Second Comment Letter to SEC Regarding FINRA’s Amended Proposal to Establish a Corporate Bond Data Service

by The Committee on Capital Markets Regulation | Oct 23, 2019 | Capital Markets, Letter | Capital Markets

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Comment Letter to SEC Regarding the Concept Release on Harmonization of Securities Offering Exemptions

by The Committee on Capital Markets Regulation | Sep 19, 2019 | Capital Markets, Letter | Capital Markets

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Report: Financial Transaction Taxes

by The Committee on Capital Markets Regulation | Sep 11, 2019 | Capital Markets, Report | Capital Markets

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The Financial Times Op-ed: Ordinary Savers Should Be Allowed to Invest in Private Equity

by The Committee on Capital Markets Regulation | Aug 27, 2019 | Capital Markets, Op-Ed | Capital Markets

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Comment Letter to IOSCO and the FSB Regarding IOSCO’s Leverage Report

by The Committee on Capital Markets Regulation | Aug 26, 2019 | Capital Markets, Letter | Capital Markets

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Comment Letter to SEC Regarding the Proposed Rule Change to Establish a Corporate Bond New Issue Reference Data Service

by The Committee on Capital Markets Regulation | Jul 25, 2019 | Capital Markets, Letter | Capital Markets

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U.S. Treasury Report: Banks and Credit Unions – Two Year Progress

by The Committee on Capital Markets Regulation | Jul 23, 2019 | Banking, Report | Banking

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Comment Letter to SEC Regarding the Proposed Rule Change to Introduce a Liquidity Provider Protection Feature on Cboe EDGA Equities Exchange

by The Committee on Capital Markets Regulation | Jul 17, 2019 | Capital Markets, Letter | Capital Markets

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Report: Enhancing the Regulatory Process for International Standard-Setting Bodies

by The Committee on Capital Markets Regulation | Jun 17, 2019 | Banking, Capital Markets, Financial Stability, Report | Banking, Capital Markets, Financial Stability

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Comment Letter to U.S. Banking Regulators Pertaining to Proposals for U.S. Operations of Foreign Banking Organizations

by The Committee on Capital Markets Regulation | Jun 11, 2019 | Banking, Letter | Banking

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