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Sep 2016 20

Comment Letter to the FSB regarding asset management activities

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Aug 2016 9

Comment Letter to the SEC on Shortening the Trade Settlement Period

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Apr 2016 14

Comment Letter to SEC Regarding Automated Quotations Under Regulation NMS

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Mar 2016 17

Comment Letter on CFTC’s Regulation Automated Trading Proposed Rule

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Feb 2016 3

Comment Letter on Fed’s Total Loss-Absorbing Capacity Proposed Rule

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Nov 2015 19

Letter to Congress on the FORM Act

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Sep 2015 24

Comment Letter on the DOL’s Fiduciary Duty Proposed Rule

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Sep 2015 8

Comment Letter to SEC on Revisions to Audit Committee Disclosures

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