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Comment Letter to the SEC Regarding Their Retrospective Review of Existing Regulations

Comment Letter to the SEC Regarding Their Retrospective Review of Existing Regulations

Oct 6, 2011 | Capital Markets, Letter

Access the PDF here.  Re: Retrospective Review of Existing Regulations (SEC Release Nos. 33–9257; 34–65262; 39-2479; IA-3271; IC-29781; File No. S7–36–11) Dear Ms. Murphy: The Committee on Capital Markets Regulation (Committee) appreciates the opportunity to comment...

Comment Letter to SEC Regarding Shelf Eligibility Conditions for Asset-backed Securities

Oct 4, 2011 | Uncategorized

Re: Re-Proposal of Shelf Eligibility Conditions for Asset-Backed Securities, 76 Fed. Reg. 47,948 (RIN 3235-AK37, SEC Release Nos. 33–9244; 34–64968; File No. S7–08–10) Dear Ms. Murphy: The Committee on Capital Markets Regulation (Committee) appreciates the opportunity...

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