Committee on Capital Markets Regulation
  • Home
  • About
    • Our Team
    • Board of Directors
    • Contact Us
  • Policy Work
  • Members
Select Page
Committee Hosts Virtual Roundtable on IPOs and the Rise of SPACs

Committee Hosts Virtual Roundtable on IPOs and the Rise of SPACs

Apr 27, 2022 | Capital Markets, Event

Comment Letter on the SEC’s Private Funds Proposal

Comment Letter on the SEC’s Private Funds Proposal

Apr 25, 2022 | Capital Markets, Letter

On April 25, 2022, the Committee submitted a comment letter to the Securities and Exchange Commission (the “SEC”) regarding its proposed rule on private fund advisers (the “Proposed Rule”). The Proposed Rule includes a series of new rules and amendments under the...
Comment Letter on the SEC’s Money Market Fund Proposal

Comment Letter on the SEC’s Money Market Fund Proposal

Apr 11, 2022 | Capital Markets, Letter

On April 11, 2022, the Committee submitted a comment letter to the Securities and Exchange Commission (the “SEC”) regarding its proposed rule on money market fund reforms. The Proposed Rule would make extensive changes to the rules governing money market funds...
Comment Letter on the SEC’s Security-based Swap Proposal

Comment Letter on the SEC’s Security-based Swap Proposal

Mar 21, 2022 | Capital Markets, Letter

On March 21, 2022, the Committee submitted a comment letter to the Securities and Exchange Commission (the “SEC”) regarding its proposed rule on the reporting of large security-based swap positions. The Committee’s letter proceeds in three parts. First, we describe...
Comment Letter on the SEC’s Securities Lending Proposal

Comment Letter on the SEC’s Securities Lending Proposal

Jan 7, 2022 | Capital Markets, Letter

On January 6, 2021, the Committee submitted a comment letter to the Securities and Exchange Commission (the “SEC”) regarding its proposed rule on the reporting of securities loans. If adopted, the proposed rule would (i) require the reporting of certain terms of...
Page 8 of 73« First«...678910...»Last »

Policy Work

  • Capital Markets
  • Banking
  • Financial Stability
  • Report
  • Letter
  • Op-Ed
  • Statement
  • Congressional Testimony
© Committee on Capital Markets Regulation 2025