Aug 17, 2026 | Capital Markets, Letter
August 17, 2026 Secretary Securities and Exchange Commission 100 F Street NE Washington, DC 20549-1090 VIA ONLINE PORTAL Re.: The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS (File No. S7-2026-20) Dear Sir or Madam: The Committee...
Aug 13, 2026 | Banking, Financial Stability, Statement
Hal Scott – Stigma and the Discount Window August 13, 2026 It is commonly asserted that stigma associated with borrowing from the discount window (“window”) potentially limits the effectiveness of the Fed’s lender of last resort function. This raises two distinct...
Jul 27, 2026 | Capital Markets, Letter
July 27, 2026 Vanessa A. Countryman, Secretary Securities and Exchange Commission 100 F Street NE Washington, DC 20549-1090 VIA ONLINE PORTAL Re.: Registered Offering Reform (File Number S7-2026-17) Dear Ms. Countryman: The Committee on Capital Markets Regulation...
Jul 20, 2026 | Capital Markets, Letter
July 20, 2026 Vanessa A. Countryman, Secretary Securities and Exchange Commission 100 F Street NE Washington, DC 20549-1090 Re.: “Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies” (File Number S7-2026-18)...
Jul 6, 2026 | Capital Markets, Letter
July 6, 2026 Vanessa A. Countryman, Secretary Securities and Exchange Commission 100 F Street NE Washington, DC 20549-1090 Re.: Semiannual Reporting S7-2026-15 VIA ELECTRONIC PORTAL Dear Ms. Countryman: The Committee on Capital Markets Regulation (the...
