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Comment Letter to SEC on Sarbanes-Oxley Section 404

Comment Letter to SEC on Sarbanes-Oxley Section 404

Feb 26, 2007 | Capital Markets, Letter

Access the PDF here. Re: Comments on Proposed Interpretation and Proposed Rule, Management’s Report on Internal Control over Financial Reporting, Release Nos. 33-8762; 34-54976 File No. S7-24-06 Dear Ms. Morris: The Committee on Capital Markets Regulation (the...
Comment Letter to SEC on DeregistrationRead Letter

Comment Letter to SEC on DeregistrationRead Letter

Feb 9, 2007 | Capital Markets, Letter

Access the PDF here. Re: Comments on Proposed Rules Relating to Termination of a Foreign Private Issuer’s Registration of a Class of Securities under Section 12(g) and Duty to File Reports under Section 15(d) of the Securities Exchange Act of 1934  File No....
Report: Interim Report of the Committee on Capital Markets Regulation

Report: Interim Report of the Committee on Capital Markets Regulation

Nov 30, 2006 | Capital Markets, Report

This interim report focuses on equity capital markets. During the next two years, our Committee will continue to explore issues affecting other aspects of the competitiveness of U.S. capital markets. Read the full report here.
Wall Street Journal Op-Ed: Action Plan for Capital Markets

Wall Street Journal Op-Ed: Action Plan for Capital Markets

Nov 30, 2006 | Capital Markets, Op-Ed

Wall Street Journal By R. Glenn Hubbard and John L. Thornton Today, the Committee on Capital Markets Regulation will issue its first report on regulatory changes needed to maintain and improve the global competitive position of U.S. capital markets for investors. Our...
Wall Street Journal Op-Ed: Is the U.S. Losing Ground?

Wall Street Journal Op-Ed: Is the U.S. Losing Ground?

Oct 30, 2006 | Capital Markets, Op-Ed

Wall Street Journal By R. Glenn Hubbard and John L. Thornton Corporate scandals over the past five years have fittingly brought the integrity of U.S. capital markets under scrutiny, provoking a significant legislative and regulatory response. The response was intended...
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