” global_colors_info=”{}”][et_pb_image src=”https://capmktsreg.org/wp-content/uploads/2024/06/Steffanik-Jessie-CCMR.svg” title_text=”Steffanik-Jessie-CCMR” align=”center” _builder_version=”4.25.0″ _module_preset=”default” max_width=”300px” max_width_tablet=”400px” max_width_phone=”400px” max_width_last_edited=”on|tablet” max_height=”300px” max_height_tablet=”” max_height_phone=”” max_height_last_edited=”on|phone” hover_enabled=”0″ border_radii=”on|200px|200px|200px|200px” border_width_all=”8px” border_color_all=”#FFFFFF” box_shadow_style=”preset2″ box_shadow_horizontal=”10px” box_shadow_vertical=”20px” box_shadow_blur=”50px” box_shadow_color=”rgba(0,0,0,0.2)” locked=”off” global_colors_info=”{}” width__hover_enabled=”on|desktop” sticky_enabled=”0″][/et_pb_image][et_pb_blurb title=”Education” use_icon=”on” font_icon=”||fa||900″ icon_placement=”left” disabled_on=”on|on|off” _builder_version=”4.22.0″ _module_preset=”default” custom_padding=”|10px|||false|false” global_colors_info=”{}”]Harvard Law School, J.D., magna cum laude
- [Victoria Shea](https://capmktsreg.org/victoria-shea/) - [et_pb_section fb_built=”1″ admin_label=”About” _builder_version=”4.17.6″ _module_preset=”default” background_color=”#FFFFFF” global_colors_info=”{}”][et_pb_row column_structure=”1_3,2_3″ _builder_version=”4.16″ _module_preset=”default” global_colors_info=”{}”][et_pb_column type=”1_3″ _builder_version=”4.16″ _module_preset=”default” global_colors_info=”{}”][et_pb_image src=”https://capmktsreg.org/wp-content/uploads/2022/11/Shea-PIFS-22-Team.png” title_text=”Shea-PIFS-22-Team” align=”center” _builder_version=”4.19.0″ _module_preset=”default” max_width_tablet=”400px” max_width_phone=”400px” max_width_last_edited=”on|tablet” max_height_tablet=”” max_height_phone=”” max_height_last_edited=”on|phone” hover_enabled=”0″ border_radii=”on|200px|200px|200px|200px” border_width_all=”8px” border_color_all=”#FFFFFF” box_shadow_style=”preset2″ box_shadow_horizontal=”10px” box_shadow_vertical=”20px” box_shadow_blur=”50px” box_shadow_color=”rgba(0,0,0,0.2)” locked=”off” global_colors_info=”{}” width__hover_enabled=”on|desktop” sticky_enabled=”0″][/et_pb_image][et_pb_blurb title=”Education” use_icon=”on” font_icon=”||fa||900″ icon_placement=”left” disabled_on=”on|on|off” _builder_version=”4.19.0″ _module_preset=”default” custom_padding=”|10px|||false|false” hover_enabled=”0″ global_colors_info=”{}” sticky_enabled=”0″]Saint Anselm College[/et_pb_blurb][/et_pb_column][et_pb_column type=”2_3″ _builder_version=”4.16″ _module_preset=”default”
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- [R. Glenn Hubbard](https://capmktsreg.org/r-glenn-hubbard/) - [et_pb_section fb_built=”1″ _builder_version=”4.17.6″ _module_preset=”default” global_colors_info=”{}”][et_pb_row _builder_version=”4.17.6″ _module_preset=”default” global_colors_info=”{}”][et_pb_column type=”4_4″ _builder_version=”4.17.6″ _module_preset=”default” global_colors_info=”{}”][et_pb_team_member name=”R. Glenn Hubbard” position=”CO-CHAIR” image_url=”https://capmktsreg.org/wp-content/uploads/2022/10/Hubbard.jpeg” _builder_version=”4.19.0″ _module_preset=”default” header_level=”h1″ position_font=”|700||on|||||” position_text_color=”#7daf5a” position_font_size=”18px” position_line_height=”1.9em” hover_enabled=”0″ border_radii_image=”on|200px|200px|200px|200px” global_colors_info=”{}” sticky_enabled=”0″]Glenn Hubbard is the Russell L. Carson Professor of Finance and Economics and Dean emeritus at Columbia Business School. Mr. Hubbard received his BA and BS degrees summa
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- [No Green Home Test](https://capmktsreg.org/no-green-home-test/) - [et_pb_section fb_built=”1″ fullwidth=”on” custom_padding_last_edited=”on|phone” disabled_on=”on|off|off” admin_label=”Header” _builder_version=”4.19.5″ background_enable_color=”off” background_enable_image=”off” parallax=”on” background_video_mp4=”https://capmktsreg.org/wp-content/uploads/2022/09/Capital-Markets-Home-Slider.mp4″ height_tablet=”” height_phone=”” height_last_edited=”on|phone” custom_margin=”||||false|false” custom_margin_tablet=”||||false|false” custom_margin_phone=”-60px||||false|false” custom_margin_last_edited=”on|phone” custom_padding=”0px|0|0px|0px|false|false” custom_padding_tablet=”0px|0|0px|0px|false|false” custom_padding_phone=”0%||0%||false|false” background_last_edited=”on|desktop” background_video_mp4_tablet=”https://capmktsreg.org/wp-content/uploads/2022/09/Capital-Markets-Home-Slider.mp4″ background_video_mp4_phone=”https://capmktsreg.org/wp-content/uploads/2022/12/Capital-Markets-Home-Slider-2.mp4″ background_enable_video_mp4_tablet=”on” background_enable_video_mp4_phone=”on” global_colors_info=”{}”][et_pb_fullwidth_header title=”The Committee is dedicated to developing efficient capital markets and ensuring the stability of the financial system.” text_orientation=”center” button_one_text=”Policy Work” button_one_url=”/policy-work” button_two_text=”Members” button_two_url=”/members” content_max_width=”99%” content_max_width_tablet=”99%” content_max_width_phone=”100%” content_max_width_last_edited=”on|phone” admin_label=”Fullwidth
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- [No Green No Buttons](https://capmktsreg.org/no-green-no-buttons/) - [et_pb_section fb_built=”1″ fullwidth=”on” custom_padding_last_edited=”on|phone” admin_label=”Header” _builder_version=”4.19.2″ background_enable_color=”off” background_enable_image=”off” parallax=”on” background_video_mp4=”https://capmktsreg.org/wp-content/uploads/2022/09/Capital-Markets-Home-Slider.mp4″ height_tablet=”” height_phone=”” height_last_edited=”on|phone” custom_margin=”||||false|false” custom_margin_tablet=”||||false|false” custom_margin_phone=”-60px||||false|false” custom_margin_last_edited=”on|phone” custom_padding=”0px|0|0px|0px|false|false” custom_padding_tablet=”0px|0|0px|0px|false|false” custom_padding_phone=”0%||0%||false|false” hover_enabled=”0″ background_last_edited=”on|desktop” background_video_mp4_tablet=”https://capmktsreg.org/wp-content/uploads/2022/09/Capital-Markets-Home-Slider.mp4″ background_video_mp4_phone=”https://capmktsreg.org/wp-content/uploads/2022/12/Capital-Markets-Home-Slider-2.mp4″ background_enable_video_mp4_tablet=”on” background_enable_video_mp4_phone=”on” global_colors_info=”{}” theme_builder_area=”post_content” sticky_enabled=”0″][et_pb_fullwidth_header title=”The Committee is dedicated to developing efficient capital markets and ensuring the stability of the financial system.” text_orientation=”center” content_max_width=”99%” content_max_width_tablet=”99%” content_max_width_phone=”100%” content_max_width_last_edited=”on|phone” admin_label=”Fullwidth Header” _builder_version=”4.19.3″ title_font=”||||||||”
- [Michaela Boyd](https://capmktsreg.org/michaela-boyd/) - [et_pb_section fb_built=”1″ admin_label=”About” _builder_version=”4.17.6″ _module_preset=”default” background_color=”#FFFFFF” global_colors_info=”{}”][et_pb_row column_structure=”1_3,2_3″ _builder_version=”4.16″ _module_preset=”default” global_colors_info=”{}”][et_pb_column type=”1_3″ _builder_version=”4.16″ _module_preset=”default” global_colors_info=”{}”][et_pb_image src=”https://capmktsreg.org/wp-content/uploads/2022/11/Michaela-CCMR.png” title_text=”Michaela-CCMR” align=”center” _builder_version=”4.19.0″ _module_preset=”default” max_width_tablet=”400px” max_width_phone=”400px” max_width_last_edited=”on|tablet” max_height_tablet=”” max_height_phone=”” max_height_last_edited=”on|phone” hover_enabled=”0″ border_radii=”on|200px|200px|200px|200px” border_width_all=”8px” border_color_all=”#FFFFFF” box_shadow_style=”preset2″ box_shadow_horizontal=”10px” box_shadow_vertical=”20px” box_shadow_blur=”50px” box_shadow_color=”rgba(0,0,0,0.2)” locked=”off” global_colors_info=”{}” width__hover_enabled=”on|desktop” sticky_enabled=”0″][/et_pb_image][et_pb_blurb title=”Education” use_icon=”on” font_icon=”||fa||900″ icon_placement=”left” disabled_on=”on|on|off” _builder_version=”4.19.0″ _module_preset=”default” custom_padding=”|10px|||false|false” hover_enabled=”0″ global_colors_info=”{}” sticky_enabled=”0″]Emmanuel College[/et_pb_blurb][/et_pb_column][et_pb_column type=”2_3″ _builder_version=”4.16″ _module_preset=”default” custom_padding_tablet=”40px||||false|false”
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- [Leslie N. Silverman](https://capmktsreg.org/leslie-n-silverman-2/) - [et_pb_section fb_built=”1″ _builder_version=”4.17.6″ _module_preset=”default” global_colors_info=”{}” theme_builder_area=”post_content”][et_pb_row _builder_version=”4.17.6″ _module_preset=”default” global_colors_info=”{}” theme_builder_area=”post_content”][et_pb_column type=”4_4″ _builder_version=”4.17.6″ _module_preset=”default” global_colors_info=”{}” theme_builder_area=”post_content”][et_pb_team_member name=”Leslie N. Silverman” position=”BOARD MEMBER” image_url=”https://capmktsreg.org/wp-content/uploads/2022/10/profile.png” _builder_version=”4.17.6″ _module_preset=”default” header_level=”h1″ position_font=”|700||on|||||” position_text_color=”#7daf5a” position_font_size=”18px” position_line_height=”1.9em” hover_enabled=”0″ border_radii_image=”on|200px|200px|200px|200px” global_colors_info=”{}” theme_builder_area=”post_content” title_text=”profile” sticky_enabled=”0″]Leslie N. Silverman is a partner at Cleary Gottlieb Steen & Hamilton LLP based in the New York office. Mr. Silverman’s practice focuses
- [John Gulliver](https://capmktsreg.org/john-gulliver/) - [et_pb_section fb_built=”1″ admin_label=”About” _builder_version=”4.17.6″ _module_preset=”default” background_color=”#FFFFFF” global_colors_info=”{}”][et_pb_row column_structure=”1_3,2_3″ _builder_version=”4.16″ _module_preset=”default” global_colors_info=”{}”][et_pb_column type=”1_3″ _builder_version=”4.16″ _module_preset=”default” global_colors_info=”{}”][et_pb_image src=”https://capmktsreg.org/wp-content/uploads/2022/10/John-Gulliver-PIFS.svg” title_text=”John-Gulliver-PIFS” align=”center” _builder_version=”4.19.0″ _module_preset=”default” max_width_tablet=”400px” max_width_phone=”400px” max_width_last_edited=”on|tablet” max_height_tablet=”” max_height_phone=”” max_height_last_edited=”on|phone” border_radii=”on|200px|200px|200px|200px” border_width_all=”8px” border_color_all=”#FFFFFF” box_shadow_style=”preset2″ box_shadow_horizontal=”10px” box_shadow_vertical=”20px” box_shadow_blur=”50px” box_shadow_color=”rgba(0,0,0,0.2)” locked=”off” global_colors_info=”{}” width__hover_enabled=”on|desktop”][/et_pb_image][et_pb_blurb title=”Education” use_icon=”on” font_icon=”||fa||900″ icon_placement=”left” disabled_on=”on|on|off” _builder_version=”4.19.0″ _module_preset=”default” custom_padding=”|10px|||false|false” global_colors_info=”{}”]Harvard Law School, JD University of Manitoba[/et_pb_blurb][/et_pb_column][et_pb_column type=”2_3″ _builder_version=”4.16″ _module_preset=”default” custom_padding_tablet=”40px||||false|false”
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- [Andrew Beatty](https://capmktsreg.org/andrew-beatty/) - [et_pb_section fb_built=”1″ admin_label=”About” _builder_version=”4.17.6″ _module_preset=”default” background_color=”#FFFFFF” global_colors_info=”{}”][et_pb_row column_structure=”1_3,2_3″ _builder_version=”4.16″ _module_preset=”default” global_colors_info=”{}”][et_pb_column type=”1_3″ _builder_version=”4.16″ _module_preset=”default” global_colors_info=”{}”][et_pb_image src=”https://capmktsreg.org/wp-content/uploads/2023/03/Beatty1-CCMR.svg” title_text=”Beatty1 CCMR” align=”center” _builder_version=”4.19.5″ _module_preset=”default” max_width_tablet=”400px” max_width_phone=”400px” max_width_last_edited=”on|tablet” max_height_tablet=”” max_height_phone=”” max_height_last_edited=”on|phone” hover_enabled=”0″ border_radii=”on|200px|200px|200px|200px” border_width_all=”8px” border_color_all=”#FFFFFF” box_shadow_style=”preset2″ box_shadow_horizontal=”10px” box_shadow_vertical=”20px” box_shadow_blur=”50px” box_shadow_color=”rgba(0,0,0,0.2)” locked=”off” global_colors_info=”{}” width__hover_enabled=”on|desktop” sticky_enabled=”0″][/et_pb_image][et_pb_blurb title=”Education” use_icon=”on” font_icon=”||fa||900″ icon_placement=”left” disabled_on=”on|on|off” _builder_version=”4.19.3″ _module_preset=”default” custom_padding=”|10px|||false|false” global_colors_info=”{}”] Northwestern University School of Law, cum
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## Categories

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## Tags

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- [Financial Stability](https://capmktsreg.org/tag/financial-stability/)