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Aug 2023 15

Comment Letter on Proposed DOJ-FTC Merger Guidelines

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Aug 2023 4

Comment Letter on PCAOB’s Proposed Amendments to Public Company Auditing Standards

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Jun 2023 28

Comment Letter on FSOC’s Nonbank Financial Company Designation Proposal

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Jun 2023 12

Comment Letter on the SEC’s Reg SCI Proposal

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May 2023 9

Comment Letter on the SEC’s Custody Proposal

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Apr 2023 4

Comment Letter on the SEC’s Equity Market Structure Proposals

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Feb 2023 14

Comment Letter on the SEC’s Open-End Fund Liquidity and Swing Pricing Proposal

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Oct 2022 19

Comment Letter on the SEC’s Proposal to Redefine “Dealer” and “Government Securities Dealer”

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© Committee on Capital Markets Regulation 2025