Reports

Report: Update on Monetary Sanctions Imposed by U.S. Enforcement Agencies (for Calendar Year 2018)

May 2019 | Banking, Capital Markets

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Report: Blockchain and Securities Clearing and Settlement

April 2019 | Capital Markets

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Report: An analysis of Proposals to Restrict Institutional Ownership

March 2019 | Capital Markets

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Report: Expanding Opportunities for U.S. Investors and Retirees: Private Equity

October 2018 | Capital Markets

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Report: Update on Financial Penalties by U.S. Enforcement Agencies

September 2018 | Banking, Capital Markets, Financial Stability

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Report: Short Selling’s Positive Impact on Markets and the Consequences of Short-Sale Restrictions

September 2018 | Capital Markets

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Report: The U.S. Public Enforcement System

June 2018 | Banking, Capital Markets

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Report: Common Ownership and Antitrust Concerns

November 2017

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