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Apr 2016 14

Comment Letter to SEC Regarding Automated Quotations Under Regulation NMS

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Mar 2016 17

Comment Letter on CFTC’s Regulation Automated Trading Proposed Rule

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Feb 2016 3

Comment Letter on Fed’s Total Loss-Absorbing Capacity Proposed Rule

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Nov 2015 19

Letter to Congress on the FORM Act

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Sep 2015 24

Comment Letter on the DOL’s Fiduciary Duty Proposed Rule

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Sep 2015 8

Comment Letter to SEC on Revisions to Audit Committee Disclosures

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May 2015 29

Comment Letter to FSB/IOSCO on Non-bank Non-Insurer G-SIFIs

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Apr 2015 1

Comment Letter to Fed on G-SIB Capital Requirement Proposed Rule

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