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Oct 2019 23

Second Comment Letter to SEC Regarding FINRA’s Amended Proposal to Establish a Corporate Bond Data Service

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Sep 2019 19

Comment Letter to SEC Regarding the Concept Release on Harmonization of Securities Offering Exemptions

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Aug 2019 26

Comment Letter to IOSCO and the FSB Regarding IOSCO’s Leverage Report

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Jul 2019 25

Comment Letter to SEC Regarding the Proposed Rule Change to Establish a Corporate Bond New Issue Reference Data Service

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Jul 2019 17

Comment Letter to SEC Regarding the Proposed Rule Change to Introduce a Liquidity Provider Protection Feature on Cboe EDGA Equities Exchange

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Jun 2019 11

Comment Letter to U.S. Banking Regulators Pertaining to Proposals for U.S. Operations of Foreign Banking Organizations

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Apr 2019 25

Comment Letter to the FSOC on Proposed Interpretative Guidance on the Designation Process for Nonbank Financial Companies as Systemically Important

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Mar 2019 14

Comment Letter to the CFTC on ICE Futures U.S., Inc.’s Proposed Amendment to its Order Execution Rule

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