Report: Update on Monetary Sanctions Imposed by U.S. Enforcement Agencies (for Calendar Year 2018)

by The Committee on Capital Markets Regulation | May 9, 2019 | Banking, Capital Markets, Report | Banking, Capital Markets

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Comment Letter to the FSOC on Proposed Interpretative Guidance on the Designation Process for Nonbank Financial Companies as Systemically Important

by The Committee on Capital Markets Regulation | Apr 25, 2019 | Banking, Financial Stability, Letter | Banking, Financial Stability

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Report: Blockchain and Securities Clearing and Settlement

by The Committee on Capital Markets Regulation | Apr 9, 2019 | Capital Markets, Report | Capital Markets

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The Financial Times Op-ed: There is no need to curb common shareholding

by The Committee on Capital Markets Regulation | Apr 1, 2019 | Capital Markets, Op-Ed | Capital Markets

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Report: An analysis of Proposals to Restrict Institutional Ownership

by The Committee on Capital Markets Regulation | Mar 31, 2019 | Capital Markets, Report | Capital Markets

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Comment Letter to the CFTC on ICE Futures U.S., Inc.’s Proposed Amendment to its Order Execution Rule

by The Committee on Capital Markets Regulation | Mar 14, 2019 | Capital Markets, Letter | Capital Markets

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Wall Street Journal Op-ed: The SEC’s Misguided Attack on Shareholder Arbitration

by The Committee on Capital Markets Regulation | Feb 21, 2019 | Capital Markets, Op-Ed | Capital Markets

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Nothing But the Facts Statement: Restricting Stock Buybacks Would Harm Capital Markets

by The Committee on Capital Markets Regulation | Feb 19, 2019 | Capital Markets, Statement | Capital Markets

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Nothing But the Facts Statement: Common Ownership – Theory Meets Reality

by The Committee on Capital Markets Regulation | Jan 15, 2019 | Capital Markets, Statement | Capital Markets

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Report: Expanding Opportunities for U.S. Investors and Retirees: Private Equity

by The Committee on Capital Markets Regulation | Oct 30, 2018 | Capital Markets, Report | Capital Markets

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