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Report: Enforcement Data for Calendar 2022

Report: Enforcement Data for Calendar 2022

Nov, 2023 | Capital Markets, Report | Capital Markets

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Committee Files Amicus Brief Challenging the SEC’s Private Funds Rule

Committee Files Amicus Brief Challenging the SEC’s Private Funds Rule

Nov, 2023 | Capital Markets, Financial Stability, Letter | Capital Markets

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Comment Letter on SEC’s Predictive Data Analytics Proposal

Comment Letter on SEC’s Predictive Data Analytics Proposal

Oct, 2023 | Capital Markets, Financial Stability, Letter | Capital Markets

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Hal S. Scott Testifies Before the Subcommittee on Financial Institutions and Monetary Policy

Hal S. Scott Testifies Before the Subcommittee on Financial Institutions and Monetary Policy

Sep, 2023 | Banking, Congressional Testimony, Financial Stability | Banking, Capital Markets, Financial Stability

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Wall Street Journal Op-Ed: The SEC Targets Private Capital

Wall Street Journal Op-Ed: The SEC Targets Private Capital

Sep, 2023 | Banking, Financial Stability, Op-Ed | Capital Markets

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Updated Diagram and Analysis of Recent SEC Rulemaking Activity

Updated Diagram and Analysis of Recent SEC Rulemaking Activity

Aug, 2023 | Capital Markets, Statement | Capital Markets

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Updated Comment Letter on SEC’s Security-Based Swap Proposal

Updated Comment Letter on SEC’s Security-Based Swap Proposal

Aug, 2023 | Capital Markets, Financial Stability, Letter | Capital Markets

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Comment Letter on Proposed DOJ-FTC Merger Guidelines

Comment Letter on Proposed DOJ-FTC Merger Guidelines

Aug, 2023 | Capital Markets, Financial Stability, Letter | Capital Markets

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