Wall Street Journal Op-Ed: An SEC Rule May Cost FTX Crypto Customers Billions

by The Committee on Capital Markets Regulation | Nov 17, 2022 | Capital Markets, Financial Stability, Op-Ed | Capital Markets, Financial Stability

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Comment Letter on the SEC’s Proposal to Redefine “Dealer” and “Government Securities Dealer”

by The Committee on Capital Markets Regulation | Oct 19, 2022 | Capital Markets, Letter | Capital Markets

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Report: Financial Regulatory Agencies and the Rule of Law

by The Committee on Capital Markets Regulation | Oct 18, 2022 | Banking, Capital Markets, Report | Banking, Capital Markets

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Legal Memorandum to Chair Gensler on the SEC’s Private Funds Proposal

by The Committee on Capital Markets Regulation | Oct 18, 2022 | Capital Markets, Letter | Capital Markets

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Report: Enforcement Data for Calendar 2021

by The Committee on Capital Markets Regulation | Aug 20, 2022 | Capital Markets, Report | Capital Markets

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Response to SEC’s Request for Comment on Index Providers

by The Committee on Capital Markets Regulation | Aug 16, 2022 | Capital Markets, Letter | Capital Markets

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Comment Letter on the SEC’s ESG Fund Disclosure Proposal

by The Committee on Capital Markets Regulation | Aug 16, 2022 | Capital Markets, Letter | Capital Markets

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Wall Street Journal Op-Ed: Gary Gensler’s Assault on U.S. Capital Markets

by The Committee on Capital Markets Regulation | Jul 17, 2022 | Capital Markets, Op-Ed | Capital Markets

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The Unprecedented Incidence of Recent Rulemakings by the SEC

by The Committee on Capital Markets Regulation | Jul 15, 2022 | Capital Markets, Statement | Capital Markets

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SEC Rulemaking Diagram

by conor | Jul 15, 2022 | Uncategorized

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