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Apr 2020 23

Comment Letter on IEX Proposal to Add a New Discretionary Limit Order Type

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Mar 2020 26

Comment Letter on Volcker Covered Funds Proposal

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Feb 2020 28

Comment Letter on SEC’s Proposed Order Directing Self-Regulatory Organizations to Submit a New National Market System Plan for Equity Market Data

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Jan 2020 31

Comment Letter to SEC Regarding the Proposed Rule Amending the “Accredited Investor” Definition

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Oct 2019 23

Second Comment Letter to SEC Regarding FINRA’s Amended Proposal to Establish a Corporate Bond Data Service

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Sep 2019 19

Comment Letter to SEC Regarding the Concept Release on Harmonization of Securities Offering Exemptions

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Aug 2019 26

Comment Letter to IOSCO and the FSB Regarding IOSCO’s Leverage Report

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Jul 2019 25

Comment Letter to SEC Regarding the Proposed Rule Change to Establish a Corporate Bond New Issue Reference Data Service

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