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Committee Releases Q3 2013 Competitiveness Report

by The Committee on Capital Markets Regulation | Nov 21, 2013 | Uncategorized

CAMBRIDGE, Mass., November 21, 2013—U.S. capital market competitiveness remained weak through the third quarter of 2013, when measures of aversion to U.S. public equity markets reached levels not seen since the 2007-2008 financial crisis. “The global competitiveness...

Comment Letter to SEC on OFR Asset Management Report

Comment Letter to SEC on OFR Asset Management Report

by The Committee on Capital Markets Regulation | Nov 1, 2013 | Capital Markets, Financial Stability, Letter | Capital Markets, Financial Stability

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Hal S. Scott and Leslie N. Silverman Publish an Article on Arbitration of Stockholder Disputes

Hal S. Scott and Leslie N. Silverman Publish an Article on Arbitration of Stockholder Disputes

by The Committee on Capital Markets Regulation | Oct 26, 2013 | Capital Markets, Report | Capital Markets

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Comment Letter to the FDIC & OCC on Proposed Rule to Increase the Supplementary Leverage Ratio for Large U.S. Bank Holding Companies

Comment Letter to the FDIC & OCC on Proposed Rule to Increase the Supplementary Leverage Ratio for Large U.S. Bank Holding Companies

by The Committee on Capital Markets Regulation | Oct 21, 2013 | Banking, Financial Stability, Letter | Banking, Financial Stability

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Committee Releases Q3 2013 Financial Penalties Data

by The Committee on Capital Markets Regulation | Oct 17, 2013 | Uncategorized

The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the U.S. through the third quarter of 2013. Public financial penalties include public class action settlements that arise from...

Report: “A Balanced Approach to Cost-Benefit Analysis Reform”

Report: “A Balanced Approach to Cost-Benefit Analysis Reform”

by The Committee on Capital Markets Regulation | Oct 1, 2013 | Banking, Capital Markets, Report | Banking, Capital Markets

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Comment Letter to the SEC on its Proposed Rule on Money Market Mutual Fund Reform

Comment Letter to the SEC on its Proposed Rule on Money Market Mutual Fund Reform

by The Committee on Capital Markets Regulation | Sep 17, 2013 | Capital Markets, Financial Stability, Letter | Capital Markets, Financial Stability

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Comment Letter to the SEC and CFTC on Their Proposed Rule and Final Guidance on Cross-Border Swaps

Comment Letter to the SEC and CFTC on Their Proposed Rule and Final Guidance on Cross-Border Swaps

by The Committee on Capital Markets Regulation | Aug 16, 2013 | Capital Markets, Financial Stability, Letter | Capital Markets, Financial Stability

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Committee Releases Q2 2013 Competitiveness Report

by The Committee on Capital Markets Regulation | Aug 14, 2013 | Uncategorized

U.S. capital market competitiveness remained weak through the first half of 2013, when some key measures of use of U.S. public equity markets fell to levels not seen since the 2008 financial crisis. “The competitive landscape of U.S. capital markets has continued to...

National Law Journal Op-ed: SEC’s Silent Opposition to Arbitration Bylaws is Speaking Volumes

National Law Journal Op-ed: SEC’s Silent Opposition to Arbitration Bylaws is Speaking Volumes

by The Committee on Capital Markets Regulation | Aug 12, 2013 | Capital Markets, Op-Ed | Capital Markets

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