Committee Releases Q2 2014 Financial Penalties Data
The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States through the second quarter of 2014. Public financial penalties include public class action settlements that...
Hal S. Scott Submits Follow-up Letter to Senate Hearing on High-Frequency Trading
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Statement on Unelected Directors
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Hal S. Scott Testifies Before U.S. Senate Subcommittee on Securities, Insurance, and Investment at Hearing on “High Frequency Trading’s Impact on The Economy”
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Comment Letter to the Federal Reserve, FDIC, & OCC on Proposed Rule Regarding the Supplementary Leverage Ratio
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Data on Why SIFI Designation Is Not the Answer to Possible Herding Behavior By Asset Managers
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Committee Releases Q1 2014 Competitiveness Report
U.S. capital market competitiveness showed even greater signs of weakness in the first quarter of 2014, when measures of aversion to U.S. public equity markets remained at levels not seen since the 2007-2008 financial crisis. “The competitive landscape of U.S. equity...
Committee Releases Q1 2014 Financial Penalties Data
The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the United States in the first quarter of 2014. Public financial penalties include public class action settlements that arise...
Comment Letter on Non-Bank Non-Insurer G-SIFI Methodologies to FSB/IOSCO
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Comment Letter to Federal Reserve on Emergency Lending Proposal
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