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Report: Enforcement Data for Calendar 2022

Report: Enforcement Data for Calendar 2022

November 2023 | Capital Markets

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Committee Files Amicus Brief Challenging the SEC’s Private Funds Rule

Committee Files Amicus Brief Challenging the SEC’s Private Funds Rule

November 2023 | Capital Markets

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Comment Letter on SEC’s Predictive Data Analytics Proposal

Comment Letter on SEC’s Predictive Data Analytics Proposal

October 2023 | Capital Markets

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Updated Diagram and Analysis of Recent SEC Rulemaking Activity

Updated Diagram and Analysis of Recent SEC Rulemaking Activity

August 2023 | Capital Markets

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Updated Comment Letter on SEC’s Security-Based Swap Proposal

Updated Comment Letter on SEC’s Security-Based Swap Proposal

August 2023 | Capital Markets

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Comment Letter on Proposed DOJ-FTC Merger Guidelines

Comment Letter on Proposed DOJ-FTC Merger Guidelines

August 2023 | Capital Markets

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Comment Letter on PCAOB’s Proposed Amendments to Public Company Auditing Standards

Comment Letter on PCAOB’s Proposed Amendments to Public Company Auditing Standards

August 2023 | Capital Markets

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Comment Letter on FSOC’s Nonbank Financial Company Designation Proposal

Comment Letter on FSOC’s Nonbank Financial Company Designation Proposal

June 2023 | Banking, Financial Stability

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© Committee on Capital Markets Regulation 2023