Policy Type: Statement
Comment Letter on the SEC’s Proposal to Redefine “Dealer” and “Government Securities Dealer”
by The Committee on Capital Markets Regulation | Oct 19, 2022 | Capital Markets
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Report: Financial Regulatory Agencies and the Rule of Law
by The Committee on Capital Markets Regulation | Oct 18, 2022 | Banking, Capital Markets
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Legal Memorandum to Chair Gensler on the SEC’s Private Funds Proposal
by The Committee on Capital Markets Regulation | Oct 18, 2022 | Capital Markets
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Report: Enforcement Data for Calendar 2021
by The Committee on Capital Markets Regulation | Aug 20, 2022 | Capital Markets
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Response to SEC’s Request for Comment on Index Providers
by The Committee on Capital Markets Regulation | Aug 16, 2022 | Capital Markets
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Comment Letter on the SEC’s ESG Fund Disclosure Proposal
by The Committee on Capital Markets Regulation | Aug 16, 2022 | Capital Markets
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Wall Street Journal Op-Ed: Gary Gensler’s Assault on U.S. Capital Markets
by The Committee on Capital Markets Regulation | Jul 17, 2022 | Capital Markets
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The Unprecedented Incidence of Recent Rulemakings by the SEC
by The Committee on Capital Markets Regulation | Jul 15, 2022 | Capital Markets
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SEC Rulemaking Diagram
by conor | Jul 15, 2022
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Comment Letter on the SEC’s Proposal on Climate Disclosure
by The Committee on Capital Markets Regulation | Jun 17, 2022 | Capital Markets
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