Comment Letter to the CFTC Regarding Customer Clearing Documentation and Timing of Acceptance for Clearing

Dec, 2011 | Capital Markets, Financial Stability, Letter | Capital Markets, Financial Stability

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Response to the Federal Insurance Office Request for Comment on the Report to Congress on How to Modernize and Improve the System of Insurance Regulation in the United States

Dec, 2011 | Capital Markets, Financial Stability, Letter | Capital Markets, Financial Stability

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Comment Letter to the PCAOB Regarding Auditor Independence and Audit Firm Rotation

Dec, 2011 | Capital Markets, Letter | Capital Markets

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Comment Letter to the SEC Regarding Their Retrospective Review of Existing Regulations

Oct, 2011 | Capital Markets, Letter | Capital Markets

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Comment Letter to SEC Regarding Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants

Aug, 2011 | Capital Markets, Letter | Capital Markets

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Statement About a Decision by the U.S. Court of Appeals on Proxy Access That Puts Dodd-Frank Implementation in Jeopardy Due to Inadequate Cost-benefit Analysis

Jul, 2011 | Banking, Capital Markets, Financial Stability, Statement | Banking, Capital Markets, Financial Stability

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Comment Letter to Six Agencies Regarding Risk Retention in Securitizations

Jul, 2011 | Banking, Capital Markets, Financial Stability, Letter | Banking, Capital Markets, Financial Stability

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Hal S. Scott Testifies Before Senate Banking Committee on Implementation of the Dodd-Frank Act

Jul, 2011 | Banking, Capital Markets, Congressional Testimony, Financial Stability | Banking, Capital Markets, Financial Stability

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