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Comment Letter to U.S. Banking Regulators Pertaining to Proposals for U.S. Operations of Foreign Banking Organizations

Comment Letter to U.S. Banking Regulators Pertaining to Proposals for U.S. Operations of Foreign Banking Organizations

Jun, 2019 | Banking, Letter | Banking

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Report: Update on Monetary Sanctions Imposed by U.S. Enforcement Agencies (for Calendar Year 2018)

Report: Update on Monetary Sanctions Imposed by U.S. Enforcement Agencies (for Calendar Year 2018)

May, 2019 | Banking, Capital Markets, Report | Banking, Capital Markets

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Comment Letter to the FSOC on Proposed Interpretative Guidance on the Designation Process for Nonbank Financial Companies as Systemically Important

Comment Letter to the FSOC on Proposed Interpretative Guidance on the Designation Process for Nonbank Financial Companies as Systemically Important

Apr, 2019 | Banking, Financial Stability, Letter | Banking, Financial Stability

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Report: Blockchain and Securities Clearing and Settlement

Report: Blockchain and Securities Clearing and Settlement

Apr, 2019 | Capital Markets, Report | Capital Markets

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The Financial Times Op-ed: There is no need to curb common shareholding

The Financial Times Op-ed: There is no need to curb common shareholding

Apr, 2019 | Capital Markets, Op-Ed | Capital Markets

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Report: An analysis of Proposals to Restrict Institutional Ownership

Report: An analysis of Proposals to Restrict Institutional Ownership

Mar, 2019 | Capital Markets, Report | Capital Markets

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Comment Letter to the CFTC on ICE Futures U.S., Inc.’s Proposed Amendment to its Order Execution Rule

Comment Letter to the CFTC on ICE Futures U.S., Inc.’s Proposed Amendment to its Order Execution Rule

Mar, 2019 | Capital Markets, Letter | Capital Markets

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Wall Street Journal Op-ed: The SEC’s Misguided Attack on Shareholder Arbitration

Wall Street Journal Op-ed: The SEC’s Misguided Attack on Shareholder Arbitration

Feb, 2019 | Capital Markets, Op-Ed | Capital Markets

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