Report: Updated Data and Recommendations on Unelected Directors
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Committee Releases Q4 2014 Financial Penalties Data
The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States for 2014. Public financial penalties include public class action settlements that arise from class action...
Comment Letter to FSB on TLAC Consultation
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Comment Letter to FDIC on Resolution of Insurance Companies
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Nothing But the Facts Statement: High Frequency Trading
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Comment Letter to SEC on Tick Size Pilot Program
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Committee Releases Q3 2014 Competitiveness Report
Committee Study Shows Weakness in the Competitiveness of US Primary Markets U.S. capital market competitiveness showed continued historical weakness through the third quarter of 2014, despite the positive effect of the record-breaking initial public offering of the...
Comment Letter on Margin Requirements for Non-cleared Swaps Proposed Rule
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Committee Releases Q3 2014 Financial Penalties Data
The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States through the third quarter of 2014. Public financial penalties include public class action settlements that...
Wall Street Journal Op-ed: The Mystery of ‘Living Will’ Rules for Banks
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