Committee on Capital Markets Regulation
  • Home
  • About
    • Our Team
    • Board of Directors
    • Contact Us
  • Policy Work
  • Members
Select Page
  • Capital Markets
  • Banking
  • Financial Stability
  • Report
  • Letter
  • Op-Ed
  • Statement
  • Congressional Testimony
Comment Letter to the PCAOB Regarding Auditor Independence and Audit Firm Rotation

Comment Letter to the PCAOB Regarding Auditor Independence and Audit Firm Rotation

Dec, 2011 | Capital Markets, Letter | Capital Markets

Read the Letter

read more
Comment Letter to the SEC Regarding Their Retrospective Review of Existing Regulations

Comment Letter to the SEC Regarding Their Retrospective Review of Existing Regulations

Oct, 2011 | Capital Markets, Letter | Capital Markets

Read the Letter

read more
Comment Letter to SEC Regarding Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants

Comment Letter to SEC Regarding Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants

Aug, 2011 | Capital Markets, Letter | Capital Markets

Read the Letter

read more
Statement About a Decision by the U.S. Court of Appeals on Proxy Access That Puts Dodd-Frank Implementation in Jeopardy Due to Inadequate Cost-benefit Analysis

Statement About a Decision by the U.S. Court of Appeals on Proxy Access That Puts Dodd-Frank Implementation in Jeopardy Due to Inadequate Cost-benefit Analysis

Jul, 2011 | Banking, Capital Markets, Financial Stability, Statement | Banking, Capital Markets, Financial Stability

Read the Statement

read more
Comment Letter to Six Agencies Regarding Risk Retention in Securitizations

Comment Letter to Six Agencies Regarding Risk Retention in Securitizations

Jul, 2011 | Banking, Capital Markets, Financial Stability, Letter | Banking, Capital Markets, Financial Stability

Read the Letter

read more
Hal S. Scott Testifies Before Senate Banking Committee on Implementation of the Dodd-Frank Act

Hal S. Scott Testifies Before Senate Banking Committee on Implementation of the Dodd-Frank Act

Jul, 2011 | Banking, Capital Markets, Congressional Testimony, Financial Stability | Banking, Capital Markets, Financial Stability

Read the Testimony

read more
Financial Times Op-Ed: Little to Celebrate on Dodd-Frank’s Birthday

Financial Times Op-Ed: Little to Celebrate on Dodd-Frank’s Birthday

Jul, 2011 | Banking, Capital Markets, Financial Stability, Op-Ed | Banking, Capital Markets, Financial Stability

Read the Op-Ed

read more
Comment Letter to Six Agencies Regarding Margin and Capital Requirements for Covered Swap Entities

Comment Letter to Six Agencies Regarding Margin and Capital Requirements for Covered Swap Entities

Jul, 2011 | Banking, Capital Markets, Financial Stability, Letter | Banking, Capital Markets, Financial Stability

Read the Letter

read more
Page 38 of 46« First«...3637383940...»Last »
© Committee on Capital Markets Regulation 2025