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May 2023 9

Comment Letter on the SEC’s Custody Proposal

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Apr 2023 4

Comment Letter on the SEC’s Equity Market Structure Proposals

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Feb 2023 14

Comment Letter on the SEC’s Open-End Fund Liquidity and Swing Pricing Proposal

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Oct 2022 19

Comment Letter on the SEC’s Proposal to Redefine “Dealer” and “Government Securities Dealer”

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Oct 2022 18

Legal Memorandum to Chair Gensler on the SEC’s Private Funds Proposal

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Aug 2022 16

Response to SEC’s Request for Comment on Index Providers

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Aug 2022 16

Comment Letter on the SEC’s ESG Fund Disclosure Proposal

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Jun 2022 17

Comment Letter on the SEC’s Proposal on Climate Disclosure

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© Committee on Capital Markets Regulation 2023