Committee Releases Q4 2016 Financial Penalties Data

Feb 3, 2017 | Uncategorized

CAMBRIDGE, Mass., The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States for Q4 2016. Public financial penalties include public class action settlements that arise...

Committee Releases Q3 2016 Financial Penalties Data

Nov 8, 2016 | Uncategorized

CAMBRIDGE, Mass., November 8, 2016—The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States for Q3 2016. Public financial penalties include public class action...

Committee Releases Q3 2016 Competitiveness Report

Oct 28, 2016 | Uncategorized

CAMBRIDGE, Mass., October 28, 2016—U.S. capital market competitiveness exhibited continuing weakness through the third quarter of 2016. “The competitive landscape of U.S. capital markets continues to disappoint,” said Harvard Law Professor Hal S. Scott, Director of...

Committee Releases Q2 2016 Competitiveness Report

Aug 1, 2016 | Uncategorized

CAMBRIDGE, MA, August 1, 2016 U.S. capital market competitiveness remained weak through the second quarter of 2016. “The global competitiveness of U.S. capital markets has continued to decline in the first half of 2016,” said Harvard Law Professor Hal S. Scott,...

Committee Releases Q2 2016 Financial Penalties Data

Jul 12, 2016 | Uncategorized

CAMBRIDGE, MA, July 12, 2016 The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States for Q2 2016. Public financial penalties include public class action settlements...