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Oct 2017 3

Comment Letter to Federal Reserve on Proposed Guidance on Supervisory Expectations for Boards of Directors

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Jan 2017 6

Comment Letter to the European Commission on IHC mandate

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Nov 2016 23

Comment Letter to the CFTC on Transparency of Margin Models

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Oct 2016 13

Comment Letter to the SEC Regarding the Chicago Stock Exchange’s Proposed Access Delay

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Sep 2016 20

Comment Letter to the FSB regarding asset management activities

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Aug 2016 9

Comment Letter to the SEC on Shortening the Trade Settlement Period

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Apr 2016 14

Comment Letter to SEC Regarding Automated Quotations Under Regulation NMS

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Mar 2016 17

Comment Letter on CFTC’s Regulation Automated Trading Proposed Rule

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