Report on U.S. Listings by Chinese Companies

by The Committee on Capital Markets Regulation | Jan 30, 2023 | Capital Markets, Report | Capital Markets

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Wall Street Journal Op-Ed: A Question for Congress: Why Didn’t the SEC Stop FTX?

by The Committee on Capital Markets Regulation | Jan 19, 2023 | Banking, Capital Markets, Financial Stability, Op-Ed | Capital Markets

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Committee Hosts Virtual Panel on The Financial Policy Response to the Pandemic

by The Committee on Capital Markets Regulation | Jan 17, 2023 | Banking, Capital Markets, Financial Stability, Statement | Banking, Capital Markets, Financial Stability

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Statement on SEC Staff Accounting Bulletin No. 121 and Issues in Crypto Asset Custody

by The Committee on Capital Markets Regulation | Dec 6, 2022 | Banking, Capital Markets, Statement | Banking, Capital Markets

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Wall Street Journal Op-Ed: An SEC Rule May Cost FTX Crypto Customers Billions

by The Committee on Capital Markets Regulation | Nov 17, 2022 | Capital Markets, Financial Stability, Op-Ed | Capital Markets, Financial Stability

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Comment Letter on the SEC’s Proposal to Redefine “Dealer” and “Government Securities Dealer”

by The Committee on Capital Markets Regulation | Oct 19, 2022 | Capital Markets, Letter | Capital Markets

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Report: Financial Regulatory Agencies and the Rule of Law

by The Committee on Capital Markets Regulation | Oct 18, 2022 | Banking, Capital Markets, Report | Banking, Capital Markets

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Legal Memorandum to Chair Gensler on the SEC’s Private Funds Proposal

by The Committee on Capital Markets Regulation | Oct 18, 2022 | Capital Markets, Letter | Capital Markets

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Report: Enforcement Data for Calendar 2021

by The Committee on Capital Markets Regulation | Aug 20, 2022 | Capital Markets, Report | Capital Markets

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Response to SEC’s Request for Comment on Index Providers

by The Committee on Capital Markets Regulation | Aug 16, 2022 | Capital Markets, Letter | Capital Markets

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