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Comment Letter to the CFTC Regarding Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing with Counterparties

Comment Letter to the CFTC Regarding Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing with Counterparties

May 2011 | Capital Markets

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Wall Street Journal Op-ed: Capital Market Regulation Needs an Overhaul

Wall Street Journal Op-ed: Capital Market Regulation Needs an Overhaul

April 2011 | Capital Markets

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Hal S. Scott Testifies Before House Subcommittee on General Farm Commodities and Risk Management in Hearing Entitled “Implementing Dodd-Frank: A Review of the CFTC’s Rulemaking Process”

Hal S. Scott Testifies Before House Subcommittee on General Farm Commodities and Risk Management in Hearing Entitled “Implementing Dodd-Frank: A Review of the CFTC’s Rulemaking Process”

April 2011 | Capital Markets, Financial Stability

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Joint Letter to the CFTC and SEC Regarding Form PF, which requires reporting by private funds

Joint Letter to the CFTC and SEC Regarding Form PF, which requires reporting by private funds

April 2011 | Capital Markets

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Comment Letter to the FSB regarding definitions related to “significant” nonbank financial companies

Comment Letter to the FSB regarding definitions related to “significant” nonbank financial companies

March 2011 | Capital Markets, Financial Stability

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Comment Letter to the CFTC regarding risk management requirements for derivatives clearing organizations

Comment Letter to the CFTC regarding risk management requirements for derivatives clearing organizations

March 2011 | Capital Markets, Financial Stability

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Comment Letter to the CFTC and SEC regarding definitions related to swap markets

Comment Letter to the CFTC and SEC regarding definitions related to swap markets

February 2011 | Capital Markets

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Comment Letter to the FSOC regarding its authority to require supervision and regulation of certain nonbank financial companies

Comment Letter to the FSOC regarding its authority to require supervision and regulation of certain nonbank financial companies

February 2011 | Financial Stability

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