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Comment Letter on the SEC’s Security-based Swap Proposal

Comment Letter on the SEC’s Security-based Swap Proposal

March 2022 | Capital Markets

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Comment Letter on the SEC’s Securities Lending Proposal

Comment Letter on the SEC’s Securities Lending Proposal

January 2022 | Capital Markets

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Wall Street Journal Op-Ed: Ron Wyden’s Plan to Gut Capital Markets

Wall Street Journal Op-Ed: Ron Wyden’s Plan to Gut Capital Markets

November 2021 | Capital Markets

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Report: Assessing The Future of U.S. Listings By Chinese Companies: A Call For Structured Dialogue

Report: Assessing The Future of U.S. Listings By Chinese Companies: A Call For Structured Dialogue

October 2021 | Capital Markets

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Retail Investors and SPACs

Retail Investors and SPACs

October 2021 | Capital Markets

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Report: Enhancing U.S. Equity Market Structure for Retail Investors

Report: Enhancing U.S. Equity Market Structure for Retail Investors

September 2021 | Capital Markets

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Report: Update on Monetary Sanctions Imposed by U.S. Enforcement Agencies (for Calendar Year 2020)

Report: Update on Monetary Sanctions Imposed by U.S. Enforcement Agencies (for Calendar Year 2020)

August 2021 | Banking, Capital Markets

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SEC Staff Non-Enforcement of Proxy Advisor Regulations

SEC Staff Non-Enforcement of Proxy Advisor Regulations

July 2021 | Capital Markets

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