Committee on Capital Markets Regulation https://validator.w3.org/feed/docs/rss2.html Report on Competitiveness of the U.S. Derivatives Market Statement by Prof. Hal S. Scott in Response to the Treasury Department’s “Blueprint for A Modernized Financial Regulatory Structure” New Independent Non-Partisan Committee to Study Capital Markets Regulation and Make Recommendations to Key Policy Makers Director Hal S. Scott testifies on Sarbanes-Oxley 404 Report: Interim Report of the Committee on Capital Markets Regulation Comment Letter to SEC on DeregistrationRead Letter Comment Letter to SEC on Sarbanes-Oxley Section 404 Comment Letter on the Review by the Treasury Department of the Regulatory Structure Associated with Financial Institutions Report: The Competitive Position of the U.S Public Equity Market Report: A Pragmatic Approach to the Phased Consolidation of Financial Regulation in the United States Report: The Federal Reserve as Lender of Last Resort during the Panic of 2008 Report: Recommendations for Reorganizing the U.S. Financial Regulatory Structure Report: The Global Financial Crisis: A Plan for Regulatory Reform Report: Coates’ Recommendations on Mutual Funds and Other Collective Investments Statement on the Obama Adminstration’s “White Paper” Hal S. Scott Testifies Before the Senate Committee on Banking, Housing and Urban Affairs on Regulatory Modernization as it Relates to Insurance Industry FDIC Comment Letter Regarding Proposed Statement of Policy on Qualifications for Failed Bank Acquisitions Report: Commission Study Finds Net Benefit to Management Forecasts of Earnings Comment Letter on Pending Consumer Protection Bill Comment Letter to Chairman Frank regarding the use of non-GAAP methodology Hal S. Scott Testifies at Senate Committee on Banking, Housing and Urban Affairs Hearing on the “Implications of the ‘Volcker Rules’ for Financial Stability” Report: The Reduction of Systemic Risk in the United States Financial System Report: Fed-regulated Clearinghouses to Reduce Systemic Risk Report: A Blueprint for Compromise on Financial Reform Director Hal Scott Issues a Memo to Senators Dodd and Shelby Regarding Systemically Important Institutions Letter On Six “Critical Points” in Reconciling Financial Reform Bills Hal S. Scott Releases Comment Letter to CFTC Chairman Gensler Urging Major Federal Reserve Input to CFTC Rules on Conflicts of Interest in Derivatives Clearinghouses Comment Letter to the FSOC Regarding the Designation of Financial Companies as Systemically Important Comment Letter to the FSOC regarding the Volcker Rule Joint Comment Letter to the CFTC and the SEC regarding conflicts of interest in certain derivatives organizations Comment Letter to the FDIC regarding its orderly liquidation authority under the Dodd-Frank Act Hal S. Scott Testifies Before House Committee on Financial Services in Hearing Entitled “Promoting Economic Recovery and Job Creation: The Road Forward” Comment Letter to the FSOC regarding its authority to require supervision and regulation of certain nonbank financial companies Comment Letter to the CFTC and SEC regarding definitions related to swap markets Comment Letter to the CFTC regarding risk management requirements for derivatives clearing organizations Joint Letter to the CFTC and SEC Regarding Form PF, which requires reporting by private funds Comment Letter to the CFTC Regarding Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing with Counterparties Comment Letter Regarding Form PF Comment Letter Regarding Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing with Counterparties Comment Letter to the FSOC Regarding its Authority to Designate Financial Market Utilities as Systemically Important Hal S. Scott Testifies Before House Committee on Financial Services in Hearing Entitled “Financial Regulatory Reform: The International Context” Comment Letter to the FSB regarding definitions related to “significant” nonbank financial companies Comment Letter to the CFTC Regarding the Implementation of Title VII of the Dodd-Frank Act Comment Letter to Six Agencies Regarding Margin and Capital Requirements for Covered Swap Entities Hal S. Scott Testifies Before Senate Banking Committee on Implementation of the Dodd-Frank Act Comment Letter to Six Agencies Regarding Risk Retention in Securitizations Statement About a Decision by the U.S. Court of Appeals on Proxy Access That Puts Dodd-Frank Implementation in Jeopardy Due to Inadequate Cost-benefit Analysis Comment Letter to SEC Regarding Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants Comment Letter to the SEC Regarding Their Retrospective Review of Existing Regulations Home