Report: Progress Update on Rationalizing Enforcement in the U.S. Financial System

Nov, 2019 | Banking, Capital Markets, Report | Banking, Capital Markets

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Second Comment Letter to SEC Regarding FINRA’s Amended Proposal to Establish a Corporate Bond Data Service

Oct, 2019 | Capital Markets, Letter | Capital Markets

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Comment Letter to SEC Regarding the Concept Release on Harmonization of Securities Offering Exemptions

Sep, 2019 | Capital Markets, Letter | Capital Markets

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Report: Financial Transaction Taxes

Sep, 2019 | Capital Markets, Report | Capital Markets

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The Financial Times Op-ed: Ordinary Savers Should Be Allowed to Invest in Private Equity

Aug, 2019 | Capital Markets, Op-Ed | Capital Markets

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Comment Letter to IOSCO and the FSB Regarding IOSCO’s Leverage Report

Aug, 2019 | Capital Markets, Letter | Capital Markets

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Comment Letter to SEC Regarding the Proposed Rule Change to Establish a Corporate Bond New Issue Reference Data Service

Jul, 2019 | Capital Markets, Letter | Capital Markets

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U.S. Treasury Report: Banks and Credit Unions – Two Year Progress

Jul, 2019 | Banking, Report | Banking

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