Comment Letter to SEC Regarding the Concept Release on Harmonization of Securities Offering Exemptions
September 2019 | Capital Markets
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Report: Financial Transaction Taxes
September 2019 | Capital Markets
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The Financial Times Op-ed: Ordinary Savers Should Be Allowed to Invest in Private Equity
August 2019 | Capital Markets
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Comment Letter to IOSCO and the FSB Regarding IOSCO’s Leverage Report
August 2019 | Capital Markets
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Comment Letter to SEC Regarding the Proposed Rule Change to Establish a Corporate Bond New Issue Reference Data Service
July 2019 | Capital Markets
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U.S. Treasury Report: Banks and Credit Unions – Two Year Progress
July 2019 | Banking
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Comment Letter to SEC Regarding the Proposed Rule Change to Introduce a Liquidity Provider Protection Feature on Cboe EDGA Equities Exchange
July 2019 | Capital Markets
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Report: Enhancing the Regulatory Process for International Standard-Setting Bodies
June 2019 | Banking, Capital Markets, Financial Stability
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