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Politico Op-ed: Dodd-Frank Makes Contagion More Likely

Politico Op-ed: Dodd-Frank Makes Contagion More Likely

by The Committee on Capital Markets Regulation | Aug 5, 2013 | Financial Stability, Op-Ed | Financial Stability

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Financial Times Op-ed: Days’ Difference in Margins is Highly Important

Financial Times Op-ed: Days’ Difference in Margins is Highly Important

by The Committee on Capital Markets Regulation | Jul 24, 2013 | Capital Markets, Financial Stability, Op-Ed | Capital Markets, Financial Stability

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Committee Releases Q2 2013 Financial Penalties Data

by The Committee on Capital Markets Regulation | Jul 19, 2013 | Uncategorized

The Committee on Capital Markets Regulation today released data on the total public financial penalties imposed on financial institutions in the U.S. for the first half of 2013. Public financial penalties include public class action settlements that arise from class...

Wall Street Journal Op-ed: Land Mines in the Derivatives ‘Path Forward’

Wall Street Journal Op-ed: Land Mines in the Derivatives ‘Path Forward’

by The Committee on Capital Markets Regulation | Jul 16, 2013 | Capital Markets, Financial Stability, Op-Ed | Capital Markets, Financial Stability

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Committee Urges CFTC To Extend Temporary Exemption

Committee Urges CFTC To Extend Temporary Exemption

by The Committee on Capital Markets Regulation | Jun 27, 2013 | Capital Markets, Statement | Capital Markets

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Comment Letter to the FASB on its Loan Loss Reserves Proposal

Comment Letter to the FASB on its Loan Loss Reserves Proposal

by The Committee on Capital Markets Regulation | May 31, 2013 | Banking, Letter | Banking

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Committee Releases Q1 2013 Competitiveness Report

by The Committee on Capital Markets Regulation | May 23, 2013 | Uncategorized

U.S. capital market competitiveness weakened in the first quarter of 2013, when all 20 of the largest IPOs conducted worldwide occurred outside of the U.S., extending a declining trend in market competitiveness from 2012 “The competitive landscape of U.S. capital...

Committee Releases Q1 2013 Financial Penalties Data

by The Committee on Capital Markets Regulation | May 6, 2013 | Uncategorized

Financial penalties imposed on financial institutions by government agencies totaled $21.8 billion in the first quarter of 2013, an amount representing more than two-thirds of the total financial penalties imposed in all of 2012, according to data released today by...

Comment Letter to the Federal Reserve on Proposed Rule to Implement Enhanced Prudential Standards for Foreign Banking Organizations

Comment Letter to the Federal Reserve on Proposed Rule to Implement Enhanced Prudential Standards for Foreign Banking Organizations

by The Committee on Capital Markets Regulation | Apr 25, 2013 | Banking, Financial Stability, Letter | Banking, Financial Stability

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Statistical Release: Public Settlements and Regulatory Penalties Increase Significantly in 2012 and 2013

Statistical Release: Public Settlements and Regulatory Penalties Increase Significantly in 2012 and 2013

by The Committee on Capital Markets Regulation | Mar 15, 2013 | Banking, Capital Markets, Statement | Banking, Capital Markets

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