Comment Letter Regarding Form PF
May, 2011 | Capital Markets, Letter | Capital Markets
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Comment Letter to the CFTC Regarding Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing with Counterparties
May, 2011 | Capital Markets, Letter | Capital Markets
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Wall Street Journal Op-ed: Capital Market Regulation Needs an Overhaul
Apr, 2011 | Capital Markets, Op-Ed | Capital Markets
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Hal S. Scott Testifies Before House Subcommittee on General Farm Commodities and Risk Management in Hearing Entitled “Implementing Dodd-Frank: A Review of the CFTC’s Rulemaking Process”
Apr, 2011 | Capital Markets, Congressional Testimony, Financial Stability | Capital Markets, Financial Stability
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Joint Letter to the CFTC and SEC Regarding Form PF, which requires reporting by private funds
Apr, 2011 | Capital Markets, Letter | Capital Markets
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Comment Letter to the FSB regarding definitions related to “significant” nonbank financial companies
Mar, 2011 | Capital Markets, Financial Stability, Letter | Capital Markets, Financial Stability
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Comment Letter to the CFTC regarding risk management requirements for derivatives clearing organizations
Mar, 2011 | Capital Markets, Financial Stability, Letter | Capital Markets, Financial Stability
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Comment Letter to the CFTC and SEC regarding definitions related to swap markets
Feb, 2011 | Capital Markets, Letter | Capital Markets
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