Sep 1, 2021 | Capital Markets, Report
Download as PDF Table of Contents Click to navigate to section Executive Summary Part I: Review of Equity Market Structure for Retail Investors Part II: Analysis of Equity Market Structure for Retail Investors & Recommendations Conclusion Executive Summary...
Sep 1, 2021 | Banking, Report
Download as PDF Table of Contents Click to navigate to section Introduction Federal Reserve balance sheet assumptionsPart II: The Need for a Standing Repo Facility Inconsistencies between Federal Reserve stress test assumptions and historical data Flawed stress test...
Aug 30, 2021 | Banking, Capital Markets, Report
Introduction In June 2018, the staff of the Committee on Capital Markets Regulation (the “Committee”) released a report entitled Rationalizing Enforcement in the U.S. Financial System (the “Enforcement Report”).1 The Enforcement Report comprehensively overviewed and...
Jul 7, 2021 | Capital Markets, Statement
The Committee on Capital Markets Regulation (the “Committee”) is concerned with the June 1 statement by the staff of the Division of Corporation Finance of the U.S. Securities and Exchange Commission (the “SEC”) clarifying that it would not recommend an enforcement...
Jul 1, 2021 | Financial Stability, Report
Executive Summary This report by the Committee on Capital Markets Regulation (the “Committee”) assesses the role of business interruption insurance (“BII”) during the COVID-19 pandemic and evaluates proposals to reform BII so that U.S. businesses can insure against...
