Committee on Capital Markets Regulation
  • Home
  • About
    • Our Team
    • Board of Directors
    • Contact Us
  • Policy Work
  • Members
Select Page

Capital Markets

  • Search By Issue
    • Banking
    • Capital Markets
    • Financial Stability
  • Search by Format
    • Report
    • Letter
    • Op-Ed
    • Statement
    • Congressional Testimony
    • Brief
    • Event
Comment Letter to SEC Regarding the Concept Release on Harmonization of Securities Offering Exemptions

Comment Letter to SEC Regarding the Concept Release on Harmonization of Securities Offering Exemptions

September 2019 | Capital Markets

Read the Letter

Report: Financial Transaction Taxes

Report: Financial Transaction Taxes

September 2019 | Capital Markets

Read the Report

The Financial Times Op-ed: Ordinary Savers Should Be Allowed to Invest in Private Equity

The Financial Times Op-ed: Ordinary Savers Should Be Allowed to Invest in Private Equity

August 2019 | Capital Markets

Read the Op-Ed

Comment Letter to IOSCO and the FSB Regarding IOSCO’s Leverage Report

Comment Letter to IOSCO and the FSB Regarding IOSCO’s Leverage Report

August 2019 | Capital Markets

Read the Letter

Comment Letter to SEC Regarding the Proposed Rule Change to Establish a Corporate Bond New Issue Reference Data Service

Comment Letter to SEC Regarding the Proposed Rule Change to Establish a Corporate Bond New Issue Reference Data Service

July 2019 | Capital Markets

Read the Letter

Comment Letter to SEC Regarding the Proposed Rule Change to Introduce a Liquidity Provider Protection Feature on Cboe EDGA Equities Exchange

Comment Letter to SEC Regarding the Proposed Rule Change to Introduce a Liquidity Provider Protection Feature on Cboe EDGA Equities Exchange

July 2019 | Capital Markets

Read the Letter

Report: Enhancing the Regulatory Process for International Standard-Setting Bodies

Report: Enhancing the Regulatory Process for International Standard-Setting Bodies

June 2019 | Banking, Capital Markets, Financial Stability

Read the Report

Report: Update on Monetary Sanctions Imposed by U.S. Enforcement Agencies (for Calendar Year 2018)

Report: Update on Monetary Sanctions Imposed by U.S. Enforcement Agencies (for Calendar Year 2018)

May 2019 | Banking, Capital Markets

Read the Report

Page 16 of 35« First«...1415161718...»Last »
© Committee on Capital Markets Regulation 2025