Comment Letter to the SEC Regarding the Chicago Stock Exchange’s Proposed Access Delay

October 2016 | Capital Markets

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Comment Letter to the FSB regarding asset management activities

September 2016 | Capital Markets, Financial Stability

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Comment Letter to the SEC on Shortening the Trade Settlement Period

August 2016 | Capital Markets

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Comment Letter to SEC Regarding Automated Quotations Under Regulation NMS

April 2016 | Capital Markets

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Comment Letter on CFTC’s Regulation Automated Trading Proposed Rule

March 2016 | Capital Markets

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Comment Letter on Fed’s Total Loss-Absorbing Capacity Proposed Rule

February 2016 | Banking, Financial Stability

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Letter to Congress on the FORM Act

November 2015 | Financial Stability

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Comment Letter on the DOL’s Fiduciary Duty Proposed Rule

September 2015 | Capital Markets

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