Committee on Capital Markets Regulation
  • Home
  • About
    • Our Team
    • Board of Directors
    • Contact Us
  • Policy Work
  • Members
Select Page
  • Search By Issue
    • Banking
    • Capital Markets
    • Financial Stability
  • Search by Format
    • Report
    • Letter
    • Op-Ed
    • Statement
    • Congressional Testimony
    • Brief
    • Event
Comment Letter to the FSOC Regarding its Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies

Comment Letter to the FSOC Regarding its Authority to Require Supervision and Regulation of Certain Nonbank Financial Companies

December 2011 | Capital Markets, Financial Stability

Read the Letter

Comment Letter to the CFTC Regarding Customer Clearing Documentation and Timing of Acceptance for Clearing

Comment Letter to the CFTC Regarding Customer Clearing Documentation and Timing of Acceptance for Clearing

December 2011 | Capital Markets, Financial Stability

Read the Letter

Response to the Federal Insurance Office Request for Comment on the Report to Congress on How to Modernize and Improve the System of Insurance Regulation in the United States

Response to the Federal Insurance Office Request for Comment on the Report to Congress on How to Modernize and Improve the System of Insurance Regulation in the United States

December 2011 | Capital Markets, Financial Stability

Read the Letter

Comment Letter to the PCAOB Regarding Auditor Independence and Audit Firm Rotation

Comment Letter to the PCAOB Regarding Auditor Independence and Audit Firm Rotation

December 2011 | Capital Markets

Read the Letter

Comment Letter to the SEC Regarding Their Retrospective Review of Existing Regulations

Comment Letter to the SEC Regarding Their Retrospective Review of Existing Regulations

October 2011 | Capital Markets

Read the Letter

Comment Letter to SEC Regarding Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants

Comment Letter to SEC Regarding Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants

August 2011 | Capital Markets

Read the Letter

Statement About a Decision by the U.S. Court of Appeals on Proxy Access That Puts Dodd-Frank Implementation in Jeopardy Due to Inadequate Cost-benefit Analysis

Statement About a Decision by the U.S. Court of Appeals on Proxy Access That Puts Dodd-Frank Implementation in Jeopardy Due to Inadequate Cost-benefit Analysis

July 2011 | Banking, Capital Markets, Financial Stability

Read the Statement

Comment Letter to Six Agencies Regarding Risk Retention in Securitizations

Comment Letter to Six Agencies Regarding Risk Retention in Securitizations

July 2011 | Banking, Capital Markets, Financial Stability

Read the Letter

Page 37 of 46« First«...3536373839...»Last »
© Committee on Capital Markets Regulation 2025