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Updated Comment Letter on SEC’s Security-Based Swap Proposal

Updated Comment Letter on SEC’s Security-Based Swap Proposal

August 2023 | Capital Markets

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Comment Letter on Proposed DOJ-FTC Merger Guidelines

Comment Letter on Proposed DOJ-FTC Merger Guidelines

August 2023 | Capital Markets

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Comment Letter on PCAOB’s Proposed Amendments to Public Company Auditing Standards

Comment Letter on PCAOB’s Proposed Amendments to Public Company Auditing Standards

August 2023 | Capital Markets

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Comment Letter on FSOC’s Nonbank Financial Company Designation Proposal

Comment Letter on FSOC’s Nonbank Financial Company Designation Proposal

June 2023 | Banking, Financial Stability

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Comment Letter on the SEC’s Reg SCI Proposal

Comment Letter on the SEC’s Reg SCI Proposal

June 2023 | Capital Markets, Financial Stability

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Comment Letter on the SEC’s Custody Proposal

Comment Letter on the SEC’s Custody Proposal

May 2023 | Capital Markets, Financial Stability

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Comment Letter on the SEC’s Equity Market Structure Proposals

Comment Letter on the SEC’s Equity Market Structure Proposals

April 2023 | Capital Markets

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Comment Letter on the SEC’s Open-End Fund Liquidity and Swing Pricing Proposal

Comment Letter on the SEC’s Open-End Fund Liquidity and Swing Pricing Proposal

February 2023 | Capital Markets, Financial Stability

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© Committee on Capital Markets Regulation 2023