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Committee Urges CFTC To Extend Temporary Exemption

Committee Urges CFTC To Extend Temporary Exemption

by The Committee on Capital Markets Regulation | Jun 27, 2013 | Capital Markets, Statement | Capital Markets

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Comment Letter to the FASB on its Loan Loss Reserves Proposal

Comment Letter to the FASB on its Loan Loss Reserves Proposal

by The Committee on Capital Markets Regulation | May 31, 2013 | Banking, Letter | Banking

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Committee Releases Q1 2013 Competitiveness Report

by The Committee on Capital Markets Regulation | May 23, 2013 | Uncategorized

U.S. capital market competitiveness weakened in the first quarter of 2013, when all 20 of the largest IPOs conducted worldwide occurred outside of the U.S., extending a declining trend in market competitiveness from 2012 “The competitive landscape of U.S. capital...

Committee Releases Q1 2013 Financial Penalties Data

by The Committee on Capital Markets Regulation | May 6, 2013 | Uncategorized

Financial penalties imposed on financial institutions by government agencies totaled $21.8 billion in the first quarter of 2013, an amount representing more than two-thirds of the total financial penalties imposed in all of 2012, according to data released today by...

Comment Letter to the Federal Reserve on Proposed Rule to Implement Enhanced Prudential Standards for Foreign Banking Organizations

Comment Letter to the Federal Reserve on Proposed Rule to Implement Enhanced Prudential Standards for Foreign Banking Organizations

by The Committee on Capital Markets Regulation | Apr 25, 2013 | Banking, Financial Stability, Letter | Banking, Financial Stability

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Statistical Release: Public Settlements and Regulatory Penalties Increase Significantly in 2012 and 2013

Statistical Release: Public Settlements and Regulatory Penalties Increase Significantly in 2012 and 2013

by The Committee on Capital Markets Regulation | Mar 15, 2013 | Banking, Capital Markets, Statement | Banking, Capital Markets

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American Banker Op-ed: Stamping Nonbanks ‘SIFI’ Is Harmful and Needless

American Banker Op-ed: Stamping Nonbanks ‘SIFI’ Is Harmful and Needless

by The Committee on Capital Markets Regulation | Feb 22, 2013 | Capital Markets, Financial Stability, Op-Ed | Capital Markets, Financial Stability

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Committee Releases Q4 2012 Competitiveness Report

by The Committee on Capital Markets Regulation | Feb 21, 2013 | Uncategorized

The Committee on Capital Markets Regulation today released U.S. competitiveness data for 2012. U.S. capital market competitiveness remained weak in 2012 with many competitiveness measures suffering declines from the previous year. Hal S. Scott, Director of the...

Comment Letters to FSOC on the Designation of “Non-Bank Systemically Important Financial Institutions” and FSOC’s Recommendation that the SEC Adopt a Floating Net Asset Value

Comment Letters to FSOC on the Designation of “Non-Bank Systemically Important Financial Institutions” and FSOC’s Recommendation that the SEC Adopt a Floating Net Asset Value

by The Committee on Capital Markets Regulation | Feb 15, 2013 | Capital Markets, Financial Stability, Letter | Capital Markets, Financial Stability

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Comment Letter to E.U. and U.S. Regulators on Differences Between Clearinghouse Requirements in the Two Jurisdictions

Comment Letter to E.U. and U.S. Regulators on Differences Between Clearinghouse Requirements in the Two Jurisdictions

by The Committee on Capital Markets Regulation | Jan 28, 2013 | Capital Markets, Financial Stability, Letter | Capital Markets, Financial Stability

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