Report: Enforcement Data for Calendar 2022

by victoria | Nov 9, 2023 | Capital Markets, Report | Capital Markets

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Committee Files Amicus Brief Challenging the SEC’s Private Funds Rule

by victoria | Nov 9, 2023 | Capital Markets, Financial Stability, Letter | Capital Markets

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Comment Letter on SEC’s Predictive Data Analytics Proposal

by victoria | Oct 11, 2023 | Capital Markets, Financial Stability, Letter | Capital Markets

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Hal S. Scott Testifies Before the Subcommittee on Financial Institutions and Monetary Policy

by victoria | Sep 20, 2023 | Banking, Congressional Testimony, Financial Stability | Banking, Capital Markets, Financial Stability

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Wall Street Journal Op-Ed: The SEC Targets Private Capital

by victoria | Sep 7, 2023 | Banking, Financial Stability, Op-Ed | Capital Markets

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Updated Diagram and Analysis of Recent SEC Rulemaking Activity

by victoria | Aug 31, 2023 | Capital Markets, Statement | Capital Markets

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Updated Comment Letter on SEC’s Security-Based Swap Proposal

by victoria | Aug 21, 2023 | Capital Markets, Financial Stability, Letter | Capital Markets

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Comment Letter on Proposed DOJ-FTC Merger Guidelines

by victoria | Aug 15, 2023 | Capital Markets, Financial Stability, Letter | Capital Markets

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Comment Letter on PCAOB’s Proposed Amendments to Public Company Auditing Standards

by victoria | Aug 4, 2023 | Capital Markets, Financial Stability, Letter | Capital Markets

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Comment Letter on FSOC’s Nonbank Financial Company Designation Proposal

by victoria | Jun 28, 2023 | Capital Markets, Financial Stability, Letter | Banking, Financial Stability

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