Oct 13, 2026 | Capital Markets, Letter
October 13, 2026 Secretary, Securities and Exchange Commission 100 F Street NE Washington, DC 20549-1090 VIA ELECTRONIC PORTAL Re: File No. SR–CBOE–2026–061: Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Amend its...
Sep 28, 2026 | Capital Markets, Letter
September 25, 2026 Jennifer Piorko Mitchell Office of the Corporate Secretary FINRA 1700 K Street, NW Washington, DC 20006 VIA ONLINE PORTAL Re.: FINRA Regulatory Notice 26-15 – Modernizing FINRA’s Best Execution Guidance Dear Ms. Mitchell: The Committee on...
Sep 24, 2026 | Banking, Capital Markets, Financial Stability, Report
Table of ContentsI. Introduction...
Aug 17, 2026 | Capital Markets, Letter
August 17, 2026 Secretary Securities and Exchange Commission 100 F Street NE Washington, DC 20549-1090 VIA ONLINE PORTAL Re.: The Trade-Through Rule and Locked and Crossed Markets Provisions of Regulation NMS (File No. S7-2026-20) Dear Sir or Madam: The Committee...
