Comment Letter to U.S. Banking Regulators Pertaining to Proposals for U.S. Operations of Foreign Banking Organizations
Jun, 2019 | Banking, Letter | Banking
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Report: Update on Monetary Sanctions Imposed by U.S. Enforcement Agencies (for Calendar Year 2018)
May, 2019 | Banking, Capital Markets, Report | Banking, Capital Markets
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Comment Letter to the FSOC on Proposed Interpretative Guidance on the Designation Process for Nonbank Financial Companies as Systemically Important
Apr, 2019 | Banking, Financial Stability, Letter | Banking, Financial Stability
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Report: Blockchain and Securities Clearing and Settlement
Apr, 2019 | Capital Markets, Report | Capital Markets
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The Financial Times Op-ed: There is no need to curb common shareholding
Apr, 2019 | Capital Markets, Op-Ed | Capital Markets
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Report: An analysis of Proposals to Restrict Institutional Ownership
Mar, 2019 | Capital Markets, Report | Capital Markets
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Comment Letter to the CFTC on ICE Futures U.S., Inc.’s Proposed Amendment to its Order Execution Rule
Mar, 2019 | Capital Markets, Letter | Capital Markets
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Wall Street Journal Op-ed: The SEC’s Misguided Attack on Shareholder Arbitration
Feb, 2019 | Capital Markets, Op-Ed | Capital Markets
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