Committee on Capital Markets Regulation
  • Home
  • About
    • Our Team
    • Board of Directors
    • Contact Us
  • Policy Work
  • Members
Select Page
Comment Letter to U.S. Banking Regulators Pertaining to Proposals for U.S. Operations of Foreign Banking Organizations

Comment Letter to U.S. Banking Regulators Pertaining to Proposals for U.S. Operations of Foreign Banking Organizations

Jun 11, 2019 | Banking, Letter

On June 11, 2019, the Committee submitted a comment letter to the Office of the Comptroller of the Currency, Board of Governors of the Federal Reserve System and Federal Deposit Insurance Corporation on two recent proposals pertaining to foreign banking organizations...
Report: Update on Monetary Sanctions Imposed by U.S. Enforcement Agencies (for Calendar Year 2018)

Report: Update on Monetary Sanctions Imposed by U.S. Enforcement Agencies (for Calendar Year 2018)

May 9, 2019 | Banking, Capital Markets, Report

In June 2018, the staff of the Committee on Capital Markets Regulation released a report entitled “Rationalizing Enforcement in the U.S. Financial System.” The staff report provided a comprehensive overview and assessment of the public enforcement system for the U.S....
Comment Letter to the FSOC on Proposed Interpretative Guidance on the Designation Process for Nonbank Financial Companies as Systemically Important

Comment Letter to the FSOC on Proposed Interpretative Guidance on the Designation Process for Nonbank Financial Companies as Systemically Important

Apr 25, 2019 | Banking, Financial Stability, Letter

On April 25, 2019, the Committee submitted a comment letter to the Financial Stability Oversight Council (“FSOC”) to provide the Committee’s input on FSOC’s proposed interpretative guidance pertaining to its process for designating nonbank financial companies as...
Report: Blockchain and Securities Clearing and Settlement

Report: Blockchain and Securities Clearing and Settlement

Apr 9, 2019 | Capital Markets, Report

Blockchain technology – the technology underpinning Bitcoin and other cryptocurrencies – may have the potential to revolutionize several areas of our economic markets, including payment systems, banking, and real estate transactions, to name a few. For financial...
The Financial Times Op-ed: There is no need to curb common shareholding

The Financial Times Op-ed: There is no need to curb common shareholding

Apr 1, 2019 | Capital Markets, Op-Ed

By HAL S. SCOTT Originally published by the Financial Times on April 1, 2019 US and EU regulators recently held hearings on concerns that overlapping corporate ownership could be harming competition. Some witnesses advocated restricting institutional investors, who...
Page 19 of 72« First«...1718192021...»Last »

Policy Work

  • Capital Markets
  • Banking
  • Financial Stability
  • Report
  • Letter
  • Op-Ed
  • Statement
  • Congressional Testimony
© Committee on Capital Markets Regulation 2025