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Report: An analysis of Proposals to Restrict Institutional Ownership

Report: An analysis of Proposals to Restrict Institutional Ownership

by The Committee on Capital Markets Regulation | Mar 31, 2019 | Capital Markets, Report | Capital Markets

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Comment Letter to the CFTC on ICE Futures U.S., Inc.’s Proposed Amendment to its Order Execution Rule

Comment Letter to the CFTC on ICE Futures U.S., Inc.’s Proposed Amendment to its Order Execution Rule

by The Committee on Capital Markets Regulation | Mar 14, 2019 | Capital Markets, Letter | Capital Markets

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Wall Street Journal Op-ed: The SEC’s Misguided Attack on Shareholder Arbitration

Wall Street Journal Op-ed: The SEC’s Misguided Attack on Shareholder Arbitration

by The Committee on Capital Markets Regulation | Feb 21, 2019 | Capital Markets, Op-Ed | Capital Markets

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Nothing But the Facts Statement: Restricting Stock Buybacks Would Harm Capital Markets

Nothing But the Facts Statement: Restricting Stock Buybacks Would Harm Capital Markets

by The Committee on Capital Markets Regulation | Feb 19, 2019 | Capital Markets, Statement | Capital Markets

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Nothing But the Facts Statement: Common Ownership – Theory Meets Reality

Nothing But the Facts Statement: Common Ownership – Theory Meets Reality

by The Committee on Capital Markets Regulation | Jan 15, 2019 | Capital Markets, Statement | Capital Markets

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Report: Expanding Opportunities for U.S. Investors and Retirees: Private Equity

Report: Expanding Opportunities for U.S. Investors and Retirees: Private Equity

by The Committee on Capital Markets Regulation | Oct 30, 2018 | Capital Markets, Report | Capital Markets

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Hal S. Scott, President of the Committee on Capital Markets Regulation, Participates on SEC Roundtable Panel on Market Data and Market Access

Hal S. Scott, President of the Committee on Capital Markets Regulation, Participates on SEC Roundtable Panel on Market Data and Market Access

by The Committee on Capital Markets Regulation | Oct 25, 2018 | Capital Markets, Statement | Capital Markets

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Comment Letter on Proposed Amendments to the Regulations Implementing the Volcker Rule

Comment Letter on Proposed Amendments to the Regulations Implementing the Volcker Rule

by The Committee on Capital Markets Regulation | Oct 17, 2018 | Banking, Letter | Banking

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Report: Update on Financial Penalties by U.S. Enforcement Agencies

Report: Update on Financial Penalties by U.S. Enforcement Agencies

by The Committee on Capital Markets Regulation | Sep 24, 2018 | Banking, Capital Markets, Financial Stability, Report | Banking, Capital Markets, Financial Stability

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Statement on Stock Market Data: A Call for Transparency to Assess Impact on U.S. Investors

Statement on Stock Market Data: A Call for Transparency to Assess Impact on U.S. Investors

by The Committee on Capital Markets Regulation | Sep 24, 2018 | Capital Markets, Statement | Capital Markets

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