Committee on Capital Markets Regulation
  • Home
  • About
    • Our Team
    • Board of Directors
    • Contact Us
  • Policy Work
  • Members
Select Page

Letter

  • Search By Issue
    • Banking
    • Capital Markets
    • Financial Stability
  • Search by Format
    • Report
    • Letter
    • Op-Ed
    • Statement
    • Congressional Testimony
    • Brief
    • Event
Dec 2011 14

Comment Letter to the PCAOB Regarding Auditor Independence and Audit Firm Rotation

Read the Letter

Oct 2011 6

Comment Letter to the SEC Regarding Their Retrospective Review of Existing Regulations

Read the Letter

Aug 2011 26

Comment Letter to SEC Regarding Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants

Read the Letter

Jul 2011 22

Comment Letter to Six Agencies Regarding Risk Retention in Securitizations

Read the Letter

Jul 2011 11

Comment Letter to Six Agencies Regarding Margin and Capital Requirements for Covered Swap Entities

Read the Letter

Jun 2011 24

Comment Letter to the CFTC Regarding the Implementation of Title VII of the Dodd-Frank Act

Read the Letter

May 2011 13

Comment Letter to the FSOC Regarding its Authority to Designate Financial Market Utilities as Systemically Important

Read the Letter

May 2011 10

Comment Letter Regarding Business Conduct Standards for Swap Dealers and Major Swap Participants Dealing with Counterparties

Read the Letter

  • « Previous
  • 1
  • …
  • 12
  • 13
  • 14
  • 15
  • 16
  • 17
  • Next »
© Committee on Capital Markets Regulation 2025